RIVERNORTH CAPITAL MANAGEMENT LLC
Q2 2026 Form 13-F
WEST PALM BEACH, FLORIDA
CIK 0001447578
· CRD 122020
· SEC-registered investment adviser
Holdings reported by
MACKAY SHIELDS LLC since Q4 2018
, TrueMark Investments LLC since Q4 2024
$2.1B Reported Value Total
RIVERNORTH CAPITAL MANAGEMENT, LLC reports 32 total accounts under management (AUM). There are 32 discretionary accounts valued at $6,167,773,294, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
8 funds
· $1.1B gross asset value
Hedge Fund: $1.1B · Other: $14.4M
Source: Form ADV filed 2026-03-31
Reported value
$2.1B
Quarter over quarter
+3.5%
Holdings
584
Top-10 concentration
28.3%
Filing Structure
Holdings reported by
- MACKAY SHIELDS LLC · since Q4 2018 · declared by one filing
- TrueMark Investments LLC · since Q4 2024 · declared by one filing
Key People
Form ADV owners & control persons
Patrick William Galley
SHAREHOLDER
Brian Harold Schmucker
SHAREHOLDER
Marcus Lane Collins
GENERAL COUNSEL, SECRETARY AND CHIEF COMPLIANCE OFFICER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q2 2026 13F record
Q2 2026 13F filing summary
| Period of report | June 30, 2026 |
|---|---|
| Filed | August 14, 2026 |
| Form | 13F-HR |
| Reported value | $2.1B |
| Positions | 584 |
| Change in reported value | +5.1% |
| New positions | 156 |
| Exited positions | 113 |
| Position turnover | 38.6% |
| Top-10 concentration | 28.3% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 14, 2026
|
584 | $2.1B |
|
Q1 2026 13F
Filed May 15, 2026
|
542 | $2.0B |
|
Q4 2025 13F
Filed Feb 17, 2026
|
476 | $2.1B |
|
Q3 2025 13F
Filed Nov 14, 2025
|
479 | $1.8B |
|
Q2 2025 13F
Filed Aug 14, 2025
|
357 | $1.8B |
|
Q1 2025 13F
Filed May 15, 2025
|
360 | $1.9B |
|
Q4 2024 13F
Filed Feb 14, 2025
|
409 | $2.1B |
|
Q3 2024 13F
Filed Nov 14, 2024
|
388 | $2.1B |
|
Q2 2024 13F
Filed Aug 14, 2024
|
442 | $2.1B |
|
Q1 2024 13F
Filed May 15, 2024
|
464 | $2.1B |
|
Q4 2023 13F
Filed Feb 14, 2024
|
485 | $2.1B |
|
Q3 2023 13F
Filed Nov 14, 2023
|
542 | $1.9B |
|
Q2 2023 13F
Filed Aug 14, 2023
|
580 | $2.0B |
|
Q1 2023 13F
Filed May 15, 2023
|
635 | $2.1B |
|
Q4 2022 13F
Filed Feb 14, 2023
|
716 | $2.2B |
|
Q3 2022 13F
Filed Nov 14, 2022
|
831 | $2.2B |
|
Q2 2022 13F
Filed Aug 15, 2022
|
802 | $2.5B |
|
Q1 2022 13F
Filed May 16, 2022
|
822 | $2.7B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
714 | $2.5B |
|
Q3 2021 13F
Filed Nov 15, 2021
|
565 | $1.9B |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q2 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | MHD BLACKROCK MUNIHOLDINGS FD IN | $142.6M | 6.78% |
| 2 | MQY BLACKROCK MUNIYILD QULT FD I | $82.3M | 3.91% |
| 3 | PSUS PERSHING SQUARE USA LTD | $78.1M | 3.71% |
| 4 | MYI BLACKROCK MUNIYIELD QUALITY | $52.9M | 2.51% |
| 5 | HYT BLACKROCK CORPOR HI YLD FD I | $47.3M | 2.25% |
| 6 | BSTZ BLACKROCK SCIENCE & TECHNOLO | $45.4M | 2.16% |
| 7 | OTF BLUE OWL TECHNOLOGY FIN CORP | $39.2M | 1.86% |
| 8 | GAB GABELLI EQUITY TR INC | $37.4M | 1.78% |
| 9 | MUB ISHARES TR | $36.7M | 1.74% |
| 10 | PML PIMCO MUN INCOME FD II | $34.1M | 1.62% |
| 11 | FSEN FS SPECIALTY LENDING FD | $31.2M | 1.48% |
| 12 | GOF GUGGENHEIM STRATEGIC OPPORTU | $29.1M | 1.38% |
| 13 | VKQ INVESCO MUNICIPAL TRUST | $27.6M | 1.31% |
| 14 | VTEB VANGUARD MUN BD FDS | $27.4M | 1.3% |
| 15 | FSCO FS CREDIT OPPORTUNITIES CORP | $27.2M | 1.29% |
| 16 | BBN BLACKROCK TAX MUNICPAL BD TR | $26.2M | 1.25% |
| 17 | USA LIBERTY ALL STAR EQUITY FD | $25.2M | 1.2% |
| 18 | BTX BLACKROCK TECH AND PRIVATE E | $24.7M | 1.18% |
| 19 | PCQ PIMCO CALIF MUN INCOME FD | $23.1M | 1.1% |
| 20 | PDX PIMCO DYNAMIC INCOME STRATEG | $22.9M | 1.09% |
Values as reported on the Q2 2026 Form 13F. Every position is in the holdings table below.