RICE HALL JAMES & ASSOCIATES LLC
Q1 2026 Form 13-F
SAN DIEGO, CALIFORNIA
CIK 0001230765
· CRD 125410
· SEC-registered investment adviser
$1.8B Reported Value Total
RICE HALL JAMES & ASSOCIATES LLC reports 249 total accounts under management (AUM). There are 249 discretionary accounts valued at $1,740,251,833, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
1 fund
· $15.9M gross asset value
Hedge Fund: $15.9M
Source: Form ADV filed 2026-05-06
Reported value
$1.8B
Quarter over quarter
-2.7%
Holdings
243
Top-10 concentration
23.9%
Filing Structure
Reports holdings for
- Legato Capital Management LLC · File #028-13158 · Q1 2024 – Q1 2026 · declared by one filing
Holdings reported by
- FAI Advisors Inc · Q4 2024 – Q4 2024 · declared by one filing
- THE BANK OF NEW YORK MELLON CORPORATION · Q1 2014 – Q2 2024
- Segment Wealth Management LLC · Q2 2013 – Q2 2019 · declared by one filing
Key People
Form ADV owners & control persons
Thuong-Thao Nguyen Buu-Hoan
MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT
Louis Millett Holtz
MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER
Yossef Ytzhak Lipsker
MANAGING MEMBER, PORTFOLIO MANAGER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q1 2026 13F record
Q1 2026 13F filing summary
| Period of report | March 31, 2026 |
|---|---|
| Filed | May 15, 2026 |
| Form | 13F-HR |
| Reported value | $1.8B |
| Positions | 243 |
| Change in reported value | -1.2% |
| New positions | 12 |
| Exited positions | 12 |
| Position turnover | 9.4% |
| Top-10 concentration | 23.9% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 7, 2026
|
240 | $2.1B |
|
Q1 2026 13F
Filed May 15, 2026
|
243 | $1.8B |
|
Q4 2025 13F
Filed Feb 17, 2026
|
243 | $1.8B |
|
Q3 2025 13F
Filed Oct 16, 2025
|
248 | $1.8B |
|
Q2 2025 13F
Filed Aug 11, 2025
|
247 | $1.9B |
|
Q1 2025 13F
Filed May 1, 2025
|
248 | $1.7B |
|
Q4 2024 13F
Filed Jan 31, 2025
|
249 | $1.8B |
|
Q3 2024 13F
Filed Oct 28, 2024
|
250 | $1.8B |
|
Q2 2024 13F
Filed Aug 7, 2024
|
256 | $1.7B |
|
Q1 2024 13F
Filed Apr 23, 2024
|
257 | $1.8B |
|
Q4 2023 13F
Filed Feb 9, 2024
|
260 | $1.7B |
|
Q3 2023 13F
Filed Nov 2, 2023
|
260 | $1.6B |
|
Q2 2023 13F
Filed Jul 24, 2023
|
262 | $1.8B |
|
Q1 2023 13F
Filed May 12, 2023
|
262 | $1.8B |
|
Q4 2022 13F
Filed Jan 27, 2023
|
260 | $1.7B |
|
Q3 2022 13F
Filed Nov 1, 2022
|
265 | $1.7B |
|
Q2 2022 13F
Filed Aug 8, 2022
|
265 | $2.1B |
|
Q1 2022 13F
Filed May 5, 2022
|
306 | $2.5B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
312 | $2.8B |
|
Q3 2021 13F
Filed Nov 9, 2021
|
309 | $2.7B |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q1 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | LGND LIGAND PHARMACEUTICALS INC | $56.6M | 3.15% |
| 2 | FN FABRINET | $55.2M | 3.07% |
| 3 | ARLO ARLO TECHNOLOGIES INC | $52.1M | 2.9% |
| 4 | XPO XPO INC | $43.6M | 2.43% |
| 5 | ACIW ACI WORLDWIDE INC | $41.1M | 2.29% |
| 6 | LRN STRIDE INC | $38.7M | 2.15% |
| 7 | FOUR SHIFT4 PMTS INC | $37.1M | 2.06% |
| 8 | DFIN DONNELLEY FINL SOLUTIONS INC | $36.8M | 2.05% |
| 9 | ASND ASCENDIS PHARMA A/S | $33.9M | 1.89% |
| 10 | ZD ZIFF DAVIS INC | $33.6M | 1.87% |
| 11 | ESTA ESTABLISHMENT LABS HLDGS INC | $31.2M | 1.73% |
| 12 | PBH PRESTIGE CONSMR HEALTHCARE I | $30.9M | 1.72% |
| 13 | KNSA KINIKSA PHARMACEUTICALS INTL | $29.3M | 1.63% |
| 14 | AWI ARMSTRONG WORLD INDS INC NEW | $29.1M | 1.62% |
| 15 | YOU CLEAR SECURE INC | $27.9M | 1.56% |
| 16 | WEX WEX INC | $27.6M | 1.54% |
| 17 | WIX WIX COM LTD | $26.7M | 1.49% |
| 18 | SRAD SPORTRADAR GROUP AG | $26.5M | 1.47% |
| 19 | GDDY GODADDY INC | $26.4M | 1.47% |
| 20 | G GENPACT LIMITED | $26.2M | 1.46% |
Values as reported on the Q1 2026 Form 13F. Every position is in the holdings table below.