Resources Investment Advisors LLC's Q1 2022 13F: 72 new positions, 99 exits

Form 13F-HR for the quarter ended Mar 31, 2022 · filed May 5, 2022 · 736 reported positions · accession 0001690370-22-000004

View the filing on SEC.gov

What changed this quarter

Activity Security Weight before Weight now Change Shares Shares %
Reduced CERNER CORP (CERN) 0.5% 0.2% −0.3 pts −94,898 sh −65%
Increased ISHARES TR (DGRO) 0.1% 0.4% +0.3 pts +131K sh +266%
Increased ISHARES TR (TIP) 0.1% 0.3% +0.2 pts +53,205 sh +338%
Increased ISHARES TR (USMV) 0.0% 0.3% +0.2 pts +85,042 sh +604%
Increased SPDR SER TR (KOMP) 1.5% 1.5% +0.1 pts +121K sh +18%
Increased AMERICAN CENTY ETF TR (AVDE) 3.4% 3.5% +0.1 pts +101K sh +7%
Increased SCHWAB STRATEGIC TR (SCHZ) 7.4% 7.3% −0.1 pts +115K sh +3%
Increased GOLDMAN SACHS ETF TR (GSEW) 4.6% 4.5% 0.0 pts +57,598 sh +3%
Reduced VANGUARD INDEX FDS (VOO) 0.8% 0.6% −0.2 pts −9,085 sh −20%
Increased MICROSOFT CORP (MSFT) 1.1% 1.2% 0.0 pts +10,423 sh +12%
Increased J P MORGAN EXCHANGE-TRADED F (JEPI) 0.0% 0.1% +0.1 pts +51,076 sh +634%
Increased SCHWAB STRATEGIC TR (SCHG) 3.2% 3.1% −0.1 pts +36,642 sh +3%
Increased COLUMBIA ETF TR I (DIAL) 5.0% 4.8% −0.2 pts +140K sh +2%
Increased SCHWAB STRATEGIC TR (SCHV) 3.2% 3.3% +0.1 pts +35,942 sh +3%
Increased VANECK ETF TRUST (MOAT) 5.0% 5.1% +0.1 pts +34,005 sh +2%
Increased APPLE INC (AAPL) 2.5% 2.6% +0.1 pts +14,317 sh +4%
Reduced ARK ETF TR (ARKK) 0.2% 0.0% −0.1 pts −35,862 sh −74%
Increased VANGUARD CHARLOTTE FDS (BNDX) 0.0% 0.1% +0.1 pts +44,346 sh +208%
Increased VANGUARD BD INDEX FDS (BND) 0.4% 0.4% +0.1 pts +28,620 sh +25%
New PHILLIPS EDISON & CO INC (PECO) — 0.1% +0.1 pts +61,884 sh new
Increased SCHWAB STRATEGIC TR (SCHM) 3.1% 3.0% 0.0 pts +27,661 sh +3%
Increased J P MORGAN EXCHANGE-TRADED F (JPIB) 2.7% 2.8% 0.0 pts +42,730 sh +3%
Increased INVESCO EXCH TRADED FD TR II (QQQM) 0.3% 0.4% +0.1 pts +13,696 sh +27%
Increased SPDR SER TR (SLY) 1.9% 1.9% 0.0 pts +19,981 sh +4%
Increased BERKSHIRE HATHAWAY INC DEL (BRK-B) 0.4% 0.6% +0.2 pts +5,071 sh +13%
Reduced ISHARES TR (IEFA) 0.1% 0.0% −0.1 pts −25,610 sh −61%
Reduced AMERICAN CENTY ETF TR (TAXF) 2.0% 1.8% −0.2 pts −32,505 sh −3%
Exited WISDOMTREE TR (AGZD) 0.1% — −0.1 pts −36,435 sh −100%
Reduced PROSHARES TR (SSO) 0.1% 0.1% −0.1 pts −24,903 sh −52%
Reduced ISHARES TR (IJR) 0.4% 0.3% −0.1 pts −14,159 sh −15%
Reduced SPDR SER TR (SPSB) 0.1% 0.0% −0.1 pts −49,846 sh −69%
New CONTAINER STORE GROUP INC (TCS) — 0.1% +0.1 pts +180K sh new
New FIRST TR EXCHNG TRADED FD VI (FJAN) — 0.1% +0.1 pts +41,793 sh new
Increased NUVEEN QUALITY MUNCP INCOME (NAD) 0.0% 0.1% +0.1 pts +107K sh +389%
Increased WISDOMTREE TR (EMCB) 0.0% 0.1% 0.0 pts +21,452 sh +121%
Increased VANGUARD INDEX FDS (VTI) 0.6% 0.7% 0.0 pts +5,875 sh +8%
Increased ALPHABET INC (GOOGL) 0.9% 0.9% 0.0 pts +477 sh +6%
Exited VANGUARD INDEX FDS (VXF) 0.0% — 0.0 pts −7,067 sh −100%
Increased PGIM ETF TR (PHYL) 0.0% 0.1% 0.0 pts +33,098 sh +101%
Increased NVIDIA CORPORATION (NVDA) 0.5% 0.5% 0.0 pts +4,598 sh +10%
New SYSCO CORP (SYY) — 0.0% 0.0 pts +15,278 sh new
Reduced WISDOMTREE TR (SHAG) 0.1% 0.0% 0.0 pts −25,712 sh −82%
Increased FIRST TR EXCHNG TRADED FD VI (FIXD) 0.2% 0.2% 0.0 pts +25,048 sh +27%
Exited INNOVATOR ETFS TR (PAPR) 0.0% — 0.0 pts −42,323 sh −100%
Increased LOWES COS INC (LOW) 0.0% 0.1% 0.0 pts +5,695 sh +149%
Increased CHEVRON CORP NEW (CVX) 0.1% 0.2% +0.1 pts +6,963 sh +29%
Exited INNOVATOR ETFS TR (EAPR) 0.0% — 0.0 pts −46,813 sh −100%
Reduced ISHARES TR (IWM) 0.1% 0.1% 0.0 pts −5,463 sh −37%
Reduced PIMCO ETF TR (MINT) 0.2% 0.2% 0.0 pts −11,180 sh −21%
Increased HOME DEPOT INC (HD) 0.3% 0.2% 0.0 pts +3,643 sh +21%

The 50 largest of 786 changes, by size of the trade. Full holdings for this quarter.

Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled

Top 10 positions — 40.3% of the equity book

No changes in the top 10 this quarter

# Security Weight before Weight now
1 SCHWAB STRATEGIC TR (SCHZ) 7.4% 7.3%
2 VANECK ETF TRUST (MOAT) 5.0% 5.1%
3 COLUMBIA ETF TR I (DIAL) 5.0% 4.8%
4 GOLDMAN SACHS ETF TR (GSEW) 4.6% 4.5%
5 AMERICAN CENTY ETF TR (AVDE) 3.4% 3.5%
6 SCHWAB STRATEGIC TR (SCHV) 3.2% 3.3%
7 SCHWAB STRATEGIC TR (SCHG) 3.2% 3.1%
8 SCHWAB STRATEGIC TR (SCHM) 3.1% 3.0%
9 JANUS DETROIT STR TR (VNLA) 2.9% 2.9%
10 J P MORGAN EXCHANGE-TRADED F (JPIB) 2.7% 2.8%

Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).

Option positions (puts and calls)

Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.

Activity Security Type Shares before Shares now Reported value
Reduced OVERSTOCK COM INC DEL (BBBY) Call 248K 208K $975K
Exited VANECK ETF TRUST (GDXJ) Call 100K 0 $0
Reduced FATE THERAPEUTICS INC (FATE) Call 99,000 59,400 $211K
Exited INTEL CORP (INTC) Call 3,000 0 $0
Exited ISHARES TR (TLT) Put 1,000 0 $0
Exited SALESFORCE COM INC (CRM) Call 500 0 $0
New PROSHARES TR (SDS) Call 0 129K $93K
Exited SANDSTORM GOLD LTD (SAND) Call 12,000 0 $0
Exited ABBVIE INC (ABBV) Put 500 0 $0
Exited ROBLOX CORP (RBLX) Call 1,000 0 $0
Exited ALIBABA GROUP HLDG LTD (BABA) Call 300 0 $0
Exited AXSOME THERAPEUTICS INC (AXSM) Call 300 0 $0