REGATTA CAPITAL GROUP LLC
Q1 2023 Form 13-F
EL SEGUNDO, CALIFORNIA
CIK 0001911488
· CRD 145363
· SEC-registered investment adviser
$280.8M Reported Value Total
REGATTA CAPITAL GROUP, LLC reports 3,915 total accounts under management (AUM). There are 3,621 discretionary accounts valued at $784,530,727, and 294 non-discretionary accounts valued at $146,897,588.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
4 funds
· $15.2M gross asset value
Venture Capital Fund: $15.2M
Source: Form ADV filed 2026-10-22
Reported value
$280.8M
Quarter over quarter
+8.0%
Holdings
174
Top-10 concentration
44.0%
Key People
Form ADV owners & control persons
Spencer Southard Kelly
PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES
Russell Ralph Mohberg
MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER
Britt Morgan Joyce
CO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS
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13F Metrics
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Q1 2023 13F record
Q1 2023 13F filing summary
| Period of report | March 31, 2023 |
|---|---|
| Filed | May 01, 2023 |
| Form | 13F-HR |
| Reported value | $280.8M |
| Positions | 174 |
| Change in reported value | 0.0% |
| New positions | 0 |
| Exited positions | 0 |
| Position turnover | 0.0% |
| Top-10 concentration | 44.0% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 23, 2026
|
233 | $790.6M |
|
Q2 2026 13F
Filed Aug 12, 2026
|
223 | $743.6M |
|
Q1 2026 13F
Filed Apr 15, 2026
|
215 | $660.8M |
|
Q4 2025 13F
Filed Jan 13, 2026
|
211 | $662.1M |
|
Q3 2025 13F
Filed Oct 17, 2025
|
214 | $633.1M |
|
Q2 2025 13F
Filed Jul 15, 2025
|
210 | $582.4M |
|
Q1 2025 13F
Filed Apr 14, 2025
|
187 | $516.4M |
|
Q4 2024 13F
Filed Jan 21, 2025
|
186 | $515.9M |
|
Q3 2024 13F
Filed Oct 15, 2024
|
188 | $515.3M |
|
Q2 2024 13F
Filed Aug 2, 2024
|
184 | $464.3M |
|
Q1 2024 13F
Filed Apr 23, 2024
|
184 | $444.4M |
|
Q4 2023 13F
Filed Jan 22, 2024
|
172 | $380.3M |
|
Q3 2023 13F
Filed Oct 30, 2023
|
161 | $315.2M |
|
Q2 2023 13F
Filed Jul 13, 2023
|
168 | $314.8M |
|
Q1 2023 13F
Filed May 1, 2023
|
174 | $280.8M |
|
Q4 2022 13F
Filed Feb 7, 2023
|
174 | $280.8M |
|
Q3 2022 13F
Filed Nov 14, 2022
|
164 | $244.7M |
|
Q2 2022 13F
Filed Aug 9, 2022
|
152 | $209.9M |
|
Q1 2022 13F
Filed May 16, 2022
|
167 | $289.8M |
|
Q4 2021 13F
Filed Feb 23, 2022
|
184 | $286.0M |
Top 20 holdings · Q1 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | VTV VANGUARD INDEX FDS | $26.9M | 9.59% |
| 2 | MOAT VANECK ETF TRUST | $23.8M | 8.46% |
| 3 | AAPL APPLE INC | $17.5M | 6.23% |
| 4 | RDVY FIRST TR EXCHANGE-TRADED FD | $13.7M | 4.87% |
| 5 | AVUS AMERICAN CENTY ETF TR | $11.0M | 3.91% |
| 6 | IEF ISHARES TR | $7.3M | 2.6% |
| 7 | AVUV AMERICAN CENTY ETF TR | $6.1M | 2.16% |
| 8 | BRK-B BERKSHIRE HATHAWAY INC DEL | $6.0M | 2.15% |
| 9 | GOOGL ALPHABET INC | $5.9M | 2.08% |
| 10 | NULV NUSHARES ETF TR | $5.5M | 1.95% |
| 11 | AMZN AMAZON COM INC | $5.3M | 1.9% |
| 12 | MSFT MICROSOFT CORP | $5.3M | 1.88% |
| 13 | ESGV VANGUARD WORLD FD | $3.4M | 1.23% |
| 14 | META META PLATFORMS INC | $3.0M | 1.06% |
| 15 | JPM JPMORGAN CHASE & CO | $2.7M | 0.97% |
| 16 | PCQ PIMCO CALIF MUN INCOME FD | $2.7M | 0.96% |
| 17 | NKX NUVEEN CALIFORNIA AMT QLT MU | $2.7M | 0.95% |
| 18 | V VISA INC | $2.6M | 0.94% |
| 19 | TSLA TESLA INC | $2.6M | 0.94% |
| 20 | ESML ISHARES TR | $2.6M | 0.93% |
Values as reported on the Q1 2023 Form 13F. Every position is in the holdings table below.