Regal Wealth Group Inc's Q3 2021 13F: 1 new position, 1 exit
Form 13F-HR for the quarter ended Sep 30, 2021 · filed Oct 14, 2021 · 49 reported positions · accession 0001656537-21-000006
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | ROCKWELL AUTOMATION INC (ROK) | 4.1% | 4.0% | −0.1 pts | −1,701 sh | −7% |
| Reduced | ISHARES TR (IWF) | 13.0% | 13.1% | +0.1 pts | −1,753 sh | −2% |
| Exited | OTIS WORLDWIDE CORP (OTIS) | 0.1% | — | −0.1 pts | −2,763 sh | −100% |
| New | SPDR GOLD TR (GLD) | — | 0.1% | +0.1 pts | +1,295 sh | new |
| Reduced | ISHARES TR (IWD) | 13.7% | 13.6% | −0.1 pts | −1,122 sh | −1% |
| Increased | ISHARES TR (SHYG) | 5.0% | 5.1% | +0.1 pts | +1,877 sh | +1% |
| Increased | ISHARES TR (TIP) | 3.6% | 3.7% | +0.1 pts | +559 sh | +1% |
| Reduced | ISHARES TR (USMV) | 3.0% | 3.0% | 0.0 pts | −952 sh | −1% |
| Reduced | ISHARES TR (LQD) | 1.0% | 1.0% | 0.0 pts | −511 sh | −4% |
| Reduced | RAYTHEON TECHNOLOGIES CORP (RTX) | 0.4% | 0.4% | 0.0 pts | −722 sh | −9% |
| Reduced | ISHARES TR (MTUM) | 2.8% | 2.8% | 0.0 pts | −319 sh | −1% |
| Increased | ISHARES TR (IGSB) | 3.6% | 3.6% | +0.1 pts | +871 sh | +1% |
| Increased | ISHARES TR (AGG) | 6.7% | 6.8% | +0.1 pts | +394 sh | 0% |
| Reduced | CARRIER GLOBAL CORPORATION (CARR) | 0.2% | 0.2% | 0.0 pts | −756 sh | −11% |
| Reduced | ISHARES TR (IWP) | 3.0% | 3.0% | 0.0 pts | −292 sh | −1% |
| Reduced | ISHARES TR (IVW) | 1.4% | 1.4% | 0.0 pts | −398 sh | −1% |
| Increased | INTEL CORP (INTC) | 0.2% | 0.2% | 0.0 pts | +524 sh | +7% |
| Increased | ISHARES TR (IWN) | 4.4% | 4.4% | −0.1 pts | +111 sh | 0% |
| Reduced | INVESCO EXCHANGE TRADED FD T (RSP) | 0.3% | 0.3% | 0.0 pts | −89 sh | −3% |
| Reduced | ISHARES TR (HYG) | 0.3% | 0.3% | 0.0 pts | −140 sh | −2% |
| Reduced | ISHARES TR (IWO) | 3.6% | 3.4% | −0.2 pts | −39 sh | 0% |
| Reduced | BOEING CO (BA) | 3.2% | 3.0% | −0.2 pts | −41 sh | 0% |
| Increased | ISHARES TR (IVV) | 8.2% | 8.4% | +0.2 pts | +20 sh | 0% |
| Increased | ISHARES TR (IVE) | 1.0% | 1.1% | 0.0 pts | +51 sh | 0% |
| Reduced | ISHARES TR (IWB) | 1.5% | 1.5% | 0.0 pts | −30 sh | 0% |
| Reduced | ISHARES TR (IWS) | 3.8% | 3.8% | 0.0 pts | −44 sh | 0% |
| Reduced | MICROSOFT CORP (MSFT) | 1.4% | 1.5% | +0.1 pts | −17 sh | 0% |
| Increased | SKYWORKS SOLUTIONS INC (SWKS) | 1.5% | 1.3% | −0.2 pts | +22 sh | 0% |
| Increased | EXELON CORP (EXC) | 0.2% | 0.2% | 0.0 pts | +52 sh | +1% |
| Increased | VERIZON COMMUNICATIONS INC (VZ) | 0.2% | 0.2% | 0.0 pts | +40 sh | +1% |
| Increased | VANGUARD INDEX FDS (VNQ) | 0.3% | 0.3% | 0.0 pts | +17 sh | 0% |
| Increased | SPDR S&P 500 ETF TR (SPY) | 0.2% | 0.2% | 0.0 pts | +3 sh | 0% |
| Increased | UNITEDHEALTH GROUP INC (UNH) | 0.2% | 0.2% | 0.0 pts | +3 sh | 0% |
| Increased | ISHARES INC (EUSA) | 0.2% | 0.2% | 0.0 pts | +13 sh | 0% |
| Increased | ISHARES TR (IJR) | 0.2% | 0.2% | 0.0 pts | +7 sh | 0% |
| Increased | FIDELITY COVINGTON TRUST (FQAL) | 0.1% | 0.1% | 0.0 pts | +13 sh | 0% |
| Increased | APPLE INC (AAPL) | 0.8% | 0.8% | 0.0 pts | +4 sh | 0% |
| Increased | EDISON INTL (EIX) | 0.2% | 0.2% | 0.0 pts | +9 sh | 0% |
| Increased | ISHARES TR (IWM) | 1.3% | 1.3% | 0.0 pts | +1 sh | 0% |
| Increased | MERCK & CO INC (MRK) | 0.3% | 0.2% | 0.0 pts | +1 sh | 0% |
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 66.4% of the equity book
Changes in the top 10 this quarter: IGSB entered · IWO left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | ISHARES TR (IWD) | 13.7% | 13.6% | |
| 2 | ISHARES TR (IWF) | 13.0% | 13.1% | |
| 3 | ISHARES TR (IVV) | 8.2% | 8.4% | |
| 4 | ISHARES TR (AGG) | 6.7% | 6.8% | |
| 5 | ISHARES TR (SHYG) | 5.0% | 5.1% | |
| 6 | ISHARES TR (IWN) | 4.4% | 4.4% | |
| 7 | ROCKWELL AUTOMATION INC (ROK) | 4.1% | 4.0% | |
| 8 | ISHARES TR (IWS) | 3.8% | 3.8% | |
| 9 | ISHARES TR (TIP) | 3.6% | 3.7% | |
| 10 | ISHARES TR (IGSB) | 3.6% | 3.6% | Entered the top 10 |
| — | ISHARES TR (IWO) | 3.6% | 3.4% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).