Regal Investment Advisors LLC's Q1 2026 13F: 97 new positions, 28 exits
Form 13F-HR for the quarter ended Mar 31, 2026 · filed May 14, 2026 · 652 reported positions · accession 0001559789-26-000003
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | ISHARES TR (OEF) | 1.0% | 0.2% | −0.8 pts | −38,872 sh | −77% |
| Increased | ISHARES TR (EFG) | 0.1% | 0.5% | +0.5 pts | +74,488 sh | +969% |
| Increased | ISHARES TR (IVV) | 5.1% | 5.1% | 0.0 pts | +11,052 sh | +9% |
| Increased | ISHARES TR (GOVT) | 0.2% | 0.5% | +0.3 pts | +256K sh | +162% |
| New | BLACKROCK ETF TRUST (IDEF) | — | 0.3% | +0.3 pts | +175K sh | new |
| New | BLACKROCK ETF TRUST (BLCR) | — | 0.3% | +0.3 pts | +136K sh | new |
| Increased | PROSHARES TR II (VIXM) | 0.0% | 0.3% | +0.3 pts | +289K sh | +661% |
| Reduced | MICRON TECHNOLOGY INC (MU) | 0.3% | 0.1% | −0.2 pts | −12,358 sh | −78% |
| Reduced | ISHARES TR (ITA) | 0.2% | 0.0% | −0.2 pts | −15,891 sh | −92% |
| Increased | ISHARES TR (SHV) | 0.1% | 0.3% | +0.2 pts | +27,104 sh | +176% |
| Reduced | ISHARES GOLD TR (IAU) | 0.3% | 0.2% | −0.2 pts | −32,652 sh | −49% |
| Reduced | BLACKROCK ETF TRUST (DYNF) | 1.2% | 1.0% | −0.2 pts | −41,611 sh | −13% |
| New | ZOOM COMMUNICATIONS INC (ZM) | — | 0.1% | +0.1 pts | +27,762 sh | new |
| Increased | MICROSOFT CORP (MSFT) | 1.6% | 1.3% | −0.3 pts | +5,745 sh | +11% |
| Increased | ISHARES TR (IUSB) | 1.2% | 1.3% | +0.1 pts | +43,940 sh | +10% |
| Increased | INVESCO EXCH TRADED FD TR II (SPMO) | 0.1% | 0.2% | +0.1 pts | +15,903 sh | +84% |
| Reduced | SCHWAB STRATEGIC TR (SCHD) | 1.6% | 1.6% | 0.0 pts | −57,340 sh | −6% |
| New | ISHARES TR (IVLU) | — | 0.1% | +0.1 pts | +44,027 sh | new |
| Reduced | ISHARES TR (EMB) | 0.2% | 0.1% | −0.1 pts | −18,531 sh | −60% |
| Reduced | GOLDMAN SACHS ETF TR (GSLC) | 0.8% | 0.6% | −0.2 pts | −13,793 sh | −14% |
| Exited | GLOBAL X FDS (XYLD) | 0.1% | — | −0.1 pts | −39,081 sh | −100% |
| Reduced | VANGUARD WORLD FD (MGK) | 0.1% | 0.0% | −0.1 pts | −4,273 sh | −75% |
| New | NEOS ETF TRUST (SPYI) | — | 0.1% | +0.1 pts | +31,462 sh | new |
| Reduced | GOLDMAN SACHS ETF TR (GSIE) | 0.2% | 0.1% | −0.1 pts | −34,829 sh | −37% |
| Increased | ISHARES TR (IVW) | 1.1% | 1.1% | 0.0 pts | +13,231 sh | +8% |
| Reduced | ISHARES TR (IVE) | 1.3% | 1.2% | −0.1 pts | −7,062 sh | −7% |
| Reduced | ISHARES INC (IEMG) | 1.1% | 1.0% | −0.1 pts | −20,568 sh | −8% |
| New | MARRIOTT INTL INC NEW (MAR) | — | 0.1% | +0.1 pts | +4,227 sh | new |
| Increased | EXXON MOBIL CORP (XOM) | 0.3% | 0.5% | +0.2 pts | +7,977 sh | +18% |
| Increased | COSTCO WHOLESALE CORPORATION (COST) | 0.3% | 0.4% | +0.1 pts | +1,345 sh | +25% |
| Exited | ISHARES TR (IGV) | 0.1% | — | −0.1 pts | −12,214 sh | −100% |
| Increased | BROWN FORMAN CORP (BFB) | 0.1% | 0.2% | +0.1 pts | +50,104 sh | +99% |
| Increased | CONSTELLATION ENERGY CORP (CEG) | 0.1% | 0.2% | 0.0 pts | +4,625 sh | +79% |
| Increased | ISHARES TR (EEM) | 0.4% | 0.5% | +0.1 pts | +22,628 sh | +18% |
| Increased | VANGUARD BD INDEX FDS (BSV) | 0.4% | 0.5% | +0.1 pts | +16,313 sh | +19% |
| Reduced | ISHARES TR (TLH) | 0.6% | 0.5% | −0.1 pts | −12,433 sh | −13% |
| Increased | VANGUARD INDEX FDS (VUG) | 1.5% | 1.3% | −0.1 pts | +2,821 sh | +6% |
| Increased | ISHARES TR (LQD) | 1.5% | 1.5% | 0.0 pts | +11,298 sh | +5% |
| Increased | SPDR SERIES TRUST (BIL) | 0.1% | 0.2% | +0.1 pts | +13,331 sh | +77% |
| New | ISHARES TR (IGE) | — | 0.1% | +0.1 pts | +16,635 sh | new |
| Increased | FACTSET RESH SYS INC (FDS) | 0.1% | 0.2% | 0.0 pts | +4,726 sh | +63% |
| Increased | GOLDMAN SACHS ETF TR (GIGB) | 0.1% | 0.1% | +0.1 pts | +22,122 sh | +66% |
| Increased | ISHARES TR (MUB) | 0.6% | 0.6% | 0.0 pts | +9,446 sh | +10% |
| New | SPDR SERIES TRUST (XTL) | — | 0.1% | +0.1 pts | +5,298 sh | new |
| Increased | VANGUARD BD INDEX FDS (BND) | 0.1% | 0.1% | +0.1 pts | +13,071 sh | +90% |
| Exited | INTUIT (INTU) | 0.1% | — | −0.1 pts | −1,397 sh | −100% |
| New | FIRST TR EXCHANGE-TRADED FD (FTSM) | — | 0.1% | +0.1 pts | +15,749 sh | new |
| Increased | VERIZON COMMUNICATIONS INC (VZ) | 0.5% | 0.7% | +0.1 pts | +18,208 sh | +9% |
| Increased | CHEVRON CORPORATION (CVX) | 0.6% | 0.8% | +0.2 pts | +4,195 sh | +7% |
| Exited | CYBERARK SOFTWARE LTD (CYBR) | 0.0% | — | 0.0 pts | −1,871 sh | −100% |
The 50 largest of 652 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 19.1% of the equity book
Changes in the top 10 this quarter: IUSB entered · MSFT left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | ISHARES TR (IVV) | 5.1% | 5.1% | |
| 2 | APPLE INC (AAPL) | 2.1% | 1.9% | |
| 3 | INVESCO QQQ TR (QQQ) | 2.0% | 1.8% | |
| 4 | STATE STR SPDR S&P 500 ETF T (SPY) | 2.0% | 1.8% | |
| 5 | SCHWAB STRATEGIC TR (SCHD) | 1.6% | 1.6% | |
| 6 | ISHARES TR (LQD) | 1.5% | 1.5% | |
| 7 | FIRST TR EXCHANGE-TRADED FD (FTCS) | 1.5% | 1.5% | |
| 8 | NVIDIA CORPORATION (NVDA) | 1.5% | 1.3% | |
| 9 | VANGUARD INDEX FDS (VUG) | 1.5% | 1.3% | |
| 10 | ISHARES TR (IUSB) | 1.2% | 1.3% | Entered the top 10 |
| — | MICROSOFT CORP (MSFT) | 1.6% | 1.3% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).