Regal Investment Advisors LLC's Q3 2024 13F: 19 new positions, 88 exits
Form 13F-HR for the quarter ended Sep 30, 2024 · filed Nov 12, 2024 · 498 reported positions · accession 0001559789-24-000005
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | FIDELITY COMWLTH TR (ONEQ) | 1.7% | 0.5% | −1.1 pts | −252K sh | −70% |
| Reduced | ISHARES TR (ITOT) | 1.6% | 0.5% | −1.0 pts | −141K sh | −69% |
| Reduced | INNOVATOR ETFS TRUST (BUFF) | 1.0% | 0.4% | −0.6 pts | −231K sh | −66% |
| Reduced | INVESCO EXCHANGE TRADED FD T (SPGP) | 0.9% | 0.3% | −0.6 pts | −95,303 sh | −68% |
| Reduced | ISHARES TR (HEFA) | 1.0% | 0.5% | −0.5 pts | −237K sh | −54% |
| Exited | WISDOMTREE TR (DGRW) | 0.6% | — | −0.6 pts | −110K sh | −100% |
| Reduced | NVIDIA CORPORATION (NVDA) | 1.5% | 1.0% | −0.5 pts | −66,790 sh | −36% |
| Increased | ISHARES TR (IUSB) | 0.9% | 1.5% | +0.7 pts | +172K sh | +58% |
| Increased | ISHARES TR (EFV) | 0.2% | 0.7% | +0.5 pts | +112K sh | +201% |
| Reduced | FIRST TR EXCHNG TRADED FD VI (UCON) | 0.6% | 0.2% | −0.4 pts | −251K sh | −65% |
| Reduced | ISHARES TR (GOVT) | 0.8% | 0.4% | −0.3 pts | −256K sh | −50% |
| Reduced | INVESCO EXCHANGE TRADED FD T (RSPT) | 0.5% | 0.2% | −0.3 pts | −141K sh | −67% |
| Reduced | JANUS DETROIT STR TR (JAAA) | 0.7% | 0.4% | −0.3 pts | −104K sh | −50% |
| Reduced | SELECT SECTOR SPDR TR (XLRE) | 0.5% | 0.2% | −0.2 pts | −111K sh | −62% |
| Reduced | VANGUARD INDEX FDS (VOO) | 0.9% | 0.7% | −0.2 pts | −9,371 sh | −33% |
| Reduced | FIRST TR EXCHANGE-TRADED ALP (FYT) | 0.5% | 0.2% | −0.3 pts | −86,536 sh | −65% |
| Reduced | FIRST TR EXCH TRADED FD III (FPE) | 0.4% | 0.2% | −0.3 pts | −265K sh | −68% |
| Reduced | SSGA ACTIVE ETF TR (SRLN) | 0.4% | 0.1% | −0.3 pts | −115K sh | −71% |
| Reduced | FIRST TR EXCH TRD ALPHDX FD (NFTY) | 0.5% | 0.2% | −0.3 pts | −72,679 sh | −64% |
| Reduced | CVS HEALTH CORP (CVS) | 0.3% | 0.0% | −0.3 pts | −72,474 sh | −88% |
| Reduced | 3M CO (MMM) | 0.3% | 0.0% | −0.2 pts | −33,009 sh | −89% |
| Reduced | AMAZON COM INC (AMZN) | 1.0% | 0.7% | −0.3 pts | −23,350 sh | −31% |
| Reduced | ALTRIA GROUP INC (MO) | 0.8% | 0.6% | −0.1 pts | −80,135 sh | −32% |
| Reduced | MICROSOFT CORP (MSFT) | 2.1% | 1.8% | −0.2 pts | −9,286 sh | −13% |
| Reduced | INVESCO EXCHANGE TRADED FD T (PPA) | 0.4% | 0.2% | −0.2 pts | −32,652 sh | −62% |
| Reduced | ALPHABET INC (GOOGL) | 0.6% | 0.3% | −0.3 pts | −22,185 sh | −44% |
| Increased | ISHARES TR (TLH) | 0.1% | 0.3% | +0.3 pts | +32,512 sh | +256% |
| Reduced | JPMORGAN CHASE & CO. (JPM) | 0.4% | 0.2% | −0.2 pts | −14,067 sh | −46% |
| Increased | BLACKROCK ETF TRUST (DYNF) | 0.5% | 0.7% | +0.2 pts | +51,288 sh | +33% |
| Increased | ULTA BEAUTY INC (ULTA) | 0.2% | 0.4% | +0.2 pts | +6,502 sh | +100% |
| Increased | INVESCO EXCHANGE TRADED FD T (RSP) | 0.1% | 0.3% | +0.2 pts | +14,115 sh | +205% |
| Reduced | ISHARES TR (IVV) | 5.1% | 5.5% | +0.4 pts | −4,094 sh | −3% |
| Reduced | SPDR S&P 500 ETF TR (SPY) | 1.6% | 1.6% | 0.0 pts | −4,084 sh | −9% |
| Increased | ISHARES TR (QUAL) | 0.9% | 1.2% | +0.3 pts | +13,002 sh | +16% |
| Increased | SCHLUMBERGER LTD (SLB) | 0.0% | 0.2% | +0.2 pts | +55,085 sh | +1139% |
| Increased | ISHARES TR (MBB) | 0.3% | 0.5% | +0.2 pts | +22,946 sh | +46% |
| Reduced | ISHARES TR (IGIB) | 0.3% | 0.1% | −0.1 pts | −40,845 sh | −54% |
| Increased | ISHARES INC (EMXC) | 0.2% | 0.4% | +0.2 pts | +35,400 sh | +68% |
| Reduced | CINCINNATI FINL CORP (CINF) | 0.3% | 0.2% | −0.1 pts | −15,664 sh | −42% |
| Reduced | APPLE INC (AAPL) | 2.0% | 2.2% | +0.2 pts | −8,573 sh | −6% |
| Reduced | SHOPIFY INC (SHOP) | 0.1% | 0.0% | −0.1 pts | −24,629 sh | −77% |
| Reduced | ON HLDG AG (ONON) | 0.1% | 0.0% | −0.1 pts | −38,607 sh | −82% |
| Reduced | EXXON MOBIL CORP (XOM) | 0.3% | 0.2% | −0.1 pts | −16,081 sh | −36% |
| Increased | ISHARES TR (IVW) | 0.7% | 0.9% | +0.2 pts | +19,287 sh | +16% |
| Increased | SELECT SECTOR SPDR TR (XLU) | 0.2% | 0.4% | +0.2 pts | +21,527 sh | +42% |
| Exited | E L F BEAUTY INC (ELF) | 0.1% | — | −0.1 pts | −8,328 sh | −100% |
| Reduced | FIRST TR EXCHNG TRADED FD VI (FAUG) | 0.5% | 0.5% | −0.1 pts | −34,158 sh | −19% |
| Exited | DIAGEO PLC (DEO) | 0.1% | — | −0.1 pts | −12,024 sh | −100% |
| Increased | BLACKROCK ETF TRUST II (BINC) | 0.2% | 0.3% | +0.1 pts | +26,714 sh | +60% |
| Increased | ISHARES TR (EFG) | 0.5% | 0.7% | +0.2 pts | +13,267 sh | +18% |
The 50 largest of 565 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 20.8% of the equity book
Changes in the top 10 this quarter: ABBV entered · IUSB entered · SCHD entered · ONEQ left · ITOT left · NVDA left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | ISHARES TR (IVV) | 5.1% | 5.5% | |
| 2 | APPLE INC (AAPL) | 2.0% | 2.2% | |
| 3 | INVESCO QQQ TR (QQQ) | 2.0% | 2.2% | |
| 4 | MICROSOFT CORP (MSFT) | 2.1% | 1.8% | |
| 5 | SPDR S&P 500 ETF TR (SPY) | 1.6% | 1.6% | |
| 6 | ISHARES TR (LQD) | 1.4% | 1.6% | |
| 7 | ABBVIE INC (ABBV) | 1.2% | 1.5% | Entered the top 10 |
| 8 | ISHARES TR (IUSB) | 0.9% | 1.5% | Entered the top 10 |
| 9 | FIRST TR EXCHANGE-TRADED FD (FTCS) | 1.3% | 1.5% | |
| 10 | SCHWAB STRATEGIC TR (SCHD) | 1.2% | 1.4% | Entered the top 10 |
| — | FIDELITY COMWLTH TR (ONEQ) | 1.7% | 0.5% | Left the top 10 |
| — | ISHARES TR (ITOT) | 1.6% | 0.5% | Left the top 10 |
| — | NVIDIA CORPORATION (NVDA) | 1.5% | 1.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Exited | INVESCO QQQ TR (QQQ) | Put | 46,300 | 0 | $0 |
| New | INTEL CORP (INTC) | Call | 0 | 20,400 | $479K |