Regal Investment Advisors LLC's Q1 2024 13F: 66 new positions, 30 exits
Form 13F-HR for the quarter ended Mar 31, 2024 · filed May 15, 2024 · 578 reported positions · accession 0001559789-24-000002
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | ISHARES TR (IVV) | 6.1% | 5.1% | −1.0 pts | −27,039 sh | −16% |
| New | FIRST TR EXCHANGE-TRADED ALP (FYT) | — | 0.5% | +0.5 pts | +128K sh | new |
| New | BLACKROCK ETF TRUST (DYNF) | — | 0.5% | +0.5 pts | +148K sh | new |
| Reduced | ISHARES TR (IJS) | 0.6% | 0.1% | −0.5 pts | −63,287 sh | −85% |
| Reduced | SPDR INDEX SHS FDS (SPEM) | 0.5% | 0.0% | −0.5 pts | −177K sh | −94% |
| New | INVESCO EXCHANGE TRADED FD T (PWB) | — | 0.4% | +0.4 pts | +70,526 sh | new |
| New | FIRST TR EXCH TRD ALPHDX FD (NFTY) | — | 0.4% | +0.4 pts | +110K sh | new |
| New | INVESCO ACTIVELY MANAGED ETF (GTO) | — | 0.4% | +0.4 pts | +123K sh | new |
| Reduced | FIRST TR LRG CP VL ALPHADEX (FTA) | 0.6% | 0.2% | −0.4 pts | −73,599 sh | −66% |
| New | INVESCO EXCHANGE TRADED FD T (PWV) | — | 0.4% | +0.4 pts | +96,200 sh | new |
| New |
CORPAY INC (CPAY)
new — newly listed security (e.g. spin-off)
|
— | 0.3% | +0.3 pts | +16,468 sh | new |
| Exited | FLEETCOR TECHNOLOGIES INC (FLT) | 0.3% | — | −0.3 pts | −16,169 sh | −100% |
| New | INVESCO EXCHANGE TRADED FD T (PRFZ) | — | 0.3% | +0.3 pts | +126K sh | new |
| Reduced | FIRST TR SML CP CORE ALPHA F (FYX) | 0.6% | 0.2% | −0.4 pts | −50,922 sh | −63% |
| Reduced | ISHARES TR (TFLO) | 0.5% | 0.1% | −0.4 pts | −91,984 sh | −76% |
| Increased | GOLDMAN SACHS ETF TR (GIGB) | 0.1% | 0.4% | +0.3 pts | +89,210 sh | +320% |
| Increased | SCHWAB STRATEGIC TR (SCHG) | 0.1% | 0.3% | +0.3 pts | +42,481 sh | +397% |
| Increased | ISHARES TR (IVE) | 0.1% | 0.3% | +0.3 pts | +20,996 sh | +350% |
| Increased | ISHARES TR (HEFA) | 0.8% | 1.1% | +0.3 pts | +110K sh | +32% |
| New | FIDELITY MERRIMACK STR TR (FLTB) | — | 0.2% | +0.2 pts | +70,497 sh | new |
| Reduced | ISHARES TR (EFV) | 0.6% | 0.3% | −0.2 pts | −57,964 sh | −41% |
| Reduced | ISHARES TR (ESGU) | 0.3% | 0.1% | −0.2 pts | −26,741 sh | −63% |
| Increased | ISHARES TR (IEFA) | 0.4% | 0.6% | +0.2 pts | +39,940 sh | +50% |
| Exited | FIRST TR EXCHANGE-TRADED FD (LMBS) | 0.2% | — | −0.2 pts | −55,275 sh | −100% |
| New | FIRST TR EXCHNG TRADED FD VI (BUFR) | — | 0.2% | +0.2 pts | +99,790 sh | new |
| Reduced | ISHARES TR (OEF) | 0.3% | 0.1% | −0.2 pts | −10,816 sh | −55% |
| Increased | ISHARES TR (IVW) | 0.3% | 0.5% | +0.2 pts | +30,951 sh | +65% |
| Exited | LEGGETT & PLATT INC (LEG) | 0.2% | — | −0.2 pts | −88,861 sh | −100% |
| New | BARRICK GOLD CORP (ABX) | — | 0.2% | +0.2 pts | +148K sh | new |
| New | INVESCO ACTIVELY MANAGED ETF (VRIG) | — | 0.2% | +0.2 pts | +92,928 sh | new |
| Reduced | ISHARES INC (IEMG) | 0.2% | 0.1% | −0.2 pts | −43,268 sh | −67% |
| Increased | INVESCO EXCHANGE TRADED FD T (SPGP) | 0.8% | 1.0% | +0.1 pts | +20,485 sh | +18% |
| New | BLACKROCK ETF TRUST II (BINC) | — | 0.1% | +0.1 pts | +37,599 sh | new |
| Reduced | FIRST TR EXCHNG TRADED FD VI (FAUG) | 0.8% | 0.6% | −0.2 pts | −45,310 sh | −18% |
| Increased | INNOVATOR ETFS TRUST (BUFF) | 0.8% | 0.9% | +0.1 pts | +45,167 sh | +17% |
| Increased | ISHARES TR (QUAL) | 0.7% | 0.8% | +0.1 pts | +10,750 sh | +17% |
| Increased | ON SEMICONDUCTOR CORP (ON) | 0.2% | 0.2% | +0.1 pts | +23,531 sh | +94% |
| Reduced | ARTISAN PARTNERS ASSET MGMT (APAM) | 0.3% | 0.1% | −0.1 pts | −37,740 sh | −45% |
| Increased | PFIZER INC (PFE) | 0.4% | 0.5% | +0.1 pts | +58,142 sh | +28% |
| Reduced | REPUBLIC SVCS INC (RSG) | 0.2% | 0.2% | −0.1 pts | −7,586 sh | −39% |
| Reduced | VANGUARD SCOTTSDALE FDS (VCLT) | 0.3% | 0.2% | −0.1 pts | −17,617 sh | −36% |
| Reduced | NVIDIA CORPORATION (NVDA) | 0.7% | 1.1% | +0.4 pts | −1,498 sh | −8% |
| Increased | GOLDMAN SACHS ETF TR (GSLC) | 0.9% | 1.0% | +0.1 pts | +12,943 sh | +10% |
| Increased | J P MORGAN EXCHANGE TRADED F (JEPI) | 0.3% | 0.4% | +0.1 pts | +22,773 sh | +29% |
| New | VANGUARD WORLD FD (VPU) | — | 0.1% | +0.1 pts | +8,638 sh | new |
| Increased | VANGUARD INDEX FDS (VO) | 0.3% | 0.3% | +0.1 pts | +4,904 sh | +33% |
| Increased | ISHARES TR (IUSB) | 0.9% | 0.9% | 0.0 pts | +26,575 sh | +10% |
| Reduced | ISHARES TR (USMV) | 0.3% | 0.2% | −0.1 pts | −14,285 sh | −27% |
| Reduced | VANGUARD SCOTTSDALE FDS (VCIT) | 0.2% | 0.1% | −0.1 pts | −13,710 sh | −48% |
| Increased | VANGUARD INDEX FDS (VNQ) | 0.4% | 0.4% | 0.0 pts | +12,421 sh | +20% |
The 50 largest of 579 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 19.4% of the equity book
Changes in the top 10 this quarter: ABBV entered · SCHD left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | ISHARES TR (IVV) | 6.1% | 5.1% | |
| 2 | MICROSOFT CORP (MSFT) | 1.9% | 2.0% | |
| 3 | INVESCO QQQ TR (QQQ) | 2.0% | 1.9% | |
| 4 | APPLE INC (AAPL) | 2.1% | 1.6% | |
| 5 | ISHARES TR (ITOT) | 1.6% | 1.6% | |
| 6 | FIDELITY COMWLTH TR (ONEQ) | 1.6% | 1.6% | |
| 7 | SPDR S&P 500 ETF TR (SPY) | 1.5% | 1.5% | |
| 8 | ISHARES TR (LQD) | 1.6% | 1.4% | |
| 9 | ABBVIE INC (ABBV) | 1.3% | 1.3% | Entered the top 10 |
| 10 | FIRST TR EXCHANGE-TRADED FD (FTCS) | 1.3% | 1.3% | |
| — | SCHWAB STRATEGIC TR (SCHD) | 1.3% | 1.3% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| New | VANECK ETF TRUST (OIH) | Call | 0 | 600 | $202K |