RAYMOND JAMES & ASSOCIATES
Q1 2021 Form 13-F
ST PETERSBURG, FLORIDA
CIK 0001084208
· CRD 705
· SEC-registered investment adviser
Holdings reported by
Raub Brock Capital Management LP since Q3 2024
, RAYMOND JAMES FINANCIAL INC since Q4 2024
$99.1B Reported Value Total
RAYMOND JAMES & ASSOCIATES, INC. reports 758,159 total accounts under management (AUM). There are 649,123 discretionary accounts valued at $179,155,601,808, and 109,036 non-discretionary accounts valued at $63,380,194,452.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
1 fund
· $17.8M gross asset value
Private Equity Fund: $17.8M
Source: Form ADV filed 2026-11-06
Reported value
$99.1B
Quarter over quarter
+5.1%
Holdings
3,782
Top-10 concentration
23.4%
Filing Structure
Holdings reported by
- Raub Brock Capital Management LP · since Q3 2024 · declared by one filing
- RAYMOND JAMES FINANCIAL INC · since Q4 2024
- Segment Wealth Management LLC · Q2 2017 – Q1 2021 · declared by one filing
Key People
Form ADV owners & control persons
Thomas Alan James
CHIEF EXECUTIVE OFFICER/DIRECTOR/CHAIRMAN OF THE BOARD
Shawn Joseph Barko
CHIEF COMPLIANCE OFFICER
James Bunn
DIRECTOR
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q1 2021 13F record
Q1 2021 13F filing summary
| Period of report | March 31, 2021 |
|---|---|
| Filed | May 14, 2021 |
| Form | 13F-HR |
| Reported value | $99.1B |
| Positions | 3,782 |
| Change in reported value | +8.7% |
| New positions | 381 |
| Exited positions | 172 |
| Position turnover | 14.0% |
| Top-10 concentration | 23.4% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2024 13F
Filed Oct 18, 2024
|
3,870 | $164.1B |
|
Q2 2024 13F
Filed Jul 19, 2024
|
3,830 | $152.3B |
|
Q1 2024 13F
Filed Apr 22, 2024
|
3,830 | $147.5B |
|
Q4 2023 13F
Filed Jan 16, 2024
|
3,744 | $133.8B |
|
Q3 2023 13F
Filed Oct 24, 2023
|
3,718 | $119.0B |
|
Q2 2023 13F
Filed Jul 25, 2023
|
3,735 | $121.4B |
|
Q1 2023 13F
Filed Apr 14, 2023
|
3,771 | $115.1B |
|
Q4 2022 13F
Filed Feb 8, 2023
|
3,740 | $108.9B |
|
Q3 2022 13F
Filed Oct 25, 2022
|
3,742 | $98.8B |
|
Q2 2022 13F
Filed Aug 12, 2022
|
3,804 | $102.2B |
|
Q1 2022 13F
Filed May 11, 2022
|
3,890 | $118.5B |
|
Q4 2021 13F
Filed Feb 8, 2022
|
3,912 | $124.0B |
|
Q3 2021 13F
Filed Nov 2, 2021
|
3,877 | $111.4B |
|
Q2 2021 13F
Filed Aug 11, 2021
|
3,858 | $109.9B |
|
Q1 2021 13F
Filed May 14, 2021
|
3,782 | $99.1B |
|
Q4 2020 13F
Filed Feb 12, 2021
|
3,573 | $91.2B |
|
Q3 2020 13F
Filed Nov 4, 2020
|
3,423 | $80.0B |
|
Q2 2020 13F
Filed Jul 28, 2020
|
3,355 | $74.6B |
|
Q1 2020 13F
Filed Apr 21, 2020
|
3,351 | $63.0B |
|
Q4 2019 13F
Filed Feb 12, 2020
|
3,511 | $78.8B |
26 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q1 2021
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | VOO VANGUARD INDEX FDS | $6.3B | 6.34% |
| 2 | AGG ISHARES TR | $3.4B | 3.42% |
| 3 | AAPL APPLE INC | $2.4B | 2.42% |
| 4 | MSFT MICROSOFT CORP | $2.3B | 2.35% |
| 5 | IEFA ISHARES TR | $2.2B | 2.24% |
| 6 | USMV ISHARES TR | $2.0B | 2.03% |
| 7 | AMZN AMAZON COM INC | $1.6B | 1.59% |
| 8 | SPY SPDR S&P 500 ETF TR | $1.0B | 1.04% |
| 9 | JPM JPMORGAN CHASE & CO | $1.0B | 1.02% |
| 10 | HD HOME DEPOT INC | $934.3M | 0.94% |
| 11 | IJH ISHARES TR | $920.6M | 0.93% |
| 12 | IJR ISHARES TR | $811.2M | 0.82% |
| 13 | VZ VERIZON COMMUNICATIONS INC | $799.3M | 0.81% |
| 14 | CMCSA COMCAST CORP NEW | $752.4M | 0.76% |
| 15 | GOOGL ALPHABET INC | $727.0M | 0.73% |
| 16 | CSCO CISCO SYS INC | $691.6M | 0.7% |
| 17 | IWF ISHARES TR | $686.7M | 0.69% |
| 18 | V VISA INC | $671.5M | 0.68% |
| 19 | JNJ JOHNSON & JOHNSON | $622.0M | 0.63% |
| 20 | IEMG ISHARES INC | $617.4M | 0.62% |
Values as reported on the Q1 2021 Form 13F. Every position is in the holdings table below.