RATHBONES GROUP PLC
Q3 2023 Form 13-F
LIVERPOOL
CIK 0001351991
· CRD 124925
· SEC-registered investment adviser
$13.8B Reported Value Total
RATHBONES reports 121,284 total accounts under management (AUM). There are 104,641 discretionary accounts valued at $49,867,832,893, and 16,643 non-discretionary accounts valued at $4,608,464,455.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-07-14
Reported value
$13.8B
Quarter over quarter
-4.5%
Holdings
632
Top-10 concentration
34.5%
Key People
Form ADV owners & control persons
Clive Christopher Roger Bannister
CHAIRMAN RATHBONES INVESTMENT MANAGEMENT LTD
Iain Alexander Cummings
NON EXECUTIVE DIRECTOR RATHBONES INVESTMENT MANAGEMENT LTD
Terri Lynn Duhon
NON EXECUTIVE DIRECTOR RATHBONES INVESTMENT MANAGEMENT LTD
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q3 2023 13F record
Q3 2023 13F filing summary
| Period of report | September 30, 2023 |
|---|---|
| Filed | November 13, 2023 |
| Form | 13F-HR |
| Reported value | $13.8B |
| Positions | 632 |
| Change in reported value | +28.7% |
| New positions | 240 |
| Exited positions | 19 |
| Position turnover | 39.8% |
| Top-10 concentration | 34.5% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Jul 23, 2026
|
665 | $27.1B |
|
Q1 2026 13F
Filed May 12, 2026
|
646 | $25.0B |
|
Q4 2025 13F
Filed Jan 21, 2026
|
634 | $25.6B |
|
Q3 2025 13F
Filed Nov 13, 2025
|
639 | $24.6B |
|
Q2 2025 13F
Filed Aug 7, 2025
|
627 | $23.2B |
|
Q1 2025 13F
Filed May 13, 2025
|
603 | $20.7B |
|
Q4 2024 13F
Filed Feb 13, 2025
|
609 | $20.7B |
|
Q3 2024 13F
Filed Nov 13, 2024
|
605 | $19.8B |
|
Q2 2024 13F
Filed Aug 9, 2024
|
616 | $18.4B |
|
Q1 2024 13F
Filed May 14, 2024
|
613 | $17.3B |
|
Q4 2023 13F
Filed Feb 13, 2024
|
615 | $15.5B |
|
Q3 2023 13F
Filed Nov 13, 2023
|
632 | $13.8B |
|
Q2 2023 13F
Filed Aug 4, 2023
|
411 | $10.7B |
|
Q1 2023 13F
Filed May 12, 2023
|
412 | $9.8B |
|
Q4 2022 13F
Filed Feb 14, 2023
|
422 | $8.9B |
|
Q3 2022 13F
Filed Nov 3, 2022
|
415 | $8.1B |
|
Q2 2022 13F
Filed Aug 12, 2022
|
427 | $8.7B |
|
Q1 2022 13F
Filed May 11, 2022
|
421 | $9.8B |
|
Q4 2021 13F
Filed Feb 10, 2022
|
422 | $10.3B |
|
Q3 2021 13F
Filed Nov 4, 2021
|
422 | $9.3B |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2023
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | MSFT MICROSOFT CORP USD 0.00000625 Common Stock | $942.2M | 6.83% |
| 2 | V VISA INC USD0.0001 Common Stock | $709.1M | 5.14% |
| 3 | AMZN AMAZON COM INC USD0.01 Common Stock | $538.8M | 3.91% |
| 4 | AAPL APPLE INC NPV Common Stock | $530.5M | 3.85% |
| 5 | GOOGL ALPHABET INC USD0.001 Cls A Common Stock | $506.7M | 3.67% |
| 6 | JPM JP MORGAN CHASE & CO USD1 Common Stock | $348.1M | 2.52% |
| 7 | BRK-B BERKSHIRE HATHAWAY INC USD0.0033 Cls B Common Stock | $315.4M | 2.29% |
| 8 | KO COCA-COLA CO USD0.25 Common Stock | $292.4M | 2.12% |
| 9 | ACN ACCENTURE PLC New A Class Shares | $288.5M | 2.09% |
| 10 | TMO THERMO FISHER SCIENTIFIC INC USD1 Common Stock | $288.0M | 2.09% |
| 11 | GOOG ALPHABET INC USD0.001 Class C Capital Stock | $266.2M | 1.93% |
| 12 | NVDA NVIDIA CORP USD0.001 Common Stock | $250.9M | 1.82% |
| 13 | ADBE ADOBE INC NPV Common Stock | $219.4M | 1.59% |
| 14 | ABT ABBOTT LABORATORIES NPV Common Stock | $207.0M | 1.5% |
| 15 | JNJ JOHNSON & JOHNSON USD1 Common Stock | $204.4M | 1.48% |
| 16 | CME CME GROUP INC USD0.01 Cls A Common Stock | $198.8M | 1.44% |
| 17 | LIN LINDE PLC EUR0.001 Common Shares | $197.5M | 1.43% |
| 18 | MA MASTERCARD INC USD0.0001 Class A Common Stock | $193.8M | 1.41% |
| 19 | COST COSTCO CORP NPV Common Stock | $183.4M | 1.33% |
| 20 | DE DEERE & CO USD1 Common Stock | $169.3M | 1.23% |
Values as reported on the Q3 2023 Form 13F. Every position is in the holdings table below.