Rafferty Asset Management LLC's Q1 2022 13F: 73 new positions, 156 exits
Form 13F-HR for the quarter ended Mar 31, 2022 · filed May 13, 2022 · 1217 reported positions · accession 0001387131-22-006076
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | ISHARES TR (IWM) | 6.9% | 6.1% | −0.8 pts | −900K sh | −15% |
| Reduced | ISHARES TR (FXI) | 2.0% | 1.0% | −0.9 pts | −4.83M sh | −47% |
| Exited | XILINX INC (XLNX) | 0.9% | — | −0.9 pts | −799K sh | −100% |
| Reduced | APPLE INC (AAPL) | 2.9% | 2.4% | −0.5 pts | −781K sh | −25% |
| Increased | ADVANCED MICRO DEVICES INC (AMD) | 1.4% | 1.9% | +0.6 pts | +1.16M sh | +64% |
| Reduced | BERKSHIRE HATHAWAY INC DEL (BRK-B) | 1.5% | 1.3% | −0.2 pts | −340K sh | −35% |
| Reduced | ISHARES INC (EWZ) | 0.7% | 0.3% | −0.4 pts | −3.13M sh | −70% |
| Reduced | MICROSOFT CORP (MSFT) | 2.7% | 2.3% | −0.4 pts | −258K sh | −17% |
| Reduced | VANECK ETF TRUST (GDX) | 1.9% | 2.1% | +0.2 pts | −2M sh | −18% |
| Increased | NVIDIA CORPORATION (NVDA) | 2.1% | 2.7% | +0.5 pts | +278K sh | +20% |
| Reduced | QUALCOMM INC (QCOM) | 2.0% | 1.5% | −0.5 pts | −468K sh | −22% |
| Reduced | JPMORGAN CHASE & CO (JPM) | 1.3% | 0.9% | −0.4 pts | −448K sh | −29% |
| Reduced | ISHARES TR (EEM) | 0.4% | 0.0% | −0.3 pts | −1.22M sh | −89% |
| Reduced | ISHARES TR (IVV) | 15.3% | 16.1% | +0.8 pts | −108K sh | −2% |
| Reduced | BROADCOM INC (AVGO) | 2.4% | 2.4% | −0.1 pts | −67,417 sh | −10% |
| Reduced | BK OF AMERICA CORP (BAC) | 0.9% | 0.7% | −0.2 pts | −902K sh | −24% |
| New | SYNAPTICS INC (SYNA) | — | 0.2% | +0.2 pts | +170K sh | new |
| Increased | MICROCHIP TECHNOLOGY INC. (MCHP) | 1.0% | 1.1% | +0.1 pts | +395K sh | +19% |
| Exited | VANECK ETF TRUST (RSX) | 0.1% | — | −0.1 pts | −1.06M sh | −100% |
| Reduced | VANECK ETF TRUST (GDXJ) | 0.9% | 1.1% | +0.1 pts | −514K sh | −12% |
| Increased | ON SEMICONDUCTOR CORP (ON) | 0.5% | 0.7% | +0.2 pts | +380K sh | +26% |
| Increased | LAM RESEARCH CORP (LRCX) | 1.1% | 1.0% | 0.0 pts | +42,124 sh | +15% |
| Increased | EXXON MOBIL CORP (XOM) | 0.5% | 0.8% | +0.4 pts | +246K sh | +17% |
| Increased | SKYWORKS SOLUTIONS INC (SWKS) | 0.5% | 0.6% | +0.1 pts | +152K sh | +24% |
| Increased | KLA CORP (KLAC) | 1.0% | 1.1% | +0.1 pts | +54,483 sh | +12% |
| Increased | ASML HOLDING N V (ASML) | 0.9% | 0.9% | +0.1 pts | +29,211 sh | +14% |
| Increased | S&P GLOBAL INC (SPGI) | 0.3% | 0.4% | +0.1 pts | +47,470 sh | +37% |
| Increased | NXP SEMICONDUCTORS N V (NXPI) | 1.0% | 1.0% | 0.0 pts | +105K sh | +13% |
| Increased | CHEVRON CORP NEW (CVX) | 0.5% | 0.8% | +0.4 pts | +115K sh | +16% |
| Reduced | BOEING CO (BA) | 0.2% | 0.1% | −0.1 pts | −96,677 sh | −56% |
| Increased | MONOLITHIC PWR SYS INC (MPWR) | 0.4% | 0.6% | +0.2 pts | +36,998 sh | +23% |
| Reduced | ISHARES TR (TLT) | 1.4% | 1.3% | −0.1 pts | −133K sh | −7% |
| Reduced | ISHARES TR (IJH) | 0.4% | 0.3% | −0.1 pts | −60,581 sh | −25% |
| Increased | KRANESHARES TR (KWEB) | 0.9% | 0.9% | 0.0 pts | +570K sh | +12% |
| Increased | TERADYNE INC (TER) | 0.5% | 0.5% | 0.0 pts | +132K sh | +22% |
| Increased | ENTEGRIS INC (ENTG) | 0.3% | 0.5% | +0.1 pts | +118K sh | +25% |
| Increased | WOLFSPEED INC (WOLF) | 0.2% | 0.4% | +0.1 pts | +134K sh | +33% |
| Reduced | VISA INC (V) | 0.4% | 0.4% | 0.0 pts | −65,904 sh | −19% |
| Reduced | MICRON TECHNOLOGY INC (MU) | 1.1% | 1.0% | −0.1 pts | −183K sh | −8% |
| Increased | LOCKHEED MARTIN CORP (LMT) | 0.1% | 0.2% | +0.1 pts | +32,244 sh | +108% |
| Reduced | ISHARES TR (HYG) | 0.2% | 0.1% | −0.1 pts | −155K sh | −43% |
| Reduced | SPDR SER TR (JNK) | 0.2% | 0.1% | −0.1 pts | −124K sh | −43% |
| Reduced | MASTERCARD INCORPORATED (MA) | 0.3% | 0.3% | 0.0 pts | −33,888 sh | −19% |
| Increased | ANALOG DEVICES INC (ADI) | 1.0% | 1.1% | +0.1 pts | +73,296 sh | +7% |
| Reduced | ISHARES TR (INDA) | 0.2% | 0.2% | 0.0 pts | −255K sh | −29% |
| New |
HF SINCLAIR CORPORATION (DINO)
new — newly listed security (e.g. spin-off)
|
— | 0.1% | +0.1 pts | +274K sh | new |
| Reduced | PBF ENERGY INC (PBF) | 0.1% | 0.1% | 0.0 pts | −444K sh | −53% |
| Increased | TEXAS INSTRS INC (TXN) | 1.1% | 1.2% | +0.2 pts | +58,854 sh | +5% |
| Increased | QORVO INC (QRVO) | 0.3% | 0.4% | 0.0 pts | +82,159 sh | +20% |
| Reduced | DBX ETF TR (ASHR) | 0.2% | 0.1% | −0.1 pts | −301K sh | −29% |
The 50 largest of 1,369 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- FEDERAL RLTY INVT TR NEW (FRT): 313747206 → 313745101, 3,757 → 3,868 shares (share count changed with the identifier; not shown as a trade)
- APOLLO GLOBAL MGMT INC (APO): 03768E105 → 03769M106, 125K → 186K shares (share count change consistent with a stock split)
Top 10 positions — 39.2% of the equity book
Changes in the top 10 this quarter: AMD entered · FXI left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | ISHARES TR (IVV) | 15.3% | 16.1% | |
| 2 | ISHARES TR (IWM) | 6.9% | 6.1% | |
| 3 | NVIDIA CORPORATION (NVDA) | 2.1% | 2.7% | |
| 4 | APPLE INC (AAPL) | 2.9% | 2.4% | |
| 5 | BROADCOM INC (AVGO) | 2.4% | 2.4% | |
| 6 | MICROSOFT CORP (MSFT) | 2.7% | 2.3% | |
| 7 | VANECK ETF TRUST (GDX) | 1.9% | 2.1% | |
| 8 | ADVANCED MICRO DEVICES INC (AMD) | 1.4% | 1.9% | Entered the top 10 |
| 9 | INTEL CORP (INTC) | 1.6% | 1.7% | |
| 10 | QUALCOMM INC (QCOM) | 2.0% | 1.5% | |
| — | ISHARES TR (FXI) | 2.0% | 1.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).