RAFFA WEALTH MANAGEMENT LLC
Q3 2024 Form 13-F
WASHINGTON, MARYLAND
CIK 0001631073
· CRD 136971
· SEC-registered investment adviser
$414.3M Reported Value Total
RAFFA INVESTMENT ADVISERS reports 539 total accounts under management (AUM). There are 484 discretionary accounts valued at $1,132,622,810, and 55 non-discretionary accounts valued at $151,243,398.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-10-27
Reported value
$414.3M
Quarter over quarter
+5.6%
Holdings
1,082
Top-10 concentration
69.3%
Key People
Form ADV owners & control persons
Dennis Patrick Gogarty
CHIEF COMPLIANCE OFFICER
Thomas J. Raffa
MEMBER
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13F Metrics
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Q3 2024 13F record
Q3 2024 13F filing summary
| Period of report | September 30, 2024 |
|---|---|
| Filed | July 27, 2026 |
| Form | 13F-HR |
| Reported value | $414.3M |
| Positions | 1,082 |
| Change in reported value | +17.6% |
| New positions | 13 |
| Exited positions | 82 |
| Position turnover | 8.2% |
| Top-10 concentration | 69.3% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Jul 27, 2026
|
1,591 | $793.3M |
|
Q1 2026 13F
Filed Jul 27, 2026
|
1,518 | $640.3M |
|
Q4 2025 13F
Filed Jul 27, 2026
|
1,163 | $650.1M |
|
Q3 2025 13F
Filed Jul 27, 2026
|
1,172 | $556.6M |
|
Q2 2025 13F
Filed Jul 27, 2026
|
1,105 | $500.0M |
|
Q1 2025 13F
Filed Jul 27, 2026
|
1,079 | $439.4M |
|
Q4 2024 13F
Filed Jul 27, 2026
|
1,113 | $429.7M |
|
Q3 2024 13F
Filed Jul 27, 2026
|
1,082 | $414.3M |
|
Q2 2024 13F
Filed Jul 27, 2026
|
1,151 | $352.4M |
|
Q1 2024 13F
Filed Jul 27, 2026
|
1,128 | $335.7M |
|
Q4 2023 13F
Filed Jul 27, 2026
|
1,060 | $329.3M |
|
Q3 2023 13F
Filed Jul 27, 2026
|
1,063 | $294.0M |
|
Q2 2023 13F
Filed Jul 27, 2026
|
1,071 | $293.2M |
|
Q1 2023 13F
Filed Jul 27, 2026
|
1,074 | $274.8M |
|
Q4 2022 13F
Filed Jul 27, 2026
|
1,066 | $244.3M |
|
Q3 2022 13F
Filed Jul 27, 2026
|
1,165 | $225.8M |
|
Q2 2022 13F
Filed Jul 27, 2026
|
1,131 | $219.6M |
|
Q1 2022 13F
Filed Jul 27, 2026
|
1,137 | $268.8M |
|
Q4 2021 13F
Filed Jul 27, 2026
|
1,127 | $305.5M |
|
Q3 2021 13F
Filed Jul 27, 2026
|
1,113 | $288.4M |
31 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2024
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | BND Vanguard Total Bond Market ETF | $68.5M | 16.54% |
| 2 | SGOV iShares 0-3 Month Treasury Bond ETF | $51.3M | 12.38% |
| 3 | VEA Vanguard FTSE Developed Markets ETF | $43.6M | 10.52% |
| 4 | VTI Vanguard Total Stock Market ETF | $37.5M | 9.04% |
| 5 | DFAC Dimensional U.S. Core Equity 2 ETF | $23.7M | 5.72% |
| 6 | AVUS Avantis US Equity ETF | $19.6M | 4.73% |
| 7 | VUSB Vanguard Ultra-Short Bond ETF | $16.1M | 3.89% |
| 8 | VWO Vanguard FTSE Emerging Markets ETF | $10.3M | 2.48% |
| 9 | AVDE Avantis International Equity ETF | $8.4M | 2.02% |
| 10 | IWB iShares Russell 1000 ETF | $8.0M | 1.94% |
| 11 | DUHP Dimensional US High Profitability ETF | $6.5M | 1.56% |
| 12 | VIG VANGUARD DIVIDEND APPRECIATION ETF | $6.0M | 1.44% |
| 13 | BIV Vanguard Intermediate-Term Bond ETF | $5.6M | 1.34% |
| 14 | VOO Vanguard 500 Index Fund ETF | $5.5M | 1.32% |
| 15 | GVI iShares Intermediate Gov/Credit Bond ETF | $5.4M | 1.31% |
| 16 | BSV Vanguard Short Term Bond Index ETF | $5.2M | 1.25% |
| 17 | ESGD iShares MSCI EAFE ESG Select ETF | $4.9M | 1.19% |
| 18 | SPY SPDR S&P 500 ETF | $4.2M | 1.02% |
| 19 | RSP INVESCO S&P 500 EQUAL WEIGHT ETF | $4.2M | 1.01% |
| 20 | AGG iShares Core US Aggregate Bond ETF | $4.1M | 1.0% |
Values as reported on the Q3 2024 Form 13F. Every position is in the holdings table below.