QVT FINANCIAL LP
Q3 2022 Form 13-F
NEW YORK, NEW YORK
CIK 0001290162
· CRD 156508
· SEC-registered investment adviser
$1.4B Reported Value Total
QVT FINANCIAL LP reports 13 total accounts under management (AUM). There are 13 discretionary accounts valued at $2,219,865,122, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
67 funds
· $3.9B gross asset value
Hedge Fund: $1.4B · Private Equity Fund: $1.2B · Other: $1.2B
Source: Form ADV filed 2026-03-31
Reported value
$1.4B
Quarter over quarter
-14.6%
Holdings
36
Top-10 concentration
79.5%
Key People
Form ADV owners & control persons
Daniel Allen Gold
MEMBER
Nicholas David Stupnick Brumm
LIMITED PARTNER
Arthur Paishih Chu
LIMITED PARTNER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
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Q3 2022 13F record
Q3 2022 13F filing summary
| Period of report | September 30, 2022 |
|---|---|
| Filed | November 14, 2022 |
| Form | 13F-HR |
| Reported value | $1.4B |
| Positions | 36 |
| Change in reported value | -9.7% |
| New positions | 3 |
| Exited positions | 11 |
| Position turnover | 29.8% |
| Top-10 concentration | 79.5% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 14, 2026
|
70 | $1.7B |
|
Q1 2026 13F
Filed May 15, 2026
|
66 | $1.4B |
|
Q4 2025 13F
Filed Feb 13, 2026
|
50 | $1.2B |
|
Q3 2025 13F
Filed Nov 14, 2025
|
43 | $1.4B |
|
Q2 2025 13F
Filed Aug 14, 2025
|
34 | $1.1B |
|
Q1 2025 13F
Filed May 15, 2025
|
30 | $1.1B |
|
Q4 2024 13F
Filed Feb 14, 2025
|
29 | $1.1B |
|
Q3 2024 13F
Filed Nov 14, 2024
|
28 | $1.2B |
|
Q2 2024 13F
Filed Aug 14, 2024
|
28 | $1.1B |
|
Q1 2024 13F
Filed May 15, 2024
|
28 | $1.2B |
|
Q4 2023 13F
Filed Feb 14, 2024
|
26 | $1.8B |
|
Q3 2023 13F
Filed Nov 14, 2023
|
30 | $1.8B |
|
Q2 2023 13F
Filed Aug 14, 2023
|
31 | $1.8B |
|
Q1 2023 13F
Filed May 15, 2023
|
33 | $2.0B |
|
Q4 2022 13F
Filed Feb 14, 2023
|
32 | $1.9B |
|
Q3 2022 13F
Filed Nov 14, 2022
|
36 | $1.4B |
|
Q2 2022 13F
Filed Aug 15, 2022
|
44 | $1.6B |
|
Q1 2022 13F
Filed May 16, 2022
|
45 | $2.3B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
41 | $2.9B |
|
Q3 2021 13F
Filed Nov 16, 2021
|
44 | $1.3B |
33 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | ROIV ROIVANT SCIENCES LTD | $416.6M | 29.07% |
| 2 | MP MP MATERIALS CORP | $372.8M | 26.01% |
| 3 | SPY P SPDR S&P 500 ETF TR | $169.7M | 11.84% |
| 4 | NIO 4.5 02/01/24 NIO INC | $38.4M | 2.68% |
| 5 | ILMN C ILLUMINA INC | $27.9M | 1.95% |
| 6 | PANW 0.75 07/01/23 PALO ALTO NETWORKS INC | $27.8M | 1.94% |
| 7 | NXST NEXSTAR MEDIA GROUP INC | $27.7M | 1.93% |
| 8 | IQ 2 04/01/25 IQIYI INC | $22.2M | 1.55% |
| 9 | ATEX ANTERIX INC | $18.0M | 1.26% |
| 10 | EXE CHESAPEAKE ENERGY CORP | $17.4M | 1.21% |
| 11 | NNI NELNET INC | $17.0M | 1.19% |
| 12 | CCL 5.75 04/01/23 CARNIVAL CORP | $16.7M | 1.17% |
| 13 | MSTR 0.75 12/15/25 MICROSTRATEGY INC | $15.3M | 1.07% |
| 14 | MMYT MAKEMYTRIP LIMITED MAURITIUS | $15.1M | 1.05% |
| 15 | GDSHDG 2 06/01/25 GDS HLDGS LTD | $14.9M | 1.04% |
| 16 | GS GOLDMAN SACHS GROUP INC | $14.1M | 0.98% |
| 17 | BRK-B BERKSHIRE HATHAWAY INC DEL | $12.8M | 0.89% |
| 18 | CLVS 4.5 08/01/24 CLOVIS ONCOLOGY INC | $12.8M | 0.89% |
| 19 | ARGX ARGENX SE | $11.5M | 0.8% |
| 20 | PARA PARAMOUNT GLOBAL | $11.4M | 0.8% |
Values as reported on the Q3 2022 Form 13F. Every position is in the holdings table below.