PUTNAM INVESTMENTS LLC
Q3 2021 Form 13-F
BOSTON, MASSACHUSETTS
CIK 0001421578
· CRD 106629
· SEC-registered investment adviser
Consolidated report · includes
2 managers
since Q3 2013
$64.5B Reported Value Total
PUTNAM INVESTMENT MANAGEMENT, LLC reports 166 total accounts under management (AUM). There are 166 discretionary accounts valued at $112,250,309,678, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-09-16
Reported value
$64.5B
Quarter over quarter
-0.1%
Holdings
780
Top-10 concentration
24.9%
Filing Structure
Reports holdings for
- PUTNAM ADVISORY CO LLC · File #028-00092 · since Q3 2013 · declared by one filing
- PUTNAM INVESTMENT MANAGEMENT LLC · File #028-00090 · since Q3 2013
Key People
Form ADV owners & control persons
Leeor Paul Avigdor
TREASURER
James F. Clark
CHIEF COMPLIANCE OFFICER
Sonal Desai
EXECUTIVE VICE PRESIDENT
Filing Navigation
13F Metrics
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Q3 2021 13F record
Q3 2021 13F filing summary
| Period of report | September 30, 2021 |
|---|---|
| Filed | November 15, 2021 |
| Form | 13F-HR |
| Reported value | $64.5B |
| Positions | 780 |
| Change in reported value | +0.4% |
| New positions | 84 |
| Exited positions | 77 |
| Position turnover | 18.8% |
| Top-10 concentration | 24.9% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q4 2023 13F
Filed Feb 14, 2024
|
1,150 | $75.7B |
|
Q3 2023 13F
Filed Nov 14, 2023
|
1,135 | $65.8B |
|
Q2 2023 13F
Filed Aug 14, 2023
|
1,136 | $67.9B |
|
Q1 2023 13F
Filed May 22, 2023
|
1,134 | $62.4B |
|
Q4 2022 13F
Filed Feb 14, 2023
|
1,133 | $57.3B |
|
Q3 2022 13F
Filed Nov 14, 2022
|
1,139 | $52.6B |
|
Q2 2022 13F
Filed Aug 15, 2022
|
1,119 | $55.8B |
|
Q1 2022 13F
Filed May 16, 2022
|
1,167 | $66.1B |
|
Q4 2021 13F
Filed Feb 14, 2022
|
1,160 | $70.1B |
|
Q3 2021 13F
Filed Nov 15, 2021
|
780 | $64.5B |
|
Q2 2021 13F
Filed Aug 16, 2021
|
773 | $64.3B |
|
Q1 2021 13F
Filed May 17, 2021
|
763 | $60.0B |
|
Q4 2020 13F
Filed Feb 16, 2021
|
781 | $56.3B |
|
Q3 2020 13F
Filed Nov 16, 2020
|
822 | $50.8B |
|
Q2 2020 13F
Filed Aug 14, 2020
|
871 | $47.0B |
|
Q1 2020 13F
Filed May 15, 2020
|
822 | $38.2B |
|
Q4 2019 13F
Filed Feb 14, 2020
|
888 | $48.6B |
|
Q3 2019 13F
Filed Nov 14, 2019
|
885 | $45.0B |
|
Q2 2019 13F
Filed Aug 14, 2019
|
881 | $44.9B |
|
Q1 2019 13F
Filed May 15, 2019
|
871 | $42.9B |
22 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2021
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | MSFT MICROSOFT CORP | $4.1B | 6.28% |
| 2 | AAPL APPLE INC | $2.6B | 4.04% |
| 3 | AMZN AMAZON.COM INC | $2.2B | 3.37% |
| 4 | BAC BANK OF AMERICA CORP | $1.2B | 1.92% |
| 5 | GOOG ALPHABET INC | $1.2B | 1.85% |
| 6 | NVDA NVIDIA CORP | $1.0B | 1.56% |
| 7 | JPM JPMORGAN CHASE & CO | $992.6M | 1.54% |
| 8 | C CITIGROUP INC | $934.4M | 1.45% |
| 9 | WMT WALMART INC | $928.9M | 1.44% |
| 10 | ADBE ADOBE INC | $918.0M | 1.42% |
| 11 | DHR DANAHER CORP | $906.9M | 1.41% |
| 12 | META FACEBOOK INC | $845.6M | 1.31% |
| 13 | REGN REGENERON PHARMACEUTICALS INC | $812.6M | 1.26% |
| 14 | JCI JOHNSON CONTROLS INTERNATIONAL PLC | $771.9M | 1.2% |
| 15 | V VISA INC | $761.0M | 1.18% |
| 16 | UNP UNION PACIFIC CORP | $742.6M | 1.15% |
| 17 | PYPL PAYPAL HOLDINGS INC | $737.1M | 1.14% |
| 18 | JNJ JOHNSON & JOHNSON | $649.0M | 1.01% |
| 19 | CHTR CHARTER COMMUNICATIONS INC | $644.2M | 1.0% |
| 20 | TGT TARGET CORP | $638.3M | 0.99% |
Values as reported on the Q3 2021 Form 13F. Every position is in the holdings table below.