PUTNAM INVESTMENTS LLC's Q3 2023 13F: 120 new positions, 121 exits
Form 13F-HR for the quarter ended Sep 30, 2023 · filed Nov 14, 2023 · 1135 reported positions · accession 0001062993-23-020765
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | SYNOPSYS INC (SNPS) | 0.1% | 0.4% | +0.3 pts | +490K sh | +365% |
| Increased | AMAZON.COM INC (AMZN) | 2.0% | 2.3% | +0.3 pts | +1.64M sh | +16% |
| Reduced | ACCENTURE PLC (ACN) | 0.3% | 0.1% | −0.2 pts | −528K sh | −69% |
| Reduced | HERSHEY CO/THE (HSY) | 0.3% | 0.0% | −0.3 pts | −716K sh | −94% |
| Reduced | HCA HEALTHCARE INC (HCA) | 0.3% | 0.0% | −0.2 pts | −513K sh | −83% |
| Increased | BOSTON SCIENTIFIC CORP (BSX) | 0.3% | 0.5% | +0.2 pts | +2.21M sh | +55% |
| Increased | HUBSPOT INC (HUBS) | 0.0% | 0.2% | +0.2 pts | +236K sh | +3728% |
| Reduced | GARTNER INC (IT) | 0.2% | 0.1% | −0.2 pts | −297K sh | −66% |
| Reduced | PALO ALTO NETWORKS INC (PANW) | 0.5% | 0.3% | −0.2 pts | −423K sh | −30% |
| Increased | ALTRIA GROUP INC (MO) | 0.3% | 0.5% | +0.1 pts | +2.34M sh | +46% |
| Reduced | ELI LILLY & CO (LLY) | 1.3% | 1.3% | +0.1 pts | −183K sh | −10% |
| Reduced | IQVIA HOLDINGS INC (IQV) | 0.2% | 0.0% | −0.2 pts | −447K sh | −73% |
| Reduced | T-MOBILE US INC (TMUS) | 0.6% | 0.5% | −0.1 pts | −618K sh | −21% |
| Exited | DOLLAR GENERAL CORP (DG) | 0.1% | — | −0.1 pts | −509K sh | −100% |
| Increased | HOME DEPOT INC/THE (HD) | 0.5% | 0.6% | +0.1 pts | +277K sh | +26% |
| Increased | META PLATFORMS INC (META) | 1.7% | 2.0% | +0.2 pts | +238K sh | +6% |
| Increased | ABBVIE INC (ABBV) | 0.5% | 0.7% | +0.2 pts | +438K sh | +16% |
| Increased | KROGER CO/THE (KR) | 0.0% | 0.1% | +0.1 pts | +1.44M sh | +613% |
| Reduced | ALKERMES PLC (ALKS) | 0.1% | 0.0% | −0.1 pts | −2.09M sh | −96% |
| Reduced | NIKE INC (NKE) | 0.3% | 0.2% | −0.1 pts | −595K sh | −30% |
| Increased | DANAHER CORP (DHR) | 0.9% | 1.0% | +0.1 pts | +223K sh | +9% |
| Reduced | UNITEDHEALTH GROUP INC (UNH) | 1.3% | 1.3% | 0.0 pts | −102K sh | −6% |
| Increased | NRG ENERGY INC (NRG) | 0.7% | 0.9% | +0.1 pts | +1.31M sh | +10% |
| Reduced | CADENCE DESIGN SYSTEMS INC (CDNS) | 0.6% | 0.5% | −0.1 pts | −204K sh | −13% |
| Reduced | INTUIT INC (INTU) | 0.4% | 0.3% | 0.0 pts | −93,360 sh | −18% |
| Increased | WASTE CONNECTIONS INC (WCN) | 0.2% | 0.2% | +0.1 pts | +351K sh | +46% |
| Increased | BROADCOM INC (AVGO) | 0.7% | 0.7% | +0.1 pts | +56,338 sh | +11% |
| Reduced | TRANSDIGM GROUP INC (TDG) | 0.2% | 0.2% | −0.1 pts | −55,418 sh | −29% |
| Increased | UBER TECHNOLOGIES INC (UBER) | 0.1% | 0.1% | +0.1 pts | +1M sh | +104% |
| Increased | NXP SEMICONDUCTORS NV (NXPI) | 0.4% | 0.5% | +0.1 pts | +228K sh | +18% |
| Reduced | APPLIED MATERIALS INC (AMAT) | 0.4% | 0.3% | −0.1 pts | −322K sh | −18% |
| Increased | DEXCOM INC (DXCM) | 0.4% | 0.4% | 0.0 pts | +436K sh | +21% |
| Increased | STRYKER CORP (SYK) | 0.0% | 0.1% | +0.1 pts | +145K sh | +843% |
| Increased | KENVUE INC (KVUE) | 0.4% | 0.3% | 0.0 pts | +1.89M sh | +20% |
| Reduced | PROCTER & GAMBLE CO/THE (PG) | 1.1% | 1.0% | −0.1 pts | −259K sh | −5% |
| Reduced | STARBUCKS CORP (SBUX) | 0.1% | 0.0% | −0.1 pts | −412K sh | −98% |
| Increased | MICROSOFT CORP (MSFT) | 6.5% | 6.3% | −0.2 pts | +114K sh | +1% |
| Reduced | BOOKING HOLDINGS INC (BKNG) | 0.4% | 0.4% | 0.0 pts | −11,235 sh | −12% |
| Reduced | TARGET CORP (TGT) | 0.6% | 0.4% | −0.1 pts | −296K sh | −10% |
| Increased | JPMORGAN CHASE & CO (JPM) | 0.7% | 0.8% | +0.1 pts | +223K sh | +7% |
| Increased | ADOBE INC (ADBE) | 0.5% | 0.6% | +0.1 pts | +60,530 sh | +9% |
| Reduced | PULTEGROUP INC (PHM) | 1.3% | 1.2% | −0.1 pts | −412K sh | −4% |
| Reduced | APPLE INC (AAPL) | 4.9% | 4.4% | −0.5 pts | −176K sh | −1% |
| Increased | PUTNAM ESG CORE BOND ETF (PCRB) | 0.7% | 0.7% | 0.0 pts | +637K sh | +7% |
| New | MAKEMYTRIP LTD (MMYT) | — | 0.0% | 0.0 pts | +714K sh | new |
| Increased | SOUTHWEST AIRLINES CO (LUV) | 0.6% | 0.5% | −0.1 pts | +1.06M sh | +10% |
| Reduced | JOHNSON & JOHNSON (JNJ) | 0.2% | 0.1% | 0.0 pts | −173K sh | −22% |
| Increased | WALMART INC (WMT) | 1.7% | 1.8% | +0.1 pts | +160K sh | +2% |
| Increased | INTUITIVE SURGICAL INC (ISRG) | 0.5% | 0.5% | 0.0 pts | +83,752 sh | +8% |
| Reduced | PUTNAM ESG ULTRA SHORT ETF (PULT) | 0.2% | 0.1% | 0.0 pts | −471K sh | −20% |
The 50 largest of 1,222 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- LIBERTY MEDIA CORP-LIBERTY FORMULA ONE (FWONK): 531229854 → 531229755, 138K → 152K shares (share count changed with the identifier; not shown as a trade)
- CRH PLC (CRH): 12626K203 → G25508105, 199K → 195K shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 26.3% of the equity book
Changes in the top 10 this quarter: REGN entered · BAC left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | MICROSOFT CORP (MSFT) | 6.5% | 6.3% | |
| 2 | APPLE INC (AAPL) | 4.9% | 4.4% | |
| 3 | NVIDIA CORP (NVDA) | 2.3% | 2.4% | |
| 4 | AMAZON.COM INC (AMZN) | 2.0% | 2.3% | |
| 5 | EXXON MOBIL CORP (XOM) | 1.8% | 2.0% | |
| 6 | META PLATFORMS INC (META) | 1.7% | 2.0% | |
| 7 | ORACLE CORP (ORCL) | 2.0% | 1.9% | |
| 8 | WALMART INC (WMT) | 1.7% | 1.8% | |
| 9 | ALPHABET INC (GOOG) | 1.5% | 1.7% | |
| 10 | REGENERON PHARMACEUTICALS INC (REGN) | 1.2% | 1.5% | Entered the top 10 |
| — | BANK OF AMERICA CORP (BAC) | 1.5% | 1.4% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).