Providence Capital Advisors LLC's Q4 2022 13F: 25 new positions, 48 exits
Form 13F-HR for the quarter ended Dec 31, 2022 · filed Feb 7, 2023 · 297 reported positions · accession 0001730814-23-000001
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Exited | BROOKFIELD ASSET MGMT INC (BAMXXXX) | 1.4% | — | −1.4 pts | −114K sh | −100% |
| Reduced | BLACKROCK INC (BLK) | 1.1% | 0.0% | −1.1 pts | −6,764 sh | −99% |
| Reduced | ORACLE CORP (ORCL) | 1.0% | 0.0% | −1.0 pts | −54,907 sh | −100% |
| New | QUEST DIAGNOSTICS INC (DGX) | — | 1.2% | +1.2 pts | +28,900 sh | new |
| Reduced | DOVER CORP (DOV) | 1.2% | 0.0% | −1.2 pts | −33,200 sh | −99% |
| Reduced | JOHNSON & JOHNSON (JNJ) | 1.4% | 0.2% | −1.2 pts | −24,943 sh | −88% |
| New | KINDER MORGAN INC DEL (KMI) | — | 1.2% | +1.2 pts | +241K sh | new |
| Increased | MICROSOFT CORP (MSFT) | 2.7% | 3.6% | +0.9 pts | +16,949 sh | +44% |
| Exited | STORE CAP CORP (STOR) | 1.0% | — | −1.0 pts | −109K sh | −100% |
| New |
BROOKFIELD CORP (BN)
new — newly listed security (e.g. spin-off)
|
— | 1.0% | +1.0 pts | +114K sh | new |
| Reduced | INTEL CORP (INTC) | 1.0% | 0.0% | −1.0 pts | −124K sh | −100% |
| Increased | SPDR SER TR (SPTS) | 0.0% | 0.7% | +0.6 pts | +82,508 sh | +1789% |
| Reduced | AES CORP (AES) | 1.8% | 1.6% | −0.3 pts | −68,210 sh | −25% |
| Increased | ZEBRA TECHNOLOGIES CORPORATI (ZBRA) | 1.1% | 1.5% | +0.4 pts | +7,113 sh | +50% |
| Increased | GROCERY OUTLET HLDG CORP (GO) | 1.0% | 1.2% | +0.2 pts | +53,565 sh | +53% |
| Reduced | EATON CORP PLC (ETN) | 1.5% | 1.2% | −0.3 pts | −8,403 sh | −22% |
| Increased | DISNEY WALT CO (DIS) | 2.4% | 2.3% | −0.1 pts | +14,133 sh | +17% |
| Increased | DEERE & CO (DE) | 1.1% | 1.6% | +0.5 pts | +2,639 sh | +24% |
| Increased | BOOZ ALLEN HAMILTON HLDG COR (BAH) | 1.2% | 1.5% | +0.2 pts | +7,950 sh | +18% |
| New |
BROOKFIELD ASSET MANAGMT LTD (BAM)
new — newly listed security (e.g. spin-off)
|
— | 0.2% | +0.2 pts | +28,239 sh | new |
| Increased | AVIDXCHANGE HOLDINGS INC (AVDX) | 0.0% | 0.2% | +0.2 pts | +80,237 sh | +10030% |
| Increased | ISHARES TR (IVV) | 3.0% | 3.1% | +0.1 pts | +2,048 sh | +7% |
| Increased | ISHARES TR (DVY) | 0.1% | 0.3% | +0.2 pts | +5,814 sh | +218% |
| Increased | CITIGROUP INC (C) | 1.1% | 1.2% | +0.2 pts | +15,500 sh | +18% |
| Increased | HEALTHCARE RLTY TR (HR) | 0.7% | 0.7% | +0.1 pts | +34,107 sh | +31% |
| Increased | CROWN CASTLE INC (CCI) | 0.7% | 0.8% | 0.0 pts | +4,223 sh | +26% |
| Increased | BAXTER INTL INC (BAX) | 1.2% | 1.2% | 0.0 pts | +9,600 sh | +13% |
| Increased | COMCAST CORP NEW (CMCSA) | 1.0% | 1.2% | +0.2 pts | +12,100 sh | +10% |
| Increased | TEXAS INSTRS INC (TXN) | 1.1% | 1.2% | +0.1 pts | +2,500 sh | +11% |
| Increased | CISCO SYS INC (CSCO) | 1.7% | 1.9% | +0.2 pts | +8,065 sh | +6% |
| Reduced | MERCK & CO INC (MRK) | 1.0% | 1.1% | +0.1 pts | −3,233 sh | −8% |
| Increased | APPLE INC (AAPL) | 3.8% | 3.3% | −0.5 pts | +1,900 sh | +2% |
| Increased | CORNING INC (GLW) | 1.2% | 1.2% | +0.1 pts | +7,600 sh | +6% |
| Increased | EMERSON ELEC CO (EMR) | 1.1% | 1.3% | +0.3 pts | +2,500 sh | +5% |
| Increased | ISHARES TR (PFF) | 0.0% | 0.1% | +0.1 pts | +7,144 sh | +8211% |
| Increased | DUPONT DE NEMOURS INC (DD) | 1.1% | 1.4% | +0.3 pts | +2,900 sh | +4% |
| New | LILLY ELI & CO (LLY) | — | 0.0% | 0.0 pts | +483 sh | new |
| Increased | ISHARES TR (AGG) | 0.2% | 0.3% | 0.0 pts | +1,552 sh | +19% |
| Increased | ISHARES TR (IJR) | 0.4% | 0.5% | 0.0 pts | +1,568 sh | +9% |
| Increased | PEPSICO INC (PEP) | 1.3% | 1.3% | 0.0 pts | +700 sh | +3% |
| Increased | ISHARES TR (LQD) | 0.7% | 0.7% | 0.0 pts | +1,169 sh | +5% |
| Increased | LOWES COS INC (LOW) | 1.2% | 1.2% | 0.0 pts | +559 sh | +3% |
| Increased | ISHARES TR (IJH) | 0.5% | 0.5% | 0.0 pts | +409 sh | +6% |
| Increased | STATE STR CORP (STT) | 1.1% | 1.3% | +0.2 pts | +1,200 sh | +2% |
| Increased | LINDE PLC (LIN) | 1.3% | 1.4% | +0.1 pts | +284 sh | +2% |
| Reduced | ISHARES TR (IWF) | 0.4% | 0.4% | −0.1 pts | −432 sh | −6% |
| Exited | PALANTIR TECHNOLOGIES INC (PLTR) | 0.0% | — | 0.0 pts | −10,000 sh | −100% |
| Increased | TJX COS INC NEW (TJX) | 1.3% | 1.5% | +0.2 pts | +1,100 sh | +2% |
| New | ALPS ETF TR (OUSA) | — | 0.0% | 0.0 pts | +2,101 sh | new |
| Reduced | AT&T INC (T) | 0.6% | 0.6% | 0.0 pts | −4,147 sh | −3% |
The 50 largest of 217 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- TWO HBRS INVT CORP (TWO): 90187B408 → 90187B804, 4,000 → 1,000 shares (share count change consistent with a stock split)
Top 10 positions — 22.8% of the equity book
Changes in the top 10 this quarter: SLB entered · DE entered · NXPI left · GOOG left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | MICROSOFT CORP (MSFT) | 2.7% | 3.6% | |
| 2 | APPLE INC (AAPL) | 3.8% | 3.3% | |
| 3 | ISHARES TR (IVV) | 3.0% | 3.1% | |
| 4 | DISNEY WALT CO (DIS) | 2.4% | 2.3% | |
| 5 | PFIZER INC (PFE) | 1.9% | 2.0% | |
| 6 | CISCO SYS INC (CSCO) | 1.7% | 1.9% | |
| 7 | SCHLUMBERGER LTD (SLB) | 1.3% | 1.7% | Entered the top 10 |
| 8 | HOME DEPOT INC (HD) | 1.7% | 1.7% | |
| 9 | DEERE & CO (DE) | 1.1% | 1.6% | Entered the top 10 |
| 10 | AES CORP (AES) | 1.8% | 1.6% | |
| — | NXP SEMICONDUCTORS N V (NXPI) | 1.6% | 1.5% | Left the top 10 |
| — | ALPHABET INC (GOOG) | 1.6% | 1.3% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).