PROSPERA FINANCIAL SERVICES INC
Q3 2026 Form 13-F
DALLAS, TEXAS
CIK 0001541625
· CRD 10740
· SEC-registered investment adviser
$7.7B Reported Value Total
PROSPERA FINANCIAL SERVICES, INC. reports 31,454 total accounts under management (AUM). There are 22,149 discretionary accounts valued at $9,785,164,394, and 9,305 non-discretionary accounts valued at $4,602,375,651.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-09-30
Reported value
$7.7B
Quarter over quarter
-0.6%
Holdings
1,509
Top-10 concentration
18.8%
Key People
Form ADV owners & control persons
Tim Alan Edwards
SHARE HOLDER
Richard Dean Pascuzzi
SHARE HOLDER
David Walter Stringer
SHARE HOLDER
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
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Q3 2026 13F record
Q3 2026 13F filing summary
| Period of report | September 30, 2026 |
|---|---|
| Filed | November 04, 2026 |
| Form | 13F-HR |
| Reported value | $7.7B |
| Positions | 1,509 |
| Change in reported value | +12.3% |
| New positions | 187 |
| Exited positions | 144 |
| Position turnover | 20.0% |
| Top-10 concentration | 18.8% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Nov 4, 2026
|
1,509 | $7.7B |
|
Q2 2026 13F
Filed Jul 15, 2026
|
1,466 | $6.9B |
|
Q1 2026 13F
Filed Apr 14, 2026
|
1,415 | $6.2B |
|
Q4 2025 13F
Filed Feb 9, 2026
|
1,357 | $6.1B |
|
Q3 2025 13F
Filed Nov 6, 2025
|
1,352 | $5.9B |
|
Q2 2025 13F
Filed Aug 6, 2025
|
1,313 | $5.4B |
|
Q1 2025 13F
Filed May 15, 2025
|
1,167 | $4.4B |
|
Q4 2024 13F
Filed Feb 13, 2025
|
1,133 | $4.3B |
|
Q3 2024 13F
Filed Nov 7, 2024
|
1,116 | $3.9B |
|
Q2 2024 13F
Filed Aug 13, 2024
|
1,134 | $3.6B |
|
Q1 2024 13F
Filed Aug 13, 2024
|
1,091 | $3.4B |
|
Q4 2023 13F
Filed Feb 14, 2024
|
1,051 | $3.0B |
|
Q3 2023 13F
Filed Nov 13, 2023
|
1,006 | $2.6B |
|
Q2 2023 13F
Filed Aug 8, 2023
|
1,004 | $2.6B |
|
Q1 2023 13F
Filed May 12, 2023
|
956 | $2.4B |
|
Q4 2022 13F
Filed Feb 8, 2023
|
890 | $2.0B |
|
Q3 2022 13F
Filed Oct 27, 2022
|
830 | $1.9B |
|
Q2 2022 13F
Filed Aug 8, 2022
|
1,584 | $2.0B |
|
Q1 2022 13F
Filed May 4, 2022
|
2,557 | $2.4B |
|
Q4 2021 13F
Filed Feb 10, 2022
|
866 | $2.3B |
34 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | AAPL APPLE INC | $336.8M | 4.36% |
| 2 | NVDA NVIDIA CORPORATION | $284.6M | 3.68% |
| 3 | MSFT MICROSOFT CORP | $180.4M | 2.33% |
| 4 | AMZN AMAZON COM INC | $132.3M | 1.71% |
| 5 | QQQ INVESCO QQQ TR | $92.5M | 1.2% |
| 6 | RDVY FIRST TR EXCHANGE TRADED FD | $91.4M | 1.18% |
| 7 | JPM JPMORGAN CHASE & CO | $88.8M | 1.15% |
| 8 | AVGO BROADCOM INC | $86.7M | 1.12% |
| 9 | GOOGL ALPHABET INC | $86.4M | 1.12% |
| 10 | SPY STATE STR SPDR S&P 500 ETF T | $76.8M | 0.99% |
| 11 | XOMZZZZ EXXONMOBIL HOLDINGS CORP | $75.8M | 0.98% |
| 12 | LLY ELI LILLY & CO | $72.9M | 0.94% |
| 13 | GOOG ALPHABET INC | $69.1M | 0.89% |
| 14 | CGGR CAPITAL GROUP GROWTH ETF | $68.6M | 0.89% |
| 15 | BRK-B BERKSHIRE HATHAWAY INC DEL | $66.7M | 0.86% |
| 16 | IVV ISHARES TR | $64.8M | 0.84% |
| 17 | CGDV CAPITAL GROUP DIVIDEND VALUE | $64.8M | 0.84% |
| 18 | CAT CATERPILLAR INC | $62.8M | 0.81% |
| 19 | JNJ JOHNSON & JOHNSON | $62.5M | 0.81% |
| 20 | META META PLATFORMS INC | $59.2M | 0.77% |
Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.