PRINCIPIA WEALTH ADVISORY LLC
Q4 2024 Form 13-F
DALLAS, TEXAS
CIK 0002041436
· CRD 152678
· SEC-registered investment adviser
$106.5M Reported Value Total
PRINCIPIA WEALTH ADVISORY, LLC reports 736 total accounts under management (AUM). There are 736 discretionary accounts valued at $190,000,000, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-03-31
Reported value
$106.5M
Quarter over quarter
0.0%
Holdings
775
Top-10 concentration
63.3%
Key People
Form ADV owners & control persons
Aaron Joseph Plautz
PRESIDENT AND CHIEF COMPLIANCE OFFICER
Andrew W Winningham
PARTNER AND LEAD ADVISOR
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Q4 2024 13F record
Q4 2024 13F filing summary
| Period of report | December 31, 2024 |
|---|---|
| Filed | April 11, 2025 |
| Form | 13F-HR |
| Reported value | $106.5M |
| Positions | 775 |
| Change in reported value | First reported quarter |
| Top-10 concentration | 63.3% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 26, 2026
|
1,064 | $200.9M |
|
Q1 2026 13F
Filed Aug 26, 2026
|
1,047 | $176.6M |
|
Q4 2025 13F
Filed Feb 10, 2026
|
1,015 | $159.9M |
|
Q3 2025 13F
Filed Feb 10, 2026
|
966 | $145.0M |
|
Q2 2025 13F
Filed Aug 14, 2025
|
940 | $118.1M |
|
Q1 2025 13F
Filed Apr 11, 2025
|
852 | $104.4M |
|
Q4 2024 13F
Filed Apr 11, 2025
|
775 | $106.5M |
Top 20 holdings · Q4 2024
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | SPTM SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF | $12.7M | 11.92% |
| 2 | IWB ISHARES RUSSELL 1000 ETF | $8.9M | 8.34% |
| 3 | VEU VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | $7.8M | 7.34% |
| 4 | SEPZ TRUESHARES STRUCTURED OUTCOME (SEPTEMBER) ETF | $7.8M | 7.3% |
| 5 | TARS TARSUS PHARMACEUTICALS INC COM | $7.7M | 7.2% |
| 6 | ADVM ADVERUM BIOTECHNOLOGIES INC COM NEW | $6.2M | 5.83% |
| 7 | DBMF IMGP DBI MANAGED FUTURES STRATEGY ETF | $5.0M | 4.66% |
| 8 | VWO VANGUARD FTSE EMERGING MARKETS ETF | $4.2M | 3.9% |
| 9 | EMXC ISHARES MSCI EMERGING MARKETS EX CHINA ETF | $4.0M | 3.72% |
| 10 | MLPA Global X MLP ETF | $3.2M | 3.05% |
| 11 | IAU ISHARES GOLD TRUST | $3.1M | 2.91% |
| 12 | GOAU U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | $3.0M | 2.8% |
| 13 | SHY ISHARES 1-3 YEAR TREASURY BOND ETF | $2.9M | 2.75% |
| 14 | SHV ISHARES SHORT TREASURY BOND ETF | $2.9M | 2.72% |
| 15 | VBR VANGUARD SMALL CAP VALUE ETF | $2.5M | 2.32% |
| 16 | SLV ISHARES SILVER TRUST | $2.4M | 2.28% |
| 17 | EYPT EYEPOINT PHARMACEUTICALS INC COM NEW | $2.0M | 1.89% |
| 18 | FNDF Schwab Fundamental Int'l Large Cap Index | $2.0M | 1.87% |
| 19 | IBIT ISHARES BITCOIN TRUST ETF | $1.6M | 1.49% |
| 20 | FNDX Schwab Fundamental US Large Cap Index | $1.4M | 1.36% |
Values as reported on the Q4 2024 Form 13F. Every position is in the holdings table below.