PRINCIPAL SECURITIES INC
Q2 2026 Form 13-F
DES MOINES, IOWA
CIK 0000012600
· CRD 1137
· SEC-registered investment adviser
$8.3B Reported Value Total
PRINCIPAL SECURITIES, INC. reports 68,981 total accounts under management (AUM). There are 60,057 discretionary accounts valued at $14,145,909,165, and 8,924 non-discretionary accounts valued at $2,878,355,931.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-03-30
Reported value
$8.3B
Quarter over quarter
+11.0%
Holdings
1,538
Top-10 concentration
24.2%
Filing Structure
Reports holdings for
- PRINCIPAL FINANCIAL GROUP INC · File #028-10106 · Q1 2024 – Q1 2026 · declared by one filing
Key People
Form ADV owners & control persons
Vivek Agrawal
DIRECTOR
Chad Thomas Claire
CHIEF INFORMATION OFFICER
Thomas John Drogan
CHIEF COMPLIANCE OFFICER
Filing Navigation
13F Metrics
Loading 13F Metrics
Q2 2026 13F record
Q2 2026 13F filing summary
| Period of report | June 30, 2026 |
|---|---|
| Filed | August 04, 2026 |
| Form | 13F-HR |
| Reported value | $8.3B |
| Positions | 1,538 |
| Change in reported value | +21.8% |
| New positions | 185 |
| Exited positions | 57 |
| Position turnover | 15.2% |
| Top-10 concentration | 24.2% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 4, 2026
|
1,538 | $8.3B |
|
Q1 2026 13F
Filed May 13, 2026
|
1,410 | $6.8B |
|
Q4 2025 13F
Filed Feb 12, 2026
|
1,344 | $6.5B |
|
Q3 2025 13F
Filed Nov 12, 2025
|
3,731 | $6.1B |
|
Q2 2025 13F
Filed Aug 11, 2025
|
3,673 | $5.3B |
|
Q1 2025 13F
Filed Apr 30, 2025
|
3,549 | $4.5B |
|
Q4 2024 13F
Filed Jan 30, 2025
|
3,544 | $4.4B |
|
Q3 2024 13F
Filed Oct 28, 2024
|
3,431 | $4.1B |
|
Q2 2024 13F
Filed Jul 31, 2024
|
3,387 | $3.6B |
|
Q1 2024 13F
Filed May 10, 2024
|
3,311 | $3.2B |
|
Q4 2023 13F
Filed Feb 7, 2024
|
3,208 | $2.7B |
Top 20 holdings · Q2 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | PIEQ PRINCIPAL EXCHANGE TRADED FD | $396.3M | 4.77% |
| 2 | USMC PRINCIPAL EXCHANGE TRADED FD | $357.6M | 4.31% |
| 3 | IVV ISHARES TR | $278.5M | 3.35% |
| 4 | LCAP PRINCIPAL EXCHANGE TRADED FD | $192.3M | 2.32% |
| 5 | PSC PRINCIPAL EXCHANGE TRADED FD | $172.3M | 2.07% |
| 6 | BCHP PRINCIPAL EXCHANGE TRADED FD | $154.1M | 1.86% |
| 7 | IG PRINCIPAL EXCHANGE TRADED FD | $133.0M | 1.6% |
| 8 | GSUS GOLDMAN SACHS ETF TR | $124.7M | 1.5% |
| 9 | NVDA NVIDIA CORPORATION | $102.5M | 1.23% |
| 10 | AAPL APPLE INC | $97.4M | 1.17% |
| 11 | YLD PRINCIPAL EXCHANGE TRADED FD | $91.7M | 1.1% |
| 12 | AGG ISHARES TR | $88.4M | 1.06% |
| 13 | PY PRINCIPAL EXCHANGE TRADED FD | $87.2M | 1.05% |
| 14 | MSFT MICROSOFT CORP | $87.2M | 1.05% |
| 15 | AMZN AMAZON COM INC | $82.9M | 1.0% |
| 16 | IUSV ISHARES TR | $73.9M | 0.89% |
| 17 | SPYM SPDR SERIES TRUST | $73.7M | 0.89% |
| 18 | GOOGL ALPHABET INC | $69.4M | 0.84% |
| 19 | APUE TRUST FOR PROFESSIONAL MANAG | $68.6M | 0.83% |
| 20 | VTI VANGUARD INDEX FDS | $62.4M | 0.75% |
Values as reported on the Q2 2026 Form 13F. Every position is in the holdings table below.