PRINCIPAL SECURITIES INC
Q1 2026 Form 13-F
DES MOINES, IOWA
CIK 0000012600
· CRD 1137
· SEC-registered investment adviser
$6.8B Reported Value Total
PRINCIPAL SECURITIES, INC. reports 68,981 total accounts under management (AUM). There are 60,057 discretionary accounts valued at $14,145,909,165, and 8,924 non-discretionary accounts valued at $2,878,355,931.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-03-30
Reported value
$6.8B
Quarter over quarter
-2.6%
Holdings
1,410
Top-10 concentration
21.9%
Filing Structure
Reports holdings for
- PRINCIPAL FINANCIAL GROUP INC · File #028-10106 · Q1 2024 – Q1 2026 · declared by one filing
Key People
Form ADV owners & control persons
Vivek Agrawal
DIRECTOR
Chad Thomas Claire
CHIEF INFORMATION OFFICER
Thomas John Drogan
CHIEF COMPLIANCE OFFICER
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13F Metrics
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Q1 2026 13F record
Q1 2026 13F filing summary
| Period of report | March 31, 2026 |
|---|---|
| Filed | May 13, 2026 |
| Form | 13F-HR |
| Reported value | $6.8B |
| Positions | 1,410 |
| Change in reported value | +5.2% |
| New positions | 141 |
| Exited positions | 75 |
| Position turnover | 14.6% |
| Top-10 concentration | 21.9% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 4, 2026
|
1,538 | $8.3B |
|
Q1 2026 13F
Filed May 13, 2026
|
1,410 | $6.8B |
|
Q4 2025 13F
Filed Feb 12, 2026
|
1,344 | $6.5B |
|
Q3 2025 13F
Filed Nov 12, 2025
|
3,731 | $6.1B |
|
Q2 2025 13F
Filed Aug 11, 2025
|
3,673 | $5.3B |
|
Q1 2025 13F
Filed Apr 30, 2025
|
3,549 | $4.5B |
|
Q4 2024 13F
Filed Jan 30, 2025
|
3,544 | $4.4B |
|
Q3 2024 13F
Filed Oct 28, 2024
|
3,431 | $4.1B |
|
Q2 2024 13F
Filed Jul 31, 2024
|
3,387 | $3.6B |
|
Q1 2024 13F
Filed May 10, 2024
|
3,311 | $3.2B |
|
Q4 2023 13F
Filed Feb 7, 2024
|
3,208 | $2.7B |
Top 20 holdings · Q1 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | USMC PRINCIPAL EXCHANGE TRADED FD | $304.6M | 4.47% |
| 2 | IVV ISHARES TR | $202.2M | 2.97% |
| 3 | PSC PRINCIPAL EXCHANGE TRADED FD | $145.4M | 2.13% |
| 4 | PIEQ PRINCIPAL EXCHANGE TRADED FD | $140.7M | 2.06% |
| 5 | LCAP PRINCIPAL EXCHANGE TRADED FD | $139.7M | 2.05% |
| 6 | BCHP PRINCIPAL EXCHANGE TRADED FD | $139.2M | 2.04% |
| 7 | AGG ISHARES TR | $134.8M | 1.98% |
| 8 | GSUS GOLDMAN SACHS ETF TR | $103.7M | 1.52% |
| 9 | IG PRINCIPAL EXCHANGE TRADED FD | $100.2M | 1.47% |
| 10 | NVDA NVIDIA CORPORATION | $83.8M | 1.23% |
| 11 | MSFT MICROSOFT CORP | $82.9M | 1.22% |
| 12 | AAPL APPLE INC | $79.9M | 1.17% |
| 13 | PY PRINCIPAL EXCHANGE TRADED FD | $73.5M | 1.08% |
| 14 | IUSV ISHARES TR | $71.8M | 1.05% |
| 15 | AMZN AMAZON COM INC | $70.6M | 1.04% |
| 16 | SPYM SPDR SERIES TRUST | $66.3M | 0.97% |
| 17 | IWB ISHARES TR | $65.0M | 0.95% |
| 18 | YLD PRINCIPAL EXCHANGE TRADED FD | $63.3M | 0.93% |
| 19 | GCOR GOLDMAN SACHS ETF TR | $59.7M | 0.88% |
| 20 | IEFA ISHARES TR | $57.8M | 0.85% |
Values as reported on the Q1 2026 Form 13F. Every position is in the holdings table below.