PRINCIPAL SECURITIES INC
Q1 2025 Form 13-F
DES MOINES, IOWA
CIK 0000012600
· CRD 1137
· SEC-registered investment adviser
$4.5B Reported Value Total
PRINCIPAL SECURITIES, INC. reports 63,730 total accounts under management (AUM). There are 47,777 discretionary accounts valued at $10,852,399,521, and 15,953 non-discretionary accounts valued at $3,975,318,589.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-03-30
Reported value
$4.5B
Quarter over quarter
-2.0%
Holdings
3,549
Top-10 concentration
20.6%
Filing Structure
Reports holdings for
- PRINCIPAL FINANCIAL GROUP INC · File #028-10106 · Q1 2024 – Q1 2026 · declared by one filing
Key People
Form ADV owners & control persons
Vivek Agrawal
DIRECTOR
Chad Thomas Claire
CHIEF INFORMATION OFFICER
Thomas John Drogan
CHIEF COMPLIANCE OFFICER
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Q1 2025 13F record
Q1 2025 13F filing summary
| Period of report | March 31, 2025 |
|---|---|
| Filed | April 30, 2025 |
| Form | 13F-HR |
| Reported value | $4.5B |
| Positions | 3,549 |
| Change in reported value | +0.6% |
| New positions | 5 |
| Exited positions | 4 |
| Position turnover | 0.3% |
| Top-10 concentration | 20.6% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q2 2026 13F
Filed Aug 4, 2026
|
1,538 | $8.3B |
|
Q1 2026 13F
Filed May 13, 2026
|
1,410 | $6.8B |
|
Q4 2025 13F
Filed Feb 12, 2026
|
1,344 | $6.5B |
|
Q3 2025 13F
Filed Nov 12, 2025
|
3,731 | $6.1B |
|
Q2 2025 13F
Filed Aug 11, 2025
|
3,673 | $5.3B |
|
Q1 2025 13F
Filed Apr 30, 2025
|
3,549 | $4.5B |
|
Q4 2024 13F
Filed Jan 30, 2025
|
3,544 | $4.4B |
|
Q3 2024 13F
Filed Oct 28, 2024
|
3,431 | $4.1B |
|
Q2 2024 13F
Filed Jul 31, 2024
|
3,387 | $3.6B |
|
Q1 2024 13F
Filed May 10, 2024
|
3,311 | $3.2B |
|
Q4 2023 13F
Filed Feb 7, 2024
|
3,208 | $2.7B |
Top 20 holdings · Q1 2025
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | USMC PRINCIPAL EXCHANGE TRADED FD | $262.2M | 5.87% |
| 2 | AGG ISHARES TR | $102.0M | 2.28% |
| 3 | PSC PRINCIPAL EXCHANGE TRADED FD | $87.1M | 1.95% |
| 4 | IVV ISHARES TR | $82.8M | 1.85% |
| 5 | GSUS GOLDMAN SACHS ETF TR | $81.7M | 1.83% |
| 6 | MSFT MICROSOFT CORP | $63.7M | 1.42% |
| 7 | BCHP PRINCIPAL EXCHANGE TRADED FD | $63.3M | 1.42% |
| 8 | SPYG SPDR SER TR | $61.3M | 1.37% |
| 9 | AMZN AMAZON COM INC | $59.1M | 1.32% |
| 10 | AAPL APPLE INC | $55.4M | 1.24% |
| 11 | SPYM SPDR SER TR | $55.3M | 1.24% |
| 12 | IWB ISHARES TR | $53.5M | 1.2% |
| 13 | IEFA ISHARES TR | $47.6M | 1.06% |
| 14 | IDEV ISHARES TR | $44.5M | 1.0% |
| 15 | IG PRINCIPAL EXCHANGE TRADED FD | $43.5M | 0.97% |
| 16 | NVDA NVIDIA CORPORATION | $43.4M | 0.97% |
| 17 | PY PRINCIPAL EXCHANGE TRADED FD | $43.4M | 0.97% |
| 18 | GSIE GOLDMAN SACHS ETF TR | $38.6M | 0.86% |
| 19 | IWY ISHARES TR | $38.3M | 0.86% |
| 20 | IJR ISHARES TR | $37.8M | 0.85% |
Values as reported on the Q1 2025 Form 13F. Every position is in the holdings table below.