Prime Capital Investment Advisors LLC's Q2 2024 13F: 35 new positions, 116 exits
Form 13F-HR for the quarter ended Jun 30, 2024 · filed Aug 9, 2024 · 911 reported positions · accession 0001214659-24-014131
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | INVESCO QQQ TR UNIT SER 1 (QQQ) | 3.0% | 1.7% | −1.4 pts | −253K sh | −52% |
| New | AMERICAN CENTY ETF TR EMERGING (AVLV) | — | 1.6% | +1.6 pts | +1.67M sh | new |
| Increased | AMERICAN CENTY ETF TR US SML CP VALU (AVUV) | 0.0% | 1.4% | +1.4 pts | +1.05M sh | +32552% |
| Increased | VANGUARD WORLD FD MEGA GRWTH IND (MGK) | 0.0% | 1.4% | +1.4 pts | +289K sh | +4572% |
| Reduced | SCHWAB STRATEGIC TR US MID-CAP ETF (SCHM) | 2.1% | 0.9% | −1.2 pts | −1.07M sh | −58% |
| New | BONDBLOXX ETF TRUST BLOOMBERG TEN YR (XTEN) | — | 1.1% | +1.1 pts | +1.62M sh | new |
| Increased | SCHWAB STRATEGIC TR US LRG CAP ETF (SCHX) | 2.8% | 3.8% | +1.0 pts | +792K sh | +25% |
| Increased | ISHARES TR HDG MSCI EAFE (HEFA) | 0.3% | 1.0% | +0.7 pts | +1.26M sh | +212% |
| Reduced | WISDOMTREE TR INTL QULTY DIV (IQDG) | 0.7% | 0.1% | −0.6 pts | −1.11M sh | −85% |
| Reduced | VANGUARD INDEX FDS S&P 500 ETF SHS (VOO) | 2.2% | 1.8% | −0.3 pts | −72,557 sh | −23% |
| Reduced | SCHWAB STRATEGIC TR INTL EQTY ETF (SCHF) | 2.1% | 1.7% | −0.4 pts | −925K sh | −24% |
| Reduced | ISHARES TR 10-20 YR TRS ETF (TLH) | 0.5% | 0.0% | −0.5 pts | −330K sh | −93% |
| Reduced | ISHARES TR 7-10 YR TRSY BD (IEF) | 0.5% | 0.1% | −0.4 pts | −325K sh | −82% |
| Reduced | APPLE INC COM (AAPL) | 2.3% | 2.6% | +0.3 pts | −142K sh | −15% |
| Increased | ISHARES TR CORE S&P500 ETF (IVV) | 0.8% | 1.3% | +0.4 pts | +38,895 sh | +34% |
| Reduced | VANGUARD SCOTTSDALE FDS SHORT TERM TREAS (VGSH) | 0.3% | 0.0% | −0.3 pts | −359K sh | −91% |
| Increased | ISHARES TR CRE U S REIT ETF (USRT) | 0.0% | 0.3% | +0.3 pts | +384K sh | +8376% |
| Reduced | ISHARES TR RUS 1000 ETF (IWB) | 0.3% | 0.0% | −0.3 pts | −68,940 sh | −94% |
| Reduced | NVIDIA CORPORATION COM (NVDA) | 1.5% | 1.9% | +0.4 pts | −166K sh | −14% |
| Reduced | SCHWAB STRATEGIC TR US SML CAP ETF (SCHA) | 0.5% | 0.2% | −0.2 pts | −362K sh | −55% |
| Reduced | ISHARES TR MSCI ACWI EX US (ACWX) | 0.2% | 0.0% | −0.2 pts | −277K sh | −94% |
| Reduced | MICROSOFT CORP COM (MSFT) | 2.1% | 2.2% | +0.1 pts | −32,179 sh | −9% |
| Reduced | ISHARES TR CORE S&P TTL STK (ITOT) | 2.7% | 2.8% | +0.1 pts | −111K sh | −7% |
| Reduced | ISHARES TR ISHS 1-5YR INVS (IGSB) | 0.3% | 0.1% | −0.2 pts | −231K sh | −56% |
| Reduced | SCHWAB STRATEGIC TR US LCAP GR ETF (SCHG) | 0.8% | 0.8% | 0.0 pts | −115K sh | −18% |
| Increased | ISHARES TR IBOXX HI YD ETF (HYG) | 0.0% | 0.2% | +0.2 pts | +148K sh | +384% |
| Reduced | VANGUARD INDEX FDS TOTAL STK MKT (VTI) | 4.9% | 5.2% | +0.3 pts | −40,322 sh | −3% |
| Reduced | SPDR S&P 500 ETF TR TR UNIT (SPY) | 2.7% | 2.8% | +0.1 pts | −18,845 sh | −5% |
| Reduced | ISHARES TR MSCI USA QLT FCT (QUAL) | 1.3% | 1.3% | 0.0 pts | −55,964 sh | −10% |
| Reduced | ISHARES TR CORE MSCI TOTAL (IXUS) | 1.2% | 1.1% | −0.1 pts | −138K sh | −11% |
| Reduced | ISHARES TR ISHS 5-10YR INVT (IGIB) | 0.3% | 0.2% | −0.1 pts | −180K sh | −45% |
| Reduced | AMAZON COM INC COM (AMZN) | 1.3% | 1.4% | +0.1 pts | −43,686 sh | −8% |
| Reduced | VANGUARD BD INDEX FDS SHORT TRM BOND (BSV) | 0.9% | 0.9% | −0.1 pts | −109K sh | −13% |
| New | J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT (JPEM) | — | 0.1% | +0.1 pts | +155K sh | new |
| Reduced | ISHARES TR US TREAS BD ETF (GOVT) | 2.6% | 2.6% | 0.0 pts | −361K sh | −4% |
| Reduced | ISHARES TR CORE US AGGBD ET (AGG) | 2.3% | 2.3% | 0.0 pts | −83,277 sh | −5% |
| Reduced | SPDR SER TR PRTFLO S&P500 VL (SPYV) | 0.2% | 0.1% | −0.1 pts | −157K sh | −68% |
| Reduced | ISHARES TR RUS MID CAP ETF (IWR) | 0.2% | 0.1% | −0.1 pts | −92,450 sh | −52% |
| Reduced | SPDR SER TR PRTFLO S&P500 GW (SPYG) | 0.3% | 0.3% | −0.1 pts | −91,767 sh | −29% |
| Reduced | ELI LILLY & CO COM (LLY) | 0.8% | 0.8% | +0.1 pts | −8,097 sh | −11% |
| Reduced | SPDR INDEX SHS FDS PORTFOLIO DEVLPD (SPDW) | 0.1% | 0.1% | −0.1 pts | −197K sh | −67% |
| Reduced | SPDR SER TR PORT MTG BK ETF (SPMB) | 0.1% | 0.0% | −0.1 pts | −319K sh | −78% |
| Reduced | DIMENSIONAL ETF TRUST US CORE EQUITY 2 (DFAC) | 0.3% | 0.2% | −0.1 pts | −207K sh | −34% |
| Reduced | JOHNSON & JOHNSON COM (JNJ) | 0.4% | 0.3% | −0.1 pts | −45,627 sh | −24% |
| Reduced | INTERNATIONAL BANCSHARES COR COM (IBOC) | 0.1% | 0.0% | −0.1 pts | −115K sh | −97% |
| Reduced | ALPHABET INC CAP STK CL A (GOOGL) | 0.7% | 0.8% | +0.1 pts | −34,295 sh | −11% |
| Reduced | DISNEY WALT CO COM (DIS) | 0.4% | 0.2% | −0.1 pts | −62,532 sh | −29% |
| Reduced | ABBVIE INC COM (ABBV) | 0.5% | 0.5% | −0.1 pts | −35,405 sh | −17% |
| Reduced | BROADCOM INC COM (AVGO) | 0.6% | 0.6% | +0.1 pts | −3,738 sh | −12% |
| Reduced | WISDOMTREE TR US QTLY DIV GRT (DGRW) | 0.8% | 0.8% | 0.0 pts | −75,214 sh | −9% |
The 50 largest of 1,002 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- INOVIO PHARMACEUTICALS INC COM SHS (INO): 45773H201 → 45773H409, 10,172 → 10,036 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 28.0% of the equity book
Changes in the top 10 this quarter: NVDA entered · QQQ left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS TOTAL STK MKT (VTI) | 4.9% | 5.2% | |
| 2 | SCHWAB STRATEGIC TR US LRG CAP ETF (SCHX) | 2.8% | 3.8% | |
| 3 | SPDR S&P 500 ETF TR TR UNIT (SPY) | 2.7% | 2.8% | |
| 4 | ISHARES TR CORE S&P TTL STK (ITOT) | 2.7% | 2.8% | |
| 5 | ISHARES TR US TREAS BD ETF (GOVT) | 2.6% | 2.6% | |
| 6 | APPLE INC COM (AAPL) | 2.3% | 2.6% | |
| 7 | ISHARES TR CORE US AGGBD ET (AGG) | 2.3% | 2.3% | |
| 8 | MICROSOFT CORP COM (MSFT) | 2.1% | 2.2% | |
| 9 | NVIDIA CORPORATION COM (NVDA) | 1.5% | 1.9% | Entered the top 10 |
| 10 | VANGUARD INDEX FDS S&P 500 ETF SHS (VOO) | 2.2% | 1.8% | |
| — | INVESCO QQQ TR UNIT SER 1 (QQQ) | 3.0% | 1.7% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Reduced | NVIDIA CORPORATION COM (NVDA) | Call | 110K | 4,000 | $64.6K |
| Reduced | SUPER MICRO COMPUTER INC COM (SMCI) | Call | 2,000 | 1,600 | $169K |
| Exited | META PLATFORMS INC CL A (META) | Call | 6,000 | 0 | $0 |
| Exited | ARISTA NETWORKS INC COM (ANET) | Call | 4,000 | 0 | $0 |
| New | AMAZON COM INC COM (AMZN) | Call | 0 | 5,000 | $51.4K |
| Exited | SALESFORCE INC COM (CRM) | Call | 3,000 | 0 | $0 |
| New | HONEYWELL INTL INC COM (HON) | Put | 0 | 2,400 | $21.5K |
| Increased | TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS (TSM) | Call | 1,700 | 4,000 | $44.1K |
| Reduced | INVESCO QQQ TR UNIT SER 1 (QQQ) | Put | 4,500 | 1,500 | $5.93K |
| Exited | SPDR GOLD TR GOLD SHS (GLD) | Call | 1,000 | 0 | $0 |
| New | MICRON TECHNOLOGY INC COM (MU) | Call | 0 | 6,000 | $12.1K |
| Exited | INTUITIVE SURGICAL INC COM NEW (ISRG) | Call | 200 | 0 | $0 |
| Reduced | SPDR S&P 500 ETF TR TR UNIT (SPY) | Put | 4,500 | 1,500 | $5.73K |
| New | ISHARES TR MSCI EAFE ETF (EFA) | Call | 0 | 9,100 | $11.1K |
| Reduced | RIVIAN AUTOMOTIVE INC COM CL A (RIVN) | Call | 6,000 | 5,500 | $7.09K |
| Exited | ISHARES SILVER TR ISHARES (SLV) | Call | 2,500 | 0 | $0 |
| Exited | SOUNDHOUND AI INC CLASS A COM (SOUN) | Call | 10,000 | 0 | $0 |
| Exited | ZSCALER INC COM (ZS) | Call | 2,000 | 0 | $0 |
| Exited | ISHARES TR RUSSELL 2000 ETF (IWM) | Put | 3,000 | 0 | $0 |
| Exited | SNOWFLAKE INC CL A (SNOW) | Call | 2,000 | 0 | $0 |