PRELUDE CAPITAL MANAGEMENT LLC
Q4 2023 Form 13-F

NEW YORK, NEW YORK
CIK 0001387508 · CRD 158105 · SEC-registered investment adviser
Holdings reported by Cynosure Management LLC since Q4 2025 , Chicago Capital Management LLC since Q1 2015
$1.5B Reported Value Total

PRELUDE CAPITAL MANAGEMENT, LLC reports 16 total accounts under management (AUM). There are 16 discretionary accounts valued at $2,076,554,557, and 0 non-discretionary accounts.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary Manager
Firm Brochure (Part 2A)
Private funds (Form ADV)
15 funds · $2.6B gross asset value
Hedge Fund: $2.6B · Real Estate Fund: $13.1M
Source: Form ADV filed 2026-03-31
Reported value
$1.5B
Quarter over quarter
+10.6%
Holdings
967
Top-10 concentration
21.5%

Filing Structure

Reports holdings for

Holdings reported by

Key People

Form ADV owners & control persons
Gavin Saitowitz
MANAGING MEMBER
Cisco J Del Valle
MANAGING MEMBER
Eric S Kattan
CHIEF OPERATING OFFICER
Q3 2023
Q1 2024
Go to latest

Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.

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Q4 2023 13F filing summary

Period of report December 31, 2023
Filed February 14, 2024
Form 13F-HR
Reported value $1.5B
Positions 967
Change in reported value -1.7%
New positions 371
Exited positions 365
Position turnover 55.3%
Top-10 concentration 21.5%

13F filings by quarter

Quarter Positions Value
Q2 2026 13F
Filed Aug 14, 2026
 1,171 $1.4B
Q1 2026 13F
Filed May 15, 2026
 1,166 $1.3B
Q4 2025 13F
Filed Feb 17, 2026
 1,255 $1.4B
Q3 2025 13F
Filed Nov 14, 2025
 1,109 $1.3B
Q2 2025 13F
Filed Aug 14, 2025
 969 $1.0B
Q1 2025 13F
Filed May 15, 2025
 1,053 $1.3B
Q4 2024 13F
Filed Feb 14, 2025
 1,048 $1.6B
Q3 2024 13F
Filed Nov 14, 2024
 1,135 $1.7B
Q2 2024 13F
Filed Aug 14, 2024
 1,087 $1.4B
Q1 2024 13F
Filed May 15, 2024
 1,167 $1.9B
Q4 2023 13F
Filed Feb 14, 2024
 967 $1.5B
Q3 2023 13F
Filed Nov 14, 2023
 957 $1.5B
Q2 2023 13F
Filed Aug 14, 2023
 964 $1.5B
Q1 2023 13F
Filed May 15, 2023
 1,030 $1.7B
Q4 2022 13F
Filed Feb 14, 2023
 1,117 $1.9B
Q3 2022 13F
Filed Nov 14, 2022
 1,356 $2.8B
Q2 2022 13F
Filed Aug 15, 2022
 1,502 $3.5B
Q1 2022 13F
Filed May 16, 2022
 1,418 $3.5B
Q4 2021 13F
Filed Feb 14, 2022
 1,544 $3.9B
Q3 2021 13F
Filed Nov 15, 2021
 1,271 $3.9B

33 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q4 2023

# Holding Reported value % of portfolio
1 SPY P SPDR S&P 500 ETF TR $184.7M 12.24%
2 GLD SPDR GOLD TR $19.3M 1.28%
3 BHF BRIGHTHOUSE FINL INC $17.7M 1.17%
4 VIPS VIPSHOP HLDGS LTD $17.4M 1.15%
5 BIO BIO RAD LABS INC $16.0M 1.06%
6 BEKE KE HLDGS INC $15.1M 1.0%
7 CEIX CONSOL ENERGY INC NEW $14.5M 0.96%
8 HLIT HARMONIC INC $13.8M 0.92%
9 BABA ALIBABA GROUP HLDG LTD $13.3M 0.88%
10 EDU NEW ORIENTAL ED & TECHNOLOGY $12.4M 0.82%
11 SPLK SPLUNK INC $11.1M 0.74%
12 NTES NETEASE INC $10.8M 0.72%
13 LI LI AUTO INC $10.8M 0.71%
14 GOOGL ALPHABET INC $10.7M 0.71%
15 MSFT MICROSOFT CORP $10.7M 0.71%
16 TSLA P TESLA INC $10.6M 0.7%
17 HES HESS CORP $9.8M 0.65%
18 TLT P ISHARES TR $9.7M 0.64%
19 IWM P ISHARES TR $9.4M 0.62%
20 PXD PIONEER NAT RES CO $9.1M 0.6%

Values as reported on the Q4 2023 Form 13F. Every position is in the holdings table below.

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