PRELUDE CAPITAL MANAGEMENT LLC
Q1 2023 Form 13-F

NEW YORK, NEW YORK
CIK 0001387508 · CRD 158105 · SEC-registered investment adviser
Holdings reported by Cynosure Management LLC since Q4 2025 , Chicago Capital Management LLC since Q1 2015
$1.7B Reported Value Total

PRELUDE CAPITAL MANAGEMENT, LLC reports 15 total accounts under management (AUM). There are 15 discretionary accounts valued at $2,909,368,512, and 0 non-discretionary accounts.

Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
SEC Registered Discretionary Manager
Firm Brochure (Part 2A)
Private funds (Form ADV)
15 funds · $2.6B gross asset value
Hedge Fund: $2.6B · Real Estate Fund: $13.1M
Source: Form ADV filed 2026-03-31
Reported value
$1.7B
Quarter over quarter
+7.3%
Holdings
1,030
Top-10 concentration
25.9%

Filing Structure

Reports holdings for

Holdings reported by

Key People

Form ADV owners & control persons
Gavin Saitowitz
MANAGING MEMBER
Cisco J Del Valle
MANAGING MEMBER
Eric S Kattan
CHIEF OPERATING OFFICER
Q4 2022
Q2 2023
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Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.

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Q1 2023 13F filing summary

Period of report March 31, 2023
Filed May 15, 2023
Form 13F-HR
Reported value $1.7B
Positions 1,030
Change in reported value -13.2%
New positions 377
Exited positions 471
Position turnover 56.5%
Top-10 concentration 25.9%

13F filings by quarter

Quarter Positions Value
Q2 2026 13F
Filed Aug 14, 2026
 1,171 $1.4B
Q1 2026 13F
Filed May 15, 2026
 1,166 $1.3B
Q4 2025 13F
Filed Feb 17, 2026
 1,255 $1.4B
Q3 2025 13F
Filed Nov 14, 2025
 1,109 $1.3B
Q2 2025 13F
Filed Aug 14, 2025
 969 $1.0B
Q1 2025 13F
Filed May 15, 2025
 1,053 $1.3B
Q4 2024 13F
Filed Feb 14, 2025
 1,048 $1.6B
Q3 2024 13F
Filed Nov 14, 2024
 1,135 $1.7B
Q2 2024 13F
Filed Aug 14, 2024
 1,087 $1.4B
Q1 2024 13F
Filed May 15, 2024
 1,167 $1.9B
Q4 2023 13F
Filed Feb 14, 2024
 967 $1.5B
Q3 2023 13F
Filed Nov 14, 2023
 957 $1.5B
Q2 2023 13F
Filed Aug 14, 2023
 964 $1.5B
Q1 2023 13F
Filed May 15, 2023
 1,030 $1.7B
Q4 2022 13F
Filed Feb 14, 2023
 1,117 $1.9B
Q3 2022 13F
Filed Nov 14, 2022
 1,356 $2.8B
Q2 2022 13F
Filed Aug 15, 2022
 1,502 $3.5B
Q1 2022 13F
Filed May 16, 2022
 1,418 $3.5B
Q4 2021 13F
Filed Feb 14, 2022
 1,544 $3.9B
Q3 2021 13F
Filed Nov 15, 2021
 1,271 $3.9B

33 earlier quarters on file — choose one from the quarter menu above.

Top 20 holdings · Q1 2023

# Holding Reported value % of portfolio
1 IWM ISHARES TR $103.0M 6.17%
2 VOO VANGUARD INDEX FDS $93.9M 5.62%
3 SPY P SPDR S&P 500 ETF TR $82.4M 4.93%
4 GRBK GREEN BRICK PARTNERS INC $29.8M 1.78%
5 LI LI AUTO INC $29.4M 1.76%
6 GLD SPDR GOLD TR $21.7M 1.3%
7 BABA ALIBABA GROUP HLDG LTD $19.9M 1.19%
8 QQQ P INVESCO QQQ TR $19.9M 1.19%
9 CVII CHURCHILL CAPITAL CORP VII $16.8M 1.0%
10 HZNP HORIZON THERAPEUTICS PUB L $16.6M 1.0%
11 JD JD.COM INC $16.0M 0.96%
12 BHF BRIGHTHOUSE FINL INC $12.8M 0.76%
13 TSLA P TESLA INC $12.0M 0.72%
14 SPY C SPDR S&P 500 ETF TR $11.9M 0.71%
15 ENS ENERSYS $11.1M 0.66%
16 RRX REGAL REXNORD CORPORATION $10.0M 0.6%
17 KBR KBR INC $9.9M 0.59%
18 HLIT HARMONIC INC $9.8M 0.59%
19 KVSC KHOSLA VENTURES ACQUT CO III $9.7M 0.58%
20 CSIQ CANADIAN SOLAR INC $9.4M 0.56%

Values as reported on the Q1 2023 Form 13F. Every position is in the holdings table below.

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