PIPER SANDLER & CO
Q3 2022 Form 13-F
MINNEAPOLIS, MINNESOTA
CIK 0000724683
· CRD 665
· SEC-registered investment adviser
$123.6M Reported Value Total
PIPER SANDLER & CO. reports 20 total accounts under management (AUM). There are 0 discretionary accounts , and 20 non-discretionary accounts valued at $3,295,578,000.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-10-14
Reported value
$123.6M
Quarter over quarter
-8.3%
Holdings
19
Top-10 concentration
81.8%
Key People
Form ADV owners & control persons
Chad Richard Abraham
CHAIRMAN, CEO; BOARD MEMBER
Katherine Patricia Clune
CFO; BOARD MEMBER
Michael Edward Cox
CO-HEAD OF EQUITIES; BOARD MEMBER
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Q3 2022 13F record
Q3 2022 13F filing summary
| Period of report | September 30, 2022 |
|---|---|
| Filed | November 14, 2022 |
| Form | 13F-HR |
| Reported value | $123.6M |
| Positions | 19 |
| Change in reported value | +12.4% |
| New positions | 11 |
| Exited positions | 14 |
| Position turnover | 75.8% |
| Top-10 concentration | 81.8% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 27, 2026
|
1 | $97.6M |
|
Q2 2026 13F
Filed Jul 28, 2026
|
1 | $134.9M |
|
Q1 2026 13F
Filed May 12, 2026
|
2 | $102.0M |
|
Q4 2025 13F
Filed Feb 12, 2026
|
2 | $141.2M |
|
Q3 2025 13F
Filed Nov 12, 2025
|
4 | $139.3M |
|
Q2 2025 13F
Filed Aug 13, 2025
|
2 | $129.6M |
|
Q1 2025 13F
Filed May 13, 2025
|
5 | $132.9M |
|
Q4 2024 13F
Filed Feb 10, 2025
|
4 | $131.1M |
|
Q3 2024 13F
Filed Nov 13, 2024
|
5 | $148.2M |
|
Q2 2024 13F
Filed Aug 8, 2024
|
4 | $127.9M |
|
Q1 2024 13F
Filed May 13, 2024
|
8 | $145.3M |
|
Q4 2023 13F
Filed Feb 12, 2024
|
7 | $132.5M |
|
Q3 2023 13F
Filed Nov 14, 2023
|
5 | $105.6M |
|
Q2 2023 13F
Filed Aug 10, 2023
|
11 | $93.6M |
|
Q1 2023 13F
Filed May 11, 2023
|
10 | $146.1M |
|
Q4 2022 13F
Filed Feb 13, 2023
|
13 | $96.6M |
|
Q3 2022 13F
Filed Nov 14, 2022
|
19 | $123.6M |
|
Q2 2022 13F
Filed Aug 12, 2022
|
25 | $109.9M |
|
Q1 2022 13F
Filed May 13, 2022
|
23 | $132.2M |
|
Q4 2021 13F
Filed Feb 14, 2022
|
7 | $138.9M |
28 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | 94973VBG1 ELEVANCE HEALTH INC | $31.6M | 25.55% |
| 2 | AAWW 1.875 06/01/24 ATLAS AIR WORLDWIDE HLDGS IN | $11.6M | 9.42% |
| 3 | TER 1.25 12/15/23 TERADYNE INC | $9.0M | 7.25% |
| 4 | ABR ARBOR REALTY TRUST INC | $7.6M | 6.17% |
| 5 | BXMT 4.75 03/15/23 BLACKSTONE MORTGAGE TRUST IN | $7.6M | 6.16% |
| 6 | DTP DTE ENERGY CO | $7.3M | 5.9% |
| 7 | NVAX 3.75 02/01/23 NOVAVAX INC | $7.1M | 5.72% |
| 8 | HOPE 2 05/15/38 HOPE BANCORP INC | $7.1M | 5.72% |
| 9 | STWD 4.375 04/01/23 STARWOOD PPTY TR INC | $6.4M | 5.2% |
| 10 | WB 1.25 11/15/22 WEIBO CORP | $5.8M | 4.73% |
| 11 | DBRG DIGITALBRIDGE GROUP INC | $5.4M | 4.39% |
| 12 | KREF 6.125 05/15/23 KKR REAL ESTATE FIN TR INC | $5.2M | 4.23% |
| 13 | SUPN 0.625 04/01/23 SUPERNUS PHARMACEUTICALS | $3.2M | 2.59% |
| 14 | NTNX 0 01/15/23 NUTANIX INC | $1.8M | 1.47% |
| 15 | HTHT 0.375 11/01/22 H WORLD GROUP LTD | $1.5M | 1.19% |
| 16 | ILMN 0 08/15/23 ILLUMINA INC | $1.2M | 1.0% |
| 17 | HARP HARPOON THERAPEUTICS INC | $563.0K | 0.46% |
| 18 | INVA 2.125 01/15/23 INNOVIVA INC | $491.0K | 0.4% |
| 19 | ASAQ ATLANTIC AVE ACQUISITION COR | $251.0K | 0.2% |
| 20 | HCAR HEALTHCARE SERVICES ACQU COR | $249.0K | 0.2% |
Values as reported on the Q3 2022 Form 13F. Every position is in the holdings table below.