PIPER SANDLER & CO
Q3 2026 Form 13-F
MINNEAPOLIS, MINNESOTA
CIK 0000724683
· CRD 665
· SEC-registered investment adviser
$97.6M Reported Value Total
PIPER SANDLER & CO. reports 1 total accounts under management (AUM). There are 0 discretionary accounts , and 1 non-discretionary accounts valued at $1,284,404,458.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-10-14
Reported value
$97.6M
Quarter over quarter
+0.9%
Holdings
1
Top-10 concentration
96.6%
Key People
Form ADV owners & control persons
Chad Richard Abraham
CHAIRMAN, CEO; BOARD MEMBER
Katherine Patricia Clune
CFO; BOARD MEMBER
Michael Edward Cox
CO-HEAD OF EQUITIES; BOARD MEMBER
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Q3 2026 13F record
Q3 2026 13F filing summary
| Period of report | September 30, 2026 |
|---|---|
| Filed | October 27, 2026 |
| Form | 13F-HR |
| Reported value | $97.6M |
| Positions | 1 |
| Change in reported value | -27.6% |
| New positions | 3 |
| Exited positions | 7 |
| Position turnover | 125.0% |
| Top-10 concentration | 96.6% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 27, 2026
|
1 | $97.6M |
|
Q2 2026 13F
Filed Jul 28, 2026
|
1 | $134.9M |
|
Q1 2026 13F
Filed May 12, 2026
|
2 | $102.0M |
|
Q4 2025 13F
Filed Feb 12, 2026
|
2 | $141.2M |
|
Q3 2025 13F
Filed Nov 12, 2025
|
4 | $139.3M |
|
Q2 2025 13F
Filed Aug 13, 2025
|
2 | $129.6M |
|
Q1 2025 13F
Filed May 13, 2025
|
5 | $132.9M |
|
Q4 2024 13F
Filed Feb 10, 2025
|
4 | $131.1M |
|
Q3 2024 13F
Filed Nov 13, 2024
|
5 | $148.2M |
|
Q2 2024 13F
Filed Aug 8, 2024
|
4 | $127.9M |
|
Q1 2024 13F
Filed May 13, 2024
|
8 | $145.3M |
|
Q4 2023 13F
Filed Feb 12, 2024
|
7 | $132.5M |
|
Q3 2023 13F
Filed Nov 14, 2023
|
5 | $105.6M |
|
Q2 2023 13F
Filed Aug 10, 2023
|
11 | $93.6M |
|
Q1 2023 13F
Filed May 11, 2023
|
10 | $146.1M |
|
Q4 2022 13F
Filed Feb 13, 2023
|
13 | $96.6M |
|
Q3 2022 13F
Filed Nov 14, 2022
|
19 | $123.6M |
|
Q2 2022 13F
Filed Aug 12, 2022
|
25 | $109.9M |
|
Q1 2022 13F
Filed May 13, 2022
|
23 | $132.2M |
|
Q4 2021 13F
Filed Feb 14, 2022
|
7 | $138.9M |
28 earlier quarters on file — choose one from the quarter menu above.
Top 15 holdings · Q3 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | MGPI 1.875 11/15/41 MGP INGREDIENTS INC NEW | $19.7M | 20.23% |
| 2 | BXMT 5.5 03/15/27 BLACKSTONE MORTGAGE TRUST IN | $13.9M | 14.28% |
| 3 | CHEF 2.375 12/15/28 CHEFS WHSE INC | $12.8M | 13.13% |
| 4 | TDOC 1.25 06/01/27 TELADOC HEALTH INC | $12.1M | 12.35% |
| 5 | STWD 6.75 07/15/27 STARWOOD PPTY TR INC | $12.0M | 12.31% |
| 6 | RWT 7.75 06/15/27 REDWOOD TRUST INC | $9.0M | 9.19% |
| 7 | FOUR 0.5 08/01/27 SHIFT4 PMTS INC | $7.0M | 7.15% |
| 8 | IDCC 3.5 06/01/27 INTERDIGITAL INC | $3.0M | 3.03% |
| 9 | ZD 1.75 11/01/26 ZIFF DAVIS INC | $2.7M | 2.73% |
| 10 | RDFN 0.5 04/01/27 REDFIN CORP | $2.1M | 2.18% |
| 11 | VAC 3.25 12/15/27 MARRIOTT VACATIONS WORLDWIDE | $2.0M | 2.04% |
| 12 | PEB 1.75 12/15/26 PEBBLEBROOK HOTEL TR | $543.2K | 0.56% |
| 13 | AFRM 0 11/15/26 AFFIRM HLDGS INC | $522.2K | 0.53% |
| 14 | GBLI GLOBAL INDEMNITY GROUP LLC | $270.0K | 0.28% |
| 15 | GPRE 2.25 03/15/27 GREEN PLAINS INC | $24.8K | 0.03% |
Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.