PINNACLE ASSOCIATES LTD
Q4 2022 Form 13-F
NEW YORK, NEW YORK
CIK 0000743127
· CRD 110631
· SEC-registered investment adviser
$4.6B Reported Value Total
PINNACLE ASSOCIATES, LTD. reports 5,378 total accounts under management (AUM). There are 5,378 discretionary accounts valued at $6,594,758,482, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Private funds (Form ADV)
6 funds
· $182.6M gross asset value
Other: $178.3M · Hedge Fund: $4.3M
Source: Form ADV filed 2026-03-26
Reported value
$4.6B
Quarter over quarter
+6.8%
Holdings
756
Top-10 concentration
19.8%
Filing Structure
Holdings reported by
- SVB WEALTH LLC · Q4 2014 – Q1 2025 · declared by one filing
- Banyan Partners LLC · Q3 2013 – Q3 2014 · declared by one filing
- Silver Bridge Capital Management LLC · Q2 2013 – Q2 2013 · declared by one filing
Key People
Form ADV owners & control persons
John Thomas Passios
EXECUTIVE VICE PRESIDENT
Kimon Passios
EXECUTIVE VICE PRESIDENT
Susan Leondis Root
SENIOR ACCOUNT ADMINISTRATOR
Filing Navigation
Coverage begins with the second quarter of 2013. Earlier quarters are not shown while their accuracy is being verified.
13F Metrics
Loading 13F Metrics
Q4 2022 13F record
Q4 2022 13F filing summary
| Period of report | December 31, 2022 |
|---|---|
| Filed | January 25, 2023 |
| Form | 13F-HR |
| Reported value | $4.6B |
| Positions | 756 |
| Change in reported value | +5.3% |
| New positions | 45 |
| Exited positions | 26 |
| Position turnover | 9.1% |
| Top-10 concentration | 19.8% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 20, 2026
|
956 | $8.9B |
|
Q2 2026 13F
Filed Aug 3, 2026
|
967 | $9.2B |
|
Q1 2026 13F
Filed Apr 22, 2026
|
955 | $7.8B |
|
Q4 2025 13F
Filed Feb 5, 2026
|
931 | $7.8B |
|
Q3 2025 13F
Filed Nov 13, 2025
|
863 | $7.5B |
|
Q2 2025 13F
Filed Aug 4, 2025
|
845 | $6.9B |
|
Q1 2025 13F
Filed May 6, 2025
|
823 | $6.8B |
|
Q4 2024 13F
Filed Feb 14, 2025
|
832 | $7.4B |
|
Q3 2024 13F
Filed Oct 25, 2024
|
799 | $5.9B |
|
Q2 2024 13F
Filed Jul 30, 2024
|
812 | $6.4B |
|
Q1 2024 13F
Filed Apr 26, 2024
|
834 | $6.3B |
|
Q4 2023 13F
Filed Jan 19, 2024
|
817 | $5.9B |
|
Q3 2023 13F
Filed Oct 24, 2023
|
810 | $5.4B |
|
Q2 2023 13F
Filed Jul 27, 2023
|
811 | $5.8B |
|
Q1 2023 13F
Filed May 5, 2023
|
768 | $4.9B |
|
Q4 2022 13F
Filed Jan 25, 2023
|
756 | $4.6B |
|
Q3 2022 13F
Filed Nov 1, 2022
|
738 | $4.4B |
|
Q2 2022 13F
Filed Aug 2, 2022
|
745 | $4.6B |
|
Q1 2022 13F
Filed May 5, 2022
|
785 | $5.6B |
|
Q4 2021 13F
Filed Feb 2, 2022
|
788 | $5.8B |
34 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q4 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | JNJ JOHNSON & JOHNSON | $228.2M | 4.97% |
| 2 | AAPL APPLE INC | $164.6M | 3.59% |
| 3 | MSFT MICROSOFT CORP | $112.2M | 2.45% |
| 4 | SPY SPDR S&P 500 ETF TR | $73.9M | 1.61% |
| 5 | VB VANGUARD INDEX FDS | $70.0M | 1.52% |
| 6 | JPM JPMORGAN CHASE & CO | $56.6M | 1.23% |
| 7 | REGN REGENERON PHARMACEUTICALS | $52.7M | 1.15% |
| 8 | MRK MERCK & CO INC | $50.8M | 1.11% |
| 9 | VYM VANGUARD WHITEHALL FDS | $50.1M | 1.09% |
| 10 | BYD BOYD GAMING CORP | $48.7M | 1.06% |
| 11 | LRCX LAM RESEARCH CORP | $47.3M | 1.03% |
| 12 | SCHD SCHWAB STRATEGIC TR | $46.5M | 1.01% |
| 13 | IVV ISHARES TR | $43.0M | 0.94% |
| 14 | AQUA EVOQUA WATER TECHNOLOGIES CO | $42.1M | 0.92% |
| 15 | HD HOME DEPOT INC | $41.6M | 0.91% |
| 16 | PRKS SEAWORLD ENTMT INC | $41.6M | 0.91% |
| 17 | V VISA INC | $40.7M | 0.89% |
| 18 | PFE PFIZER INC | $40.7M | 0.89% |
| 19 | IRDM IRIDIUM COMMUNICATIONS INC | $39.9M | 0.87% |
| 20 | QUAL ISHARES TR | $39.5M | 0.86% |
Values as reported on the Q4 2022 Form 13F. Every position is in the holdings table below.