Pinkerton Retirement Specialists LLC's Q3 2023 13F: 25 new positions, 28 exits

Form 13F-HR for the quarter ended Sep 30, 2023 · filed Nov 13, 2023 · 135 reported positions · accession 0001104659-23-117015

View the filing on SEC.gov

What changed this quarter

Activity Security Weight before Weight now Change Shares Shares %
Increased SCHWAB US DIVIDEND EQUITY ETF (SCHD) 0.3% 5.5% +5.2 pts +338K sh +1925%
New SPDR PORTFOLIO S&P 400 MID CAP ETF (SPMD) — 5.2% +5.2 pts +545K sh new
Increased ISHARES 7-10 YEAR TREASURY BOND ETF (IEF) 0.0% 3.1% +3.0 pts +153K sh +6613%
Exited ISHARES U.S. BASIC MATERIALS ETF (IYM) 2.9% — −2.9 pts −110K sh −100%
Exited SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST (DIA) 1.7% — −1.7 pts −24,824 sh −100%
Exited ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF (LQD) 1.6% — −1.6 pts −74,173 sh −100%
Exited ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF (HYG) 1.6% — −1.6 pts −106K sh −100%
Reduced SPDR S&P 500 ETF TRUST (SPY) 6.4% 5.2% −1.2 pts −16,782 sh −23%
Reduced ISHARES S&P 500 VALUE ETF (IVE) 2.9% 1.7% −1.2 pts −39,829 sh −44%
Reduced ISHARES MSCI EAFE ETF (EFA) 3.0% 1.8% −1.1 pts −85,315 sh −41%
Reduced ISHARES S&P 500 GROWTH ETF (IVW) 2.8% 1.8% −1.0 pts −81,587 sh −40%
Reduced INVESCO QQQ TRUST SERIES I (QQQ) 3.1% 2.1% −1.0 pts −14,988 sh −36%
Exited ISHARES MSCI EMERGING MARKETS ETF (EEM) 1.0% — −1.0 pts −129K sh −100%
Increased ISHARES S&P MID-CAP 400 GROWTH ETF (IJK) 1.0% 1.7% +0.7 pts +38,933 sh +55%
Reduced CHEVRON CORP NEW COM (CVX) 0.9% 0.6% −0.3 pts −14,080 sh −47%
Exited HERSHEY CO COM (HSY) 0.4% — −0.4 pts −8,216 sh −100%
Exited ISHARES U.S. INDUSTRIALS ETF (IYJ) 0.3% — −0.3 pts −13,011 sh −100%
Exited ISHARES U.S. FINANCIALS ETF (IYF) 0.3% — −0.3 pts −18,425 sh −100%
Exited ISHARES U.S. CONSUMER DISCRETIONARY ETF (IYC) 0.3% — −0.3 pts −19,215 sh −100%
Exited ISHARES U.S. TECHNOLOGY ETF (IYW) 0.3% — −0.3 pts −12,479 sh −100%
Exited LANCASTER COLONY CORP COM (MZTI) 0.3% — −0.3 pts −6,621 sh −100%
Increased SPDR GOLD SHARES (GLD) 1.0% 1.3% +0.3 pts +6,473 sh +24%
Reduced HUBBELL INC COM (HUBB) 0.3% 0.1% −0.2 pts −3,430 sh −76%
Reduced ABRDN PHYSICAL GOLD SHARES ETF (SGOL) 1.5% 1.4% −0.1 pts −54,022 sh −13%
Reduced EXXON MOBIL CORP COM (XOM) 0.9% 0.9% 0.0 pts −7,382 sh −18%
Reduced GRAPHIC PACKAGING HLDG CO COM (GPK) 0.5% 0.3% −0.2 pts −34,823 sh −33%
Exited STARBUCKS CORP COM (SBUX) 0.2% — −0.2 pts −8,416 sh −100%
Exited DEERE & CO COM (DE) 0.2% — −0.2 pts −1,997 sh −100%
New COMMERCIAL METALS CO COM (CMC) — 0.1% +0.1 pts +13,962 sh new
Reduced ISHARES GOLD TRUST (IAU) 0.6% 0.5% −0.1 pts −19,066 sh −22%
Exited LAMB WESTON HLDGS INC COM (LW) 0.1% — −0.1 pts −5,547 sh −100%
Exited VALVOLINE INC COM (VVV) 0.1% — −0.1 pts −16,740 sh −100%
Exited FIRSTCASH HOLDINGS INC COM (FCFS) 0.1% — −0.1 pts −6,471 sh −100%
Reduced SCHWAB U.S. BROAD MARKET ETF (SCHB) 5.9% 6.1% +0.2 pts −10,815 sh −2%
New M D C HLDGS INC COM (MDC) — 0.1% +0.1 pts +12,441 sh new
Exited PULTE GROUP INC COM (PHM) 0.1% — −0.1 pts −6,762 sh −100%
Reduced KLA CORP COM NEW (KLAC) 0.2% 0.1% −0.1 pts −994 sh −54%
New EVERCORE INC CLASS A (EVR) — 0.1% +0.1 pts +3,300 sh new
Reduced ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF (IGSB) 0.9% 0.9% 0.0 pts −8,479 sh −9%
Exited SOUTHERN COPPER CORP COM (SCCO) 0.1% — −0.1 pts −6,336 sh −100%
Reduced PRIMERICA INC COM (PRI) 0.2% 0.1% −0.1 pts −2,124 sh −51%
New ZIONS BANCORPORATION N A COM (ZION) — 0.1% +0.1 pts +11,566 sh new
Reduced NATIONAL INSTRS CORP COM (NATI) 0.2% 0.2% 0.0 pts −6,360 sh −29%
Reduced MICROSOFT CORP COM (MSFT) 0.8% 0.8% −0.1 pts −1,176 sh −10%
Exited ASML HOLDING N V N Y REGISTRY SHS (ASML) 0.1% — −0.1 pts −555 sh −100%
Exited D R HORTON INC COM (DHI) 0.1% — −0.1 pts −3,233 sh −100%
New CATERPILLAR INC COM (CAT) — 0.1% +0.1 pts +1,261 sh new
Reduced ARES MANAGEMENT CORPORATION CL A COM STK (ARES) 0.1% 0.1% −0.1 pts −3,210 sh −53%
New CONSTELLATION ENERGY CORP COM (CEG) — 0.1% +0.1 pts +2,938 sh new
Reduced GALLAGHER ARTHUR J & CO COM (AJG) 0.1% 0.1% −0.1 pts −1,394 sh −53%

The 50 largest of 156 changes, by size of the trade. Full holdings for this quarter.

Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled

Top 10 positions — 50.9% of the equity book

Changes in the top 10 this quarter: SCHD entered · SPMD entered · IEF entered · IYM left · IVE left · IVW left

# Security Weight before Weight now
1 SCHWAB U.S. LARGE-CAP ETF (SCHX) 9.3% 10.0%
2 SCHWAB INTERNATIONAL EQUITY ETF (SCHF) 7.2% 7.6%
3 SCHWAB U.S. BROAD MARKET ETF (SCHB) 5.9% 6.1%
4 SCHWAB US DIVIDEND EQUITY ETF (SCHD) 0.3% 5.5% Entered the top 10
5 SPDR S&P 500 ETF TRUST (SPY) 6.4% 5.2%
6 SPDR PORTFOLIO S&P 400 MID CAP ETF (SPMD) 0.0% 5.2% Entered the top 10
7 VANGUARD INTERMEDIATE-TERM BOND ETF (BIV) 4.2% 4.4%
8 ISHARES 7-10 YEAR TREASURY BOND ETF (IEF) 0.0% 3.1% Entered the top 10
9 INVESCO QQQ TRUST SERIES I (QQQ) 3.1% 2.1%
10 ISHARES MSCI EAFE ETF (EFA) 3.0% 1.8%
— ISHARES U.S. BASIC MATERIALS ETF (IYM) 2.9% 0.0% Left the top 10
— ISHARES S&P 500 VALUE ETF (IVE) 2.9% 1.7% Left the top 10
— ISHARES S&P 500 GROWTH ETF (IVW) 2.8% 1.8% Left the top 10

Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).