PETTINGA FINANCIAL ADVISORS LLC
Q3 2026 Form 13-F
EVANSVILLE, INDIANA
CIK 0001694592
· CRD 156369
· SEC-registered investment adviser
$605.7M Reported Value Total
PETTINGA FINANCIAL ADVISORS, LLC reports 2,267 total accounts under management (AUM). There are 2,193 discretionary accounts valued at $1,251,269,262, and 74 non-discretionary accounts valued at $24,535,566.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-06-11
Reported value
$605.7M
Quarter over quarter
+0.9%
Holdings
158
Top-10 concentration
47.5%
Key People
Form ADV owners & control persons
Tonya Faye Borders
PRESIDENT/CEO/COO/CFO/CCO
Brian Jay Goebel
SENIOR VICE PRESIDENT/CIO
Matthew Edward Volkman
SENIOR VICE PRESIDENT
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Q3 2026 13F record
Q3 2026 13F filing summary
| Period of report | September 30, 2026 |
|---|---|
| Filed | October 13, 2026 |
| Form | 13F-HR |
| Reported value | $605.7M |
| Positions | 158 |
| Change in reported value | -2.9% |
| New positions | 18 |
| Exited positions | 16 |
| Position turnover | 19.5% |
| Top-10 concentration | 47.5% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 13, 2026
|
158 | $605.7M |
|
Q2 2026 13F
Filed Jul 9, 2026
|
156 | $623.9M |
|
Q1 2026 13F
Filed Apr 13, 2026
|
147 | $531.2M |
|
Q4 2025 13F
Filed Feb 12, 2026
|
148 | $527.3M |
|
Q3 2025 13F
Filed Oct 21, 2025
|
137 | $512.9M |
|
Q2 2025 13F
Filed Jul 28, 2025
|
132 | $456.3M |
|
Q1 2025 13F
Filed May 2, 2025
|
129 | $425.3M |
|
Q4 2024 13F
Filed Feb 18, 2025
|
124 | $442.0M |
|
Q3 2024 13F
Filed Oct 23, 2024
|
115 | $422.3M |
|
Q2 2024 13F
Filed Jul 25, 2024
|
120 | $399.1M |
|
Q1 2024 13F
Filed Apr 18, 2024
|
120 | $392.5M |
|
Q4 2023 13F
Filed Jan 18, 2024
|
116 | $372.8M |
|
Q3 2023 13F
Filed Oct 24, 2023
|
106 | $331.0M |
|
Q2 2023 13F
Filed Jul 18, 2023
|
105 | $337.0M |
|
Q1 2023 13F
Filed Apr 21, 2023
|
99 | $320.7M |
|
Q4 2022 13F
Filed Jan 13, 2023
|
100 | $306.7M |
|
Q3 2022 13F
Filed Oct 21, 2022
|
96 | $290.9M |
|
Q2 2022 13F
Filed Jul 19, 2022
|
101 | $333.6M |
|
Q1 2022 13F
Filed Apr 27, 2022
|
106 | $399.3M |
|
Q4 2021 13F
Filed Feb 9, 2022
|
109 | $411.4M |
12 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2026
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | IVV ISHARES TR | $54.5M | 8.99% |
| 2 | CORO BLACKROCK ETF TRUST | $40.5M | 6.69% |
| 3 | IVW ISHARES TR | $35.7M | 5.89% |
| 4 | LRGF ISHARES TR | $30.6M | 5.06% |
| 5 | IVE ISHARES TR | $27.5M | 4.54% |
| 6 | SPY STATE STR SPDR S&P 500 ETF T | $22.5M | 3.71% |
| 7 | PRF INVESCO EXCHANGE TRADED FD T | $21.8M | 3.59% |
| 8 | GOVT ISHARES TR | $19.4M | 3.2% |
| 9 | GLD SPDR GOLD TR | $19.0M | 3.14% |
| 10 | IALT BLACKROCK ETF TRUST | $16.4M | 2.7% |
| 11 | AAPL APPLE INC | $16.1M | 2.65% |
| 12 | BLCR BLACKROCK ETF TRUST | $13.5M | 2.24% |
| 13 | IYW ISHARES TR | $13.4M | 2.22% |
| 14 | IWF ISHARES TR | $12.4M | 2.05% |
| 15 | DIA STATE STR SPDR DOW JONES IND | $11.7M | 1.94% |
| 16 | INRO BLACKROCK ETF TRUST | $11.0M | 1.82% |
| 17 | VYM VANGUARD WHITEHALL FDS | $10.6M | 1.76% |
| 18 | IJR ISHARES TR | $10.5M | 1.74% |
| 19 | BNDX VANGUARD CHARLOTTE FDS | $10.5M | 1.73% |
| 20 | QQQ INVESCO QQQ TR | $10.4M | 1.72% |
Values as reported on the Q3 2026 Form 13F. Every position is in the holdings table below.