PEAK6 Investments LLC's Q4 2023 13F: 446 new positions, 412 exits
Form 13F-HR for the quarter ended Dec 31, 2023 · filed Feb 13, 2024 · 1097 reported positions · accession 0001756111-24-000001
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | SPDR S&P 500 ETF TR (SPY) | 17.7% | 0.0% | −17.7 pts | −850K sh | −100% |
| Increased | ISHARES TR (TLT) | 1.9% | 5.5% | +3.7 pts | +863K sh | +201% |
| Reduced | INVESCO QQQ TR (QQQ) | 2.1% | 0.0% | −2.1 pts | −122K sh | −100% |
| Increased | NVIDIA CORPORATION (NVDA) | 0.8% | 2.7% | +1.8 pts | +85,343 sh | +218% |
| Increased | AMAZON COM INC (AMZN) | 0.7% | 2.0% | +1.3 pts | +193K sh | +162% |
| New | INTEL CORP (INTC) | — | 1.2% | +1.2 pts | +565K sh | new |
| Increased | SOUTHWEST AIRLS CO (LUV) | 0.1% | 1.1% | +1.0 pts | +843K sh | +1988% |
| New | GENERAL MTRS CO (GM) | — | 1.0% | +1.0 pts | +675K sh | new |
| Increased | LAUDER ESTEE COS INC (EL) | 0.3% | 1.3% | +1.0 pts | +164K sh | +353% |
| New | ALCOA CORP (AA) | — | 1.0% | +1.0 pts | +703K sh | new |
| New | ALPHABET INC (GOOGL) | — | 1.0% | +1.0 pts | +168K sh | new |
| New | TESLA INC (TSLA) | — | 1.0% | +1.0 pts | +93,493 sh | new |
| Increased | ROYAL CARIBBEAN GROUP (RCL) | 0.2% | 1.2% | +1.0 pts | +176K sh | +388% |
| Increased | MARVELL TECHNOLOGY INC (MRVL) | 0.3% | 1.3% | +0.9 pts | +367K sh | +287% |
| Reduced | JD.COM INC (JD) | 1.2% | 0.3% | −0.9 pts | −627K sh | −76% |
| New | EXXON MOBIL CORP (XOM) | — | 0.8% | +0.8 pts | +176K sh | new |
| Increased | BOOKING HOLDINGS INC (BKNG) | 0.4% | 1.1% | +0.7 pts | +4,447 sh | +164% |
| Reduced | OKTA INC (OKTA) | 1.1% | 0.4% | −0.7 pts | −169K sh | −63% |
| New | ALBEMARLE CORP (ALB) | — | 0.7% | +0.7 pts | +106K sh | new |
| Reduced | CITIGROUP INC (C) | 2.0% | 1.6% | −0.4 pts | −289K sh | −29% |
| Reduced | APPLE INC (AAPL) | 0.7% | 0.0% | −0.7 pts | −82,274 sh | −100% |
| Increased | BLOCK INC (XYZ) | 0.7% | 1.6% | +1.0 pts | +185K sh | +60% |
| Reduced | JPMORGAN CHASE & CO (JPM) | 0.7% | 0.1% | −0.6 pts | −83,073 sh | −90% |
| Increased | ENPHASE ENERGY INC (ENPH) | 0.2% | 0.8% | +0.6 pts | +106K sh | +270% |
| Exited | ADVANCED MICRO DEVICES INC (AMD) | 0.6% | — | −0.6 pts | −118K sh | −100% |
| Reduced | SPDR GOLD TR (GLD) | 0.6% | 0.0% | −0.6 pts | −77,503 sh | −100% |
| Reduced | BAKKT HOLDINGS INC (BKKT) | 0.4% | 0.0% | −0.3 pts | −6.03M sh | −98% |
| Exited | RTX CORPORATION (RTX) | 0.6% | — | −0.6 pts | −163K sh | −100% |
| Increased | BAIDU INC (BIDU) | 0.1% | 0.6% | +0.5 pts | +107K sh | +1170% |
| Reduced | ULTA BEAUTY INC (ULTA) | 0.6% | 0.0% | −0.6 pts | −32,786 sh | −100% |
| New | FOMENTO ECONOMICO MEXICANO S (FMX) | — | 0.5% | +0.5 pts | +92,572 sh | new |
| Reduced | ATLASSIAN CORPORATION (TEAM) | 0.5% | 0.0% | −0.5 pts | −50,709 sh | −100% |
| Increased | META PLATFORMS INC (META) | 4.9% | 5.6% | +0.7 pts | +33,505 sh | +10% |
| Exited | QUALCOMM INC (QCOM) | 0.5% | — | −0.5 pts | −92,582 sh | −100% |
| Increased | MASTEC INC (MTZ) | 0.1% | 0.6% | +0.5 pts | +153K sh | +825% |
| New | MODERNA INC (MRNA) | — | 0.5% | +0.5 pts | +112K sh | new |
| Increased | PAYPAL HLDGS INC (PYPL) | 0.5% | 1.0% | +0.4 pts | +180K sh | +96% |
| Reduced | PBF ENERGY INC (PBF) | 1.3% | 0.4% | −0.8 pts | −249K sh | −52% |
| New | TYSON FOODS INC (TSN) | — | 0.4% | +0.4 pts | +187K sh | new |
| Increased | DARLING INGREDIENTS INC (DAR) | 0.1% | 0.5% | +0.4 pts | +201K sh | +680% |
| Exited | CHURCHILL CAPITAL CORP VI (CCVI) | 0.4% | — | −0.4 pts | −840K sh | −100% |
| New | EQUIFAX INC (EFX) | — | 0.4% | +0.4 pts | +39,963 sh | new |
| New | FEDEX CORP (FDX) | — | 0.4% | +0.4 pts | +38,530 sh | new |
| Reduced | AMERICAN EXPRESS CO (AXP) | 0.4% | 0.1% | −0.4 pts | −51,302 sh | −85% |
| New | BURLINGTON STORES INC (BURL) | — | 0.4% | +0.4 pts | +49,204 sh | new |
| Increased | BJS RESTAURANTS INC (BJRI) | 0.0% | 0.4% | +0.4 pts | +265K sh | +4578% |
| Reduced | ZIMMER BIOMET HOLDINGS INC (ZBH) | 0.7% | 0.2% | −0.4 pts | −78,119 sh | −65% |
| Exited | BEST BUY INC (BBY) | 0.4% | — | −0.4 pts | −119K sh | −100% |
| Exited | DOXIMITY INC (DOCS) | 0.4% | — | −0.4 pts | −385K sh | −100% |
| Reduced | SCHWAB CHARLES CORP (SCHW) | 0.5% | 0.2% | −0.3 pts | −131K sh | −70% |
The 50 largest of 1,457 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 24.2% of the equity book
Changes in the top 10 this quarter: NVDA entered · AMZN entered · XYZ entered · EL entered · MRVL entered · RCL entered · INTC entered · SPY left · QQQ left · PBF left · JD left · BABA left · OKTA left · DG left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | META PLATFORMS INC (META) | 4.9% | 5.6% | |
| 2 | ISHARES TR (TLT) | 1.9% | 5.5% | |
| 3 | NVIDIA CORPORATION (NVDA) | 0.8% | 2.7% | Entered the top 10 |
| 4 | AMAZON COM INC (AMZN) | 0.7% | 2.0% | Entered the top 10 |
| 5 | BLOCK INC (XYZ) | 0.7% | 1.6% | Entered the top 10 |
| 6 | CITIGROUP INC (C) | 2.0% | 1.6% | |
| 7 | LAUDER ESTEE COS INC (EL) | 0.3% | 1.3% | Entered the top 10 |
| 8 | MARVELL TECHNOLOGY INC (MRVL) | 0.3% | 1.3% | Entered the top 10 |
| 9 | ROYAL CARIBBEAN GROUP (RCL) | 0.2% | 1.2% | Entered the top 10 |
| 10 | INTEL CORP (INTC) | 0.0% | 1.2% | Entered the top 10 |
| — | SPDR S&P 500 ETF TR (SPY) | 17.7% | 0.0% | Left the top 10 |
| — | INVESCO QQQ TR (QQQ) | 2.1% | 0.0% | Left the top 10 |
| — | PBF ENERGY INC (PBF) | 1.3% | 0.4% | Left the top 10 |
| — | JD.COM INC (JD) | 1.2% | 0.3% | Left the top 10 |
| — | ALIBABA GROUP HLDG LTD (BABA) | 1.2% | 0.7% | Left the top 10 |
| — | OKTA INC (OKTA) | 1.1% | 0.4% | Left the top 10 |
| — | DOLLAR GEN CORP NEW (DG) | 0.9% | 1.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Reduced | SPDR S&P 500 ETF TR (SPY) | Put | 3.9M | 1.63M | $777M |
| Increased | NVIDIA CORPORATION (NVDA) | Put | 588K | 1.48M | $734M |
| Increased | NVIDIA CORPORATION (NVDA) | Call | 1.09M | 1.78M | $880M |
| Reduced | INVESCO QQQ TR (QQQ) | Put | 1.45M | 563K | $230M |
| Increased | TESLA INC (TSLA) | Put | 1.98M | 3.15M | $782M |
| Increased | APPLE INC (AAPL) | Call | 1.01M | 2.28M | $439M |
| Increased | BROADCOM INC (AVGO) | Call | 126K | 317K | $354M |
| Increased | ADVANCED MICRO DEVICES INC (AMD) | Call | 354K | 1.9M | $280M |
| Increased | ISHARES TR (IWM) | Put | 625K | 1.41M | $284M |
| Reduced | INVESCO QQQ TR (QQQ) | Call | 1.69M | 1.12M | $460M |
| Increased | ADOBE INC (ADBE) | Call | 375K | 523K | $312M |
| Increased | BROADCOM INC (AVGO) | Put | 118K | 195K | $217M |
| Increased | NETFLIX INC (NFLX) | Call | 270K | 409K | $199M |
| Increased | COSTCO WHSL CORP NEW (COST) | Put | 55,300 | 189K | $125M |
| Increased | META PLATFORMS INC (META) | Call | 958K | 1.07M | $380M |
| Increased | MICROSOFT CORP (MSFT) | Call | 183K | 390K | $147M |
| Increased | ISHARES TR (IWM) | Call | 1.1M | 1.39M | $280M |
| Reduced | TESLA INC (TSLA) | Call | 2.45M | 2.15M | $535M |
| Reduced | ALIBABA GROUP HLDG LTD (BABA) | Put | 1.32M | 512K | $39.7M |
| Reduced | CHEVRON CORP NEW (CVX) | Call | 645K | 252K | $37.6M |
| Increased | MICRON TECHNOLOGY INC (MU) | Call | 404K | 1.14M | $97M |
| Increased | GENERAL DYNAMICS CORP (GD) | Call | 1,800 | 258K | $67M |
| Increased | ISHARES TR (TLT) | Put | 79,900 | 702K | $69.4M |
| Increased | LOCKHEED MARTIN CORP (LMT) | Call | 20,800 | 156K | $70.7M |
| Increased | NETFLIX INC (NFLX) | Put | 234K | 308K | $150M |