PEAK6 Investments LLC's Q3 2023 13F: 423 new positions, 356 exits
Form 13F-HR for the quarter ended Sep 30, 2023 · filed Nov 13, 2023 · 1062 reported positions · accession 0001756111-23-000032
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | SPDR S&P 500 ETF TR (SPY) | 0.0% | 17.7% | +17.7 pts | +850K sh | +21245225% |
| Increased | INVESCO QQQ TR (QQQ) | 0.0% | 2.1% | +2.1 pts | +122K sh | +4060533% |
| Increased | ISHARES TR (TLT) | 0.6% | 1.9% | +1.2 pts | +356K sh | +485% |
| Exited | ALBEMARLE CORP (ALB) | 1.3% | — | −1.3 pts | −70,501 sh | −100% |
| Increased | CITIGROUP INC (C) | 1.4% | 2.0% | +0.7 pts | +660K sh | +190% |
| Exited | GENERAC HLDGS INC (GNRC) | 1.2% | — | −1.2 pts | −97,290 sh | −100% |
| Exited | CARMAX INC (KMX) | 1.1% | — | −1.1 pts | −150K sh | −100% |
| Increased | DOLLAR GEN CORP NEW (DG) | 0.1% | 0.9% | +0.8 pts | +175K sh | +2669% |
| Exited | INTEL CORP (INTC) | 0.8% | — | −0.8 pts | −298K sh | −100% |
| Increased | PBF ENERGY INC (PBF) | 0.6% | 1.3% | +0.7 pts | +324K sh | +205% |
| Increased | NVIDIA CORPORATION (NVDA) | 0.0% | 0.8% | +0.8 pts | +39,105 sh | +1955250% |
| Increased | AMAZON COM INC (AMZN) | 0.0% | 0.7% | +0.7 pts | +119K sh | +1984833% |
| Increased | JD.COM INC (JD) | 0.9% | 1.2% | +0.3 pts | +518K sh | +167% |
| Exited | WYNN RESORTS LTD (WYNN) | 0.7% | — | −0.7 pts | −76,988 sh | −100% |
| Increased | APPLE INC (AAPL) | 0.0% | 0.7% | +0.7 pts | +82,274 sh | +2742467% |
| New | ZIMMER BIOMET HOLDINGS INC (ZBH) | — | 0.7% | +0.7 pts | +121K sh | new |
| Increased | SPDR GOLD TR (GLD) | 0.0% | 0.6% | +0.6 pts | +76,009 sh | +5077% |
| New | INMODE LTD (INMD) | — | 0.6% | +0.6 pts | +391K sh | new |
| Increased | TAIWAN SEMICONDUCTOR MFG LTD (TSM) | 0.6% | 0.9% | +0.3 pts | +136K sh | +203% |
| New | RTX CORPORATION (RTX) | — | 0.6% | +0.6 pts | +163K sh | new |
| Reduced | HEALTHWELL ACQUISITION CORP (HWEL) | 1.4% | 0.3% | −1.1 pts | −1.08M sh | −68% |
| Increased | BLOCK INC (XYZ) | 0.3% | 0.7% | +0.4 pts | +252K sh | +459% |
| New | PAYPAL HLDGS INC (PYPL) | — | 0.5% | +0.5 pts | +188K sh | new |
| New | BANK AMERICA CORP (BAC) | — | 0.5% | +0.5 pts | +395K sh | new |
| New | QUALCOMM INC (QCOM) | — | 0.5% | +0.5 pts | +92,582 sh | new |
| New | ATLASSIAN CORPORATION (TEAM) | — | 0.5% | +0.5 pts | +50,712 sh | new |
| Reduced | ABBVIE INC (ABBV) | 1.0% | 0.1% | −0.9 pts | −67,681 sh | −77% |
| Exited | ZOOM VIDEO COMMUNICATIONS IN (ZM) | 0.5% | — | −0.5 pts | −83,954 sh | −100% |
| Exited | AKAMAI TECHNOLOGIES INC (AKAM) | 0.5% | — | −0.5 pts | −61,786 sh | −100% |
| Increased | OKTA INC (OKTA) | 0.9% | 1.1% | +0.2 pts | +116K sh | +76% |
| Increased | ADVANCED MICRO DEVICES INC (AMD) | 0.3% | 0.6% | +0.3 pts | +89,402 sh | +317% |
| New | APOLLO GLOBAL MGMT INC (APO) | — | 0.4% | +0.4 pts | +101K sh | new |
| Reduced | COMERICA INC (CMA) | 0.9% | 0.0% | −0.8 pts | −213K sh | −90% |
| New | DISNEY WALT CO (DIS) | — | 0.4% | +0.4 pts | +102K sh | new |
| Exited | CAPITAL ONE FINL CORP (COF) | 0.4% | — | −0.4 pts | −42,886 sh | −100% |
| Exited | FIVE9 INC (FIVN) | 0.4% | — | −0.4 pts | −55,354 sh | −100% |
| Increased | RH (RH) | 0.4% | 0.6% | +0.2 pts | +29,843 sh | +199% |
| Reduced | SUPER MICRO COMPUTER INC (SMCI) | 0.6% | 0.0% | −0.6 pts | −30,088 sh | −100% |
| New | DOLLAR TREE INC (DLTR) | — | 0.4% | +0.4 pts | +71,396 sh | new |
| Increased | ASML HOLDING N V (ASML) | 0.0% | 0.4% | +0.4 pts | +12,770 sh | +638500% |
| New | ORACLE CORP (ORCL) | — | 0.4% | +0.4 pts | +70,621 sh | new |
| Increased | AMERICAN EXPRESS CO (AXP) | 0.2% | 0.4% | +0.3 pts | +49,655 sh | +449% |
| Exited | NEXTERA ENERGY INC (NEE) | 0.4% | — | −0.4 pts | −56,776 sh | −100% |
| Increased | TAPESTRY INC (TPR) | 0.0% | 0.4% | +0.3 pts | +253K sh | +2815% |
| Increased | ULTA BEAUTY INC (ULTA) | 0.6% | 0.6% | 0.0 pts | +18,070 sh | +123% |
| New | BAKKT HOLDINGS INC (BKKT) | — | 0.4% | +0.4 pts | +6.14M sh | new |
| Exited | GOODYEAR TIRE & RUBR CO (GT) | 0.4% | — | −0.4 pts | −300K sh | −100% |
| New | TWILIO INC (TWLO) | — | 0.3% | +0.3 pts | +121K sh | new |
| Reduced | ALPHA METALLURGICAL RESOUR I (AMR) | 0.4% | 0.1% | −0.4 pts | −26,617 sh | −85% |
| Reduced | ROYAL CARIBBEAN GROUP (RCL) | 1.1% | 0.2% | −0.9 pts | −74,593 sh | −62% |
The 50 largest of 1,350 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 34.2% of the equity book
Changes in the top 10 this quarter: SPY entered · QQQ entered · TLT entered · PBF entered · JD entered · OKTA entered · DG entered · MDB left · HWEL left · ALB left · GNRC left · KRE left · KMX left · RCL left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF TR (SPY) | 0.0% | 17.7% | Entered the top 10 |
| 2 | META PLATFORMS INC (META) | 8.3% | 4.9% | |
| 3 | INVESCO QQQ TR (QQQ) | 0.0% | 2.1% | Entered the top 10 |
| 4 | CITIGROUP INC (C) | 1.4% | 2.0% | |
| 5 | ISHARES TR (TLT) | 0.6% | 1.9% | Entered the top 10 |
| 6 | PBF ENERGY INC (PBF) | 0.6% | 1.3% | Entered the top 10 |
| 7 | JD.COM INC (JD) | 0.9% | 1.2% | Entered the top 10 |
| 8 | ALIBABA GROUP HLDG LTD (BABA) | 1.6% | 1.2% | |
| 9 | OKTA INC (OKTA) | 0.9% | 1.1% | Entered the top 10 |
| 10 | DOLLAR GEN CORP NEW (DG) | 0.1% | 0.9% | Entered the top 10 |
| — | MONGODB INC (MDB) | 1.7% | 0.6% | Left the top 10 |
| — | HEALTHWELL ACQUISITION CORP (HWEL) | 1.4% | 0.3% | Left the top 10 |
| — | ALBEMARLE CORP (ALB) | 1.3% | 0.0% | Left the top 10 |
| — | GENERAC HLDGS INC (GNRC) | 1.2% | 0.0% | Left the top 10 |
| — | SPDR SER TR (KRE) | 1.2% | 0.5% | Left the top 10 |
| — | CARMAX INC (KMX) | 1.1% | 0.0% | Left the top 10 |
| — | ROYAL CARIBBEAN GROUP (RCL) | 1.1% | 0.2% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Increased | SPDR S&P 500 ETF TR (SPY) | Put | 1.3M | 3.9M | $1.67B |
| Reduced | APPLE INC (AAPL) | Call | 4.51M | 1.01M | $172M |
| Reduced | TESLA INC (TSLA) | Call | 3.51M | 2.45M | $612M |
| Increased | INVESCO QQQ TR (QQQ) | Put | 660K | 1.45M | $520M |
| Reduced | SPDR S&P 500 ETF TR (SPY) | Call | 1.29M | 738K | $315M |
| Reduced | NETFLIX INC (NFLX) | Call | 807K | 270K | $102M |
| Reduced | INVESCO QQQ TR (QQQ) | Call | 2.28M | 1.69M | $605M |
| Reduced | PALO ALTO NETWORKS INC (PANW) | Call | 708K | 158K | $37.1M |
| Reduced | AMAZON COM INC (AMZN) | Call | 1.79M | 788K | $100M |
| Reduced | SALESFORCE INC (CRM) | Call | 733K | 124K | $25.1M |
| Increased | TESLA INC (TSLA) | Put | 1.44M | 1.98M | $496M |
| Reduced | CATERPILLAR INC (CAT) | Call | 570K | 86,900 | $23.7M |
| Reduced | VANECK ETF TRUST (SMH) | Call | 1.17M | 461K | $66.9M |
| Reduced | SERVICENOW INC (NOW) | Call | 192K | 6,800 | $3.8M |
| Increased | CHEVRON CORP NEW (CVX) | Call | 39,000 | 645K | $109M |
| Increased | NVIDIA CORPORATION (NVDA) | Put | 385K | 588K | $256M |
| Increased | PDD HOLDINGS INC (PDD) | Call | 556K | 1.27M | $125M |
| Reduced | ORACLE CORP (ORCL) | Call | 1.13M | 494K | $52.4M |
| Reduced | ADOBE INC (ADBE) | Call | 551K | 375K | $191M |
| Increased | APPLE INC (AAPL) | Put | 573K | 1.09M | $186M |
| Increased | ALIBABA GROUP HLDG LTD (BABA) | Put | 523K | 1.32M | $115M |
| Reduced | THE TRADE DESK INC (TTD) | Call | 1.05M | 245K | $19.1M |
| Reduced | SNOWFLAKE INC (SNOW) | Call | 438K | 102K | $15.5M |
| Reduced | ISHARES TR (IWM) | Call | 1.36M | 1.1M | $195M |
| Reduced | MICROSOFT CORP (MSFT) | Call | 341K | 183K | $57.7M |