PEAK6 Investments LLC's Q1 2023 13F: 382 new positions, 510 exits
Form 13F-HR for the quarter ended Mar 31, 2023 · filed May 12, 2023 · 1144 reported positions · accession 0001756111-23-000008
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | SPDR S&P 500 ETF TR (SPY) | 0.0% | 3.4% | +3.4 pts | +132K sh | +2201233% |
| Increased | ALPHABET INC (GOOGL) | 0.0% | 1.5% | +1.5 pts | +225K sh | +3218929% |
| Reduced | AUTOZONE INC (AZO) | 1.4% | 0.2% | −1.3 pts | −9,473 sh | −91% |
| Reduced | INVESCO QQQ TR (QQQ) | 0.9% | 0.0% | −0.9 pts | −63,391 sh | −100% |
| Exited | INSIGHT ACQUISITION CORP (INAQ) | 1.3% | — | −1.3 pts | −2.38M sh | −100% |
| Exited | SUSTAINABLE DEVELP ACQU I CO (SDAC) | 1.2% | — | −1.2 pts | −2.25M sh | −100% |
| Reduced | NIKE INC (NKE) | 1.0% | 0.0% | −1.0 pts | −160K sh | −99% |
| New | JD.COM INC (JD) | — | 1.2% | +1.2 pts | +422K sh | new |
| New | CVS HEALTH CORP (CVS) | — | 1.0% | +1.0 pts | +217K sh | new |
| Reduced | SALESFORCE INC (CRM) | 0.6% | 0.0% | −0.6 pts | −86,584 sh | −100% |
| Increased | ALIBABA GROUP HLDG LTD (BABA) | 0.3% | 1.4% | +1.1 pts | +156K sh | +285% |
| Reduced | GOLDMAN SACHS GROUP INC (GS) | 1.0% | 0.0% | −1.0 pts | −53,050 sh | −100% |
| Reduced | MERCADOLIBRE INC (MELI) | 1.3% | 1.5% | +0.1 pts | −11,375 sh | −40% |
| Reduced | ACTIVISION BLIZZARD INC (ATVI) | 0.7% | 0.0% | −0.7 pts | −167K sh | −96% |
| Increased | PNC FINL SVCS GROUP INC (PNC) | 0.0% | 0.9% | +0.9 pts | +112K sh | +25715% |
| Increased | CATERPILLAR INC (CAT) | 0.0% | 0.9% | +0.9 pts | +60,520 sh | +2017333% |
| Exited | CHURCHILL CAPITAL CORP V (CCV) | 0.9% | — | −0.9 pts | −1.6M sh | −100% |
| Reduced | TESLA INC (TSLA) | 0.5% | 0.0% | −0.5 pts | −70,905 sh | −100% |
| Exited | FREEDOM ACQUISITION I CORP (FACT) | 0.9% | — | −0.9 pts | −1.56M sh | −100% |
| Reduced | TAIWAN SEMICONDUCTOR MFG LTD (TSM) | 0.8% | 0.3% | −0.5 pts | −146K sh | −73% |
| Reduced | BRISTOL-MYERS SQUIBB CO (BMY) | 0.8% | 0.0% | −0.8 pts | −193K sh | −97% |
| Increased | SPDR SER TR (KRE) | 0.0% | 0.8% | +0.8 pts | +295K sh | +42838% |
| Reduced | GENERAL ELECTRIC CO (GE) | 0.6% | 0.0% | −0.6 pts | −133K sh | −96% |
| Reduced | HUMANA INC (HUM) | 0.8% | 0.0% | −0.7 pts | −25,872 sh | −96% |
| Reduced | PBF ENERGY INC (PBF) | 1.1% | 0.6% | −0.5 pts | −274K sh | −56% |
| Increased | GENERAL MTRS CO (GM) | 0.0% | 0.8% | +0.7 pts | +319K sh | +1863% |
| Reduced | SCORPIO TANKERS INC (STNG) | 0.8% | 0.2% | −0.6 pts | −206K sh | −78% |
| Exited | FEDEX CORP (FDX) | 0.7% | — | −0.7 pts | −73,870 sh | −100% |
| Exited | INTEL CORP (INTC) | 0.7% | — | −0.7 pts | −483K sh | −100% |
| Increased | SNOWFLAKE INC (SNOW) | 0.0% | 0.7% | +0.7 pts | +71,644 sh | +1791100% |
| Increased | SELECT SECTOR SPDR TR (XLF) | 0.1% | 0.8% | +0.7 pts | +336K sh | +937% |
| Increased | SCHWAB CHARLES CORP (SCHW) | 0.2% | 0.8% | +0.6 pts | +202K sh | +478% |
| Reduced | ISHARES TR (TLT) | 0.6% | 0.1% | −0.5 pts | −95,362 sh | −87% |
| Reduced | CRISPR THERAPEUTICS AG (CRSP) | 0.6% | 0.1% | −0.5 pts | −222K sh | −82% |
| Increased | SOLAREDGE TECHNOLOGIES INC (SEDG) | 0.0% | 0.6% | +0.6 pts | +32,402 sh | +1620100% |
| New | SPOTIFY TECHNOLOGY S A (SPOT) | — | 0.6% | +0.6 pts | +73,432 sh | new |
| Increased | MOLINA HEALTHCARE INC (MOH) | 0.1% | 0.7% | +0.6 pts | +36,332 sh | +770% |
| New | COMCAST CORP NEW (CMCSA) | — | 0.6% | +0.6 pts | +256K sh | new |
| Exited | EXXON MOBIL CORP (XOM) | 0.6% | — | −0.6 pts | −95,049 sh | −100% |
| Reduced | MARATHON PETE CORP (MPC) | 0.4% | 0.0% | −0.4 pts | −65,624 sh | −96% |
| Exited | BIONTECH SE (BNTX) | 0.6% | — | −0.6 pts | −67,273 sh | −100% |
| Exited | ROBINHOOD MKTS INC (HOOD) | 0.6% | — | −0.6 pts | −1.24M sh | −100% |
| Increased | ALIGN TECHNOLOGY INC (ALGN) | 0.1% | 0.7% | +0.6 pts | +26,195 sh | +330% |
| Exited | NEWMONT CORP (NEM) | 0.5% | — | −0.5 pts | −205K sh | −100% |
| Reduced | APOLLO GLOBAL MGMT INC (APO) | 0.6% | 0.2% | −0.4 pts | −133K sh | −77% |
| Increased | METLIFE INC (MET) | 0.0% | 0.5% | +0.5 pts | +142K sh | +4100% |
| Increased | ROYAL CARIBBEAN GROUP (RCL) | 0.2% | 0.9% | +0.6 pts | +126K sh | +151% |
| Exited | VISA INC (V) | 0.5% | — | −0.5 pts | −45,299 sh | −100% |
| Increased | JOHNSON & JOHNSON (JNJ) | 0.0% | 0.5% | +0.5 pts | +52,755 sh | +879250% |
| Exited | CENOVUS ENERGY INC (CVE) | 0.5% | — | −0.5 pts | −482K sh | −100% |
The 50 largest of 1,553 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- LINDE PLC (LIN): G5494J103 → G54950103, 3 → 7,830 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 15.5% of the equity book
Changes in the top 10 this quarter: SPY entered · GOOGL entered · BABA entered · JD entered · OKTA entered · CVS entered · HWEL entered · AZO left · INAQ left · SDAC left · PBF left · NKE left · GS left · QQQ left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF TR (SPY) | 0.0% | 3.4% | Entered the top 10 |
| 2 | ALTC ACQUISITION CORP (ALCC) | 1.8% | 2.1% | |
| 3 | ALPHABET INC (GOOGL) | 0.0% | 1.5% | Entered the top 10 |
| 4 | MERCADOLIBRE INC (MELI) | 1.3% | 1.5% | |
| 5 | ALIBABA GROUP HLDG LTD (BABA) | 0.3% | 1.4% | Entered the top 10 |
| 6 | CHURCHILL CAPITAL CORP VII (CVII) | 1.6% | 1.3% | |
| 7 | JD.COM INC (JD) | 0.0% | 1.2% | Entered the top 10 |
| 8 | OKTA INC (OKTA) | 0.8% | 1.1% | Entered the top 10 |
| 9 | CVS HEALTH CORP (CVS) | 0.0% | 1.0% | Entered the top 10 |
| 10 | HEALTHWELL ACQUISITION CORP (HWEL) | 0.9% | 1.0% | Entered the top 10 |
| — | AUTOZONE INC (AZO) | 1.4% | 0.2% | Left the top 10 |
| — | INSIGHT ACQUISITION CORP (INAQ) | 1.3% | 0.0% | Left the top 10 |
| — | SUSTAINABLE DEVELP ACQU I CO (SDAC) | 1.2% | 0.0% | Left the top 10 |
| — | PBF ENERGY INC (PBF) | 1.1% | 0.6% | Left the top 10 |
| — | NIKE INC (NKE) | 1.0% | 0.0% | Left the top 10 |
| — | GOLDMAN SACHS GROUP INC (GS) | 1.0% | 0.0% | Left the top 10 |
| — | INVESCO QQQ TR (QQQ) | 0.9% | 0.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Increased | NVIDIA CORPORATION (NVDA) | Call | 413K | 2.83M | $785M |
| Increased | TESLA INC (TSLA) | Call | 852K | 2.9M | $602M |
| Increased | APPLE INC (AAPL) | Call | 1.92M | 4.21M | $694M |
| Increased | ISHARES TR (IWM) | Put | 197K | 1.47M | $262M |
| Increased | META PLATFORMS INC (META) | Call | 1.18M | 1.63M | $346M |
| Reduced | SPDR S&P 500 ETF TR (SPY) | Call | 677K | 137K | $56.1M |
| Increased | SPDR S&P 500 ETF TR (SPY) | Put | 570K | 974K | $399M |
| Increased | INVESCO QQQ TR (QQQ) | Call | 647K | 1.09M | $349M |
| Increased | SPDR GOLD TR (GLD) | Call | 417K | 1.21M | $222M |
| Increased | INVESCO QQQ TR (QQQ) | Put | 275K | 660K | $212M |
| Increased | MICROSOFT CORP (MSFT) | Call | 342K | 733K | $211M |
| Increased | META PLATFORMS INC (META) | Put | 446K | 767K | $163M |
| Increased | ARISTA NETWORKS INC (ANET) | Call | 229K | 806K | $135M |
| Reduced | NETFLIX INC (NFLX) | Call | 920K | 499K | $172M |
| Increased | AMERICAN EXPRESS CO (AXP) | Put | 77,000 | 620K | $102M |
| Increased | VANECK ETF TRUST (SMH) | Put | 301K | 538K | $142M |
| Reduced | BIOGEN INC (BIIB) | Call | 504K | 217K | $60.2M |
| Reduced | TESLA INC (TSLA) | Put | 2.36M | 1.78M | $370M |
| Reduced | ISHARES INC (EWZ) | Call | 2.7M | 111K | $3.05M |
| Increased | GOLDMAN SACHS GROUP INC (GS) | Call | 59,400 | 283K | $92.5M |
| Reduced | CHIPOTLE MEXICAN GRILL INC (CMG) | Call | 71,400 | 17,000 | $29M |
| Increased | PALO ALTO NETWORKS INC (PANW) | Put | 107K | 399K | $79.8M |
| Reduced | MERCK & CO INC (MRK) | Call | 704K | 181K | $19.3M |
| Increased | ALPHABET INC (GOOGL) | Call | 601K | 1.06M | $110M |
| Increased | FIRST SOLAR INC (FSLR) | Call | 165K | 367K | $79.8M |