PEAK6 Investments LLC's Q4 2022 13F: 385 new positions, 595 exits
Form 13F-HR for the quarter ended Dec 31, 2022 · filed Feb 10, 2023 · 1271 reported positions · accession 0001389956-23-000010 · Amended
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | INVESCO QQQ TR (QQQ) | 3.7% | 0.9% | −2.8 pts | −313K sh | −83% |
| Reduced | NVIDIA CORPORATION (NVDA) | 2.4% | 0.0% | −2.4 pts | −521K sh | −100% |
| Reduced | TAIWAN SEMICONDUCTOR MFG LTD (TSM) | 2.7% | 0.8% | −1.9 pts | −849K sh | −81% |
| Reduced | BOEING CO (BA) | 1.7% | 0.7% | −1.0 pts | −316K sh | −82% |
| Reduced | CITIGROUP INC (C) | 2.4% | 0.8% | −1.6 pts | −1.24M sh | −79% |
| Reduced | ADVANCED MICRO DEVICES INC (AMD) | 2.1% | 0.3% | −1.8 pts | −810K sh | −91% |
| Reduced | FEDEX CORP (FDX) | 1.8% | 0.7% | −1.1 pts | −254K sh | −77% |
| Reduced | ORACLE CORP (ORCL) | 1.0% | 0.3% | −0.7 pts | −380K sh | −84% |
| Reduced | MICROSOFT CORP (MSFT) | 1.0% | 0.0% | −1.0 pts | −113K sh | −100% |
| Reduced | ALIBABA GROUP HLDG LTD (BABA) | 0.9% | 0.3% | −0.6 pts | −239K sh | −81% |
| New | NIKE INC (NKE) | — | 1.0% | +1.0 pts | +161K sh | new |
| Reduced | TYSON FOODS INC (TSN) | 1.2% | 0.6% | −0.5 pts | −289K sh | −61% |
| New | BANK AMERICA CORP (BAC) | — | 0.9% | +0.9 pts | +477K sh | new |
| New | OKTA INC (OKTA) | — | 0.8% | +0.8 pts | +204K sh | new |
| Reduced | CONOCOPHILLIPS (COP) | 0.5% | 0.0% | −0.4 pts | −118K sh | −96% |
| Increased | AUTOZONE INC (AZO) | 0.4% | 1.4% | +1.0 pts | +5,506 sh | +112% |
| Reduced | META PLATFORMS INC (META) | 0.6% | 0.0% | −0.6 pts | −114K sh | −100% |
| Reduced | ROBINHOOD MKTS INC (HOOD) | 1.1% | 0.6% | −0.5 pts | −1.62M sh | −57% |
| New | INTEL CORP (INTC) | — | 0.7% | +0.7 pts | +483K sh | new |
| Reduced | AMERICAN AIRLS GROUP INC (AAL) | 0.6% | 0.2% | −0.4 pts | −980K sh | −79% |
| Exited | PALO ALTO NETWORKS INC (PANW) | 0.7% | — | −0.7 pts | −111K sh | −100% |
| Reduced | CATERPILLAR INC (CAT) | 0.3% | 0.0% | −0.3 pts | −41,779 sh | −100% |
| New | CRISPR THERAPEUTICS AG (CRSP) | — | 0.6% | +0.6 pts | +272K sh | new |
| New | EXXON MOBIL CORP (XOM) | — | 0.6% | +0.6 pts | +95,049 sh | new |
| Reduced | AHREN ACQUISITION CORP (AHRN) | 0.8% | 0.6% | −0.2 pts | −1M sh | −48% |
| New | SPDR SER TR (XBI) | — | 0.6% | +0.6 pts | +123K sh | new |
| Increased | ISHARES TR (TLT) | 0.0% | 0.6% | +0.6 pts | +101K sh | +1152% |
| Reduced | MACYS INC (M) | 0.3% | 0.1% | −0.3 pts | −483K sh | −91% |
| Increased | MODERNA INC (MRNA) | 0.0% | 0.5% | +0.5 pts | +50,411 sh | +1183% |
| Reduced | APPLE INC (AAPL) | 0.4% | 0.0% | −0.4 pts | −72,124 sh | −100% |
| Increased | BOOKING HOLDINGS INC (BKNG) | 0.1% | 0.7% | +0.6 pts | +4,439 sh | +292% |
| Reduced | SEAGATE TECHNOLOGY HLDNGS PL (STX) | 0.4% | 0.0% | −0.3 pts | −169K sh | −95% |
| Reduced | SS&C TECHNOLOGIES HLDGS INC (SSNC) | 0.4% | 0.1% | −0.2 pts | −169K sh | −78% |
| Increased | TESLA INC (TSLA) | 0.0% | 0.5% | +0.5 pts | +70,895 sh | +443094% |
| Reduced | PARAMOUNT GLOBAL (PARA) | 0.5% | 0.2% | −0.3 pts | −506K sh | −70% |
| Increased | BRISTOL-MYERS SQUIBB CO (BMY) | 0.2% | 0.8% | +0.6 pts | +118K sh | +144% |
| Increased | ALBEMARLE CORP (ALB) | 0.1% | 0.6% | +0.5 pts | +38,995 sh | +388% |
| Reduced | CHEVRON CORP NEW (CVX) | 0.4% | 0.3% | −0.1 pts | −44,375 sh | −61% |
| Reduced | ENVESTNET INC (ENV) | 0.3% | 0.1% | −0.1 pts | −124K sh | −78% |
| Reduced | CELSIUS HLDGS INC (CELH) | 0.5% | 0.4% | −0.1 pts | −73,701 sh | −50% |
| Reduced | ALLIANCEBERNSTEIN HLDG L P (AB) | 0.4% | 0.2% | −0.2 pts | −222K sh | −66% |
| Reduced | NUCOR CORP (NUE) | 0.2% | 0.0% | −0.2 pts | −57,554 sh | −94% |
| Reduced | CHIPOTLE MEXICAN GRILL INC (CMG) | 0.3% | 0.0% | −0.3 pts | −6,194 sh | −100% |
| New | SPECTRUM BRANDS HLDGS INC NE (SPB) | — | 0.4% | +0.4 pts | +122K sh | new |
| Exited | FRANKLIN RESOURCES INC (BEN) | 0.4% | — | −0.4 pts | −507K sh | −100% |
| Exited | ANGEL POND HOLDINGS CORP (POND) | 0.4% | — | −0.4 pts | −1.11M sh | −100% |
| New | QUALCOMM INC (QCOM) | — | 0.4% | +0.4 pts | +65,658 sh | new |
| New | M & T BK CORP (MTB) | — | 0.4% | +0.4 pts | +49,375 sh | new |
| Reduced | UNITED MICROELECTRONICS CORP (UMC) | 0.2% | 0.0% | −0.2 pts | −1.09M sh | −99% |
| Reduced | TEVA PHARMACEUTICAL INDS LTD (TEVA) | 0.3% | 0.0% | −0.2 pts | −762K sh | −90% |
The 50 largest of 1,753 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 12.8% of the equity book
Changes in the top 10 this quarter: CVII entered · AZO entered · MELI entered · INAQ entered · SDAC entered · PBF entered · NKE entered · GS entered · TSM left · C left · NVDA left · AMD left · FDX left · BA left · TSN left · HOOD left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | ALTC ACQUISITION CORP (ALCC) | 1.2% | 1.8% | |
| 2 | CHURCHILL CAPITAL CORP VII (CVII) | 1.1% | 1.6% | Entered the top 10 |
| 3 | AUTOZONE INC (AZO) | 0.4% | 1.4% | Entered the top 10 |
| 4 | MERCADOLIBRE INC (MELI) | 0.7% | 1.3% | Entered the top 10 |
| 5 | INSIGHT ACQUISITION CORP (INAQ) | 0.9% | 1.3% | Entered the top 10 |
| 6 | SUSTAINABLE DEVELP ACQU I CO (SDAC) | 0.8% | 1.2% | Entered the top 10 |
| 7 | PBF ENERGY INC (PBF) | 0.4% | 1.1% | Entered the top 10 |
| 8 | NIKE INC (NKE) | 0.0% | 1.0% | Entered the top 10 |
| 9 | GOLDMAN SACHS GROUP INC (GS) | 0.6% | 1.0% | Entered the top 10 |
| 10 | INVESCO QQQ TR (QQQ) | 3.7% | 0.9% | |
| — | TAIWAN SEMICONDUCTOR MFG LTD (TSM) | 2.7% | 0.8% | Left the top 10 |
| — | CITIGROUP INC (C) | 2.4% | 0.8% | Left the top 10 |
| — | NVIDIA CORPORATION (NVDA) | 2.4% | 0.0% | Left the top 10 |
| — | ADVANCED MICRO DEVICES INC (AMD) | 2.1% | 0.3% | Left the top 10 |
| — | FEDEX CORP (FDX) | 1.8% | 0.7% | Left the top 10 |
| — | BOEING CO (BA) | 1.7% | 0.7% | Left the top 10 |
| — | TYSON FOODS INC (TSN) | 1.2% | 0.6% | Left the top 10 |
| — | ROBINHOOD MKTS INC (HOOD) | 1.1% | 0.6% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Reduced | SPDR S&P 500 ETF TR (SPY) | Put | 3.26M | 570K | $218M |
| Reduced | TESLA INC (TSLA) | Put | 3.4M | 2.36M | $290M |
| Reduced | TESLA INC (TSLA) | Call | 2.55M | 852K | $105M |
| Reduced | INVESCO QQQ TR (QQQ) | Put | 2.3M | 275K | $73.1M |
| Increased | NETFLIX INC (NFLX) | Call | 570K | 920K | $271M |
| Reduced | ISHARES TR (IWM) | Put | 932K | 197K | $34.4M |
| Reduced | INVESCO QQQ TR (QQQ) | Call | 1.08M | 647K | $172M |
| Reduced | TAIWAN SEMICONDUCTOR MFG LTD (TSM) | Put | 1.89M | 491K | $36.6M |
| Increased | BIOGEN INC (BIIB) | Call | 177K | 504K | $139M |
| Reduced | ISHARES TR (IWM) | Call | 1.23M | 668K | $117M |
| Reduced | ALPHABET INC (GOOGL) | Put | 982K | 149K | $13.1M |
| Reduced | SPDR S&P 500 ETF TR (SPY) | Call | 948K | 677K | $259M |
| Reduced | NVIDIA CORPORATION (NVDA) | Put | 1.7M | 876K | $128M |
| Reduced | FEDEX CORP (FDX) | Put | 732K | 193K | $33.4M |
| Reduced | ORACLE CORP (ORCL) | Put | 1.41M | 153K | $12.5M |
| Reduced | AIRBNB INC (ABNB) | Put | 1.3M | 751K | $64.2M |
| Reduced | ADVANCED MICRO DEVICES INC (AMD) | Put | 2.12M | 1M | $64.8M |
| Reduced | AMAZON COM INC (AMZN) | Put | 1.08M | 712K | $59.8M |
| Increased | MICROSOFT CORP (MSFT) | Call | 93,600 | 342K | $82.1M |
| Reduced | META PLATFORMS INC (META) | Put | 834K | 446K | $53.7M |
| Increased | AMAZON COM INC (AMZN) | Call | 318K | 1.11M | $93.5M |
| Increased | CATERPILLAR INC (CAT) | Call | 80,800 | 291K | $69.6M |
| Reduced | EXXON MOBIL CORP (XOM) | Call | 945K | 245K | $27M |
| Exited | TWITTER INC (TWTR) | Call | 1.23M | 0 | $0 |
| Increased | LOCKHEED MARTIN CORP (LMT) | Call | 108K | 193K | $94M |