PEAK6 Investments LLC's Q3 2022 13F: 254 new positions, 808 exits
Form 13F-HR for the quarter ended Sep 30, 2022 · filed Nov 14, 2022 · 1482 reported positions · accession 0001756111-22-000028
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | INVESCO QQQ TR (QQQ) | 0.0% | 3.7% | +3.7 pts | +376K sh | +12533600% |
| Increased | TAIWAN SEMICONDUCTOR MFG LTD (TSM) | 0.3% | 2.7% | +2.4 pts | +983K sh | +1465% |
| Increased | NVIDIA CORPORATION (NVDA) | 0.0% | 2.4% | +2.4 pts | +521K sh | +26061900% |
| Increased | ADVANCED MICRO DEVICES INC (AMD) | 0.1% | 2.1% | +2.0 pts | +860K sh | +3044% |
| Increased | CITIGROUP INC (C) | 0.6% | 2.4% | +1.8 pts | +1.23M sh | +352% |
| Increased | BOEING CO (BA) | 0.2% | 1.7% | +1.5 pts | +358K sh | +1292% |
| Increased | FEDEX CORP (FDX) | 0.4% | 1.8% | +1.4 pts | +286K sh | +683% |
| Reduced | META PLATFORMS INC (META) | 3.8% | 0.6% | −3.2 pts | −223K sh | −66% |
| Increased | TYSON FOODS INC (TSN) | 0.1% | 1.2% | +1.1 pts | +455K sh | +2209% |
| Increased | ALTC ACQUISITION CORP (ALCC) | 0.2% | 1.2% | +1.0 pts | +2.82M sh | +594% |
| Increased | MICROSOFT CORP (MSFT) | 0.0% | 1.0% | +1.0 pts | +113K sh | +2828675% |
| Increased | ROBINHOOD MKTS INC (HOOD) | 0.1% | 1.1% | +1.0 pts | +2.6M sh | +998% |
| Increased | ORACLE CORP (ORCL) | 0.1% | 1.0% | +0.9 pts | +418K sh | +1170% |
| Exited | QUALCOMM INC (QCOM) | 0.7% | — | −0.7 pts | −144K sh | −100% |
| Increased | PALO ALTO NETWORKS INC (PANW) | 0.0% | 0.7% | +0.7 pts | +111K sh | +1852583% |
| Increased | MERCADOLIBRE INC (MELI) | 0.1% | 0.7% | +0.6 pts | +21,210 sh | +1122% |
| Reduced | PINTEREST INC (PINS) | 0.7% | 0.2% | −0.5 pts | −743K sh | −74% |
| Reduced | ALBEMARLE CORP (ALB) | 0.6% | 0.1% | −0.5 pts | −60,444 sh | −86% |
| Exited | GENERAC HLDGS INC (GNRC) | 0.6% | — | −0.6 pts | −97,290 sh | −100% |
| Exited | SPDR SER TR (KRE) | 0.6% | — | −0.6 pts | −355K sh | −100% |
| Reduced | ALPHABET INC (GOOGL) | 1.0% | 0.3% | −0.7 pts | −160K sh | −67% |
| Increased | SALESFORCE INC (CRM) | 0.0% | 0.6% | +0.6 pts | +103K sh | +2569525% |
| Exited | SPDR SER TR (XBI) | 0.5% | — | −0.5 pts | −178K sh | −100% |
| Increased | ACTIVISION BLIZZARD INC (ATVI) | 0.0% | 0.5% | +0.5 pts | +187K sh | +3355% |
| Exited | SPOTIFY TECHNOLOGY S A (SPOT) | 0.5% | — | −0.5 pts | −77,395 sh | −100% |
| Increased | GOLDMAN SACHS GROUP INC (GS) | 0.2% | 0.6% | +0.4 pts | +41,824 sh | +293% |
| Reduced | DISNEY WALT CO (DIS) | 0.5% | 0.0% | −0.5 pts | −126K sh | −96% |
| Increased | ALLIANCEBERNSTEIN HLDG L P (AB) | 0.0% | 0.4% | +0.4 pts | +321K sh | +1820% |
| Exited | MARVELL TECHNOLOGY INC (MRVL) | 0.4% | — | −0.4 pts | −178K sh | −100% |
| Increased | CONOCOPHILLIPS (COP) | 0.1% | 0.5% | +0.4 pts | +109K sh | +798% |
| Exited | OKTA INC (OKTA) | 0.4% | — | −0.4 pts | −152K sh | −100% |
| Exited | DIAMONDBACK ENERGY INC (FANG) | 0.4% | — | −0.4 pts | −85,203 sh | −100% |
| Exited | ALTERYX INC (AYX) | 0.4% | — | −0.4 pts | −225K sh | −100% |
| Exited | COMERICA INC (CMA) | 0.4% | — | −0.4 pts | −238K sh | −100% |
| Exited | INTEL CORP (INTC) | 0.4% | — | −0.4 pts | −298K sh | −100% |
| Reduced | JD.COM INC (JD) | 0.4% | 0.2% | −0.2 pts | −209K sh | −67% |
| Increased | JPMORGAN CHASE & CO (JPM) | 0.4% | 0.7% | +0.3 pts | +98,763 sh | +142% |
| Increased | SS&C TECHNOLOGIES HLDGS INC (SSNC) | 0.0% | 0.4% | +0.4 pts | +215K sh | +8005% |
| Increased | HUMANA INC (HUM) | 0.0% | 0.4% | +0.4 pts | +20,926 sh | +2020% |
| Exited | WHEATON PRECIOUS METALS CORP (WPM) | 0.4% | — | −0.4 pts | −263K sh | −100% |
| Increased | APPLE INC (AAPL) | 0.0% | 0.4% | +0.4 pts | +72,130 sh | +2404333% |
| Exited | ADVANCE AUTO PARTS INC (AAP) | 0.4% | — | −0.4 pts | −133K sh | −100% |
| Reduced | SUNCOR ENERGY INC NEW (SU) | 0.8% | 0.2% | −0.6 pts | −351K sh | −63% |
| Exited | FIRST SOLAR INC (FSLR) | 0.4% | — | −0.4 pts | −136K sh | −100% |
| Reduced | BUNGE LIMITED (BG) | 0.5% | 0.1% | −0.4 pts | −115K sh | −77% |
| Reduced | ABBVIE INC (ABBV) | 0.5% | 0.1% | −0.4 pts | −69,234 sh | −79% |
| Exited | SPDR DOW JONES INDL AVERAGE (DIA) | 0.3% | — | −0.3 pts | −28,338 sh | −100% |
| Reduced | MODERNA INC (MRNA) | 0.5% | 0.0% | −0.4 pts | −78,095 sh | −95% |
| Increased | PARAMOUNT GLOBAL (PARA) | 0.1% | 0.5% | +0.4 pts | +485K sh | +203% |
| Increased | SEAGATE TECHNOLOGY HLDNGS PL (STX) | 0.0% | 0.4% | +0.3 pts | +173K sh | +3859% |
The 50 largest of 2,091 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- JACOBS SOLUTIONS INC (J): 469814107 → 46982L108, 3,496 → 29,412 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 20.3% of the equity book
Changes in the top 10 this quarter: QQQ entered · TSM entered · C entered · NVDA entered · AMD entered · FDX entered · BA entered · ALCC entered · TSN entered · HOOD entered · META left · CVII left · GOOGL left · INAQ left · AAL left · SDAC left · AHRN left · MDB left · SU left · BABA left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | INVESCO QQQ TR (QQQ) | 0.0% | 3.7% | Entered the top 10 |
| 2 | TAIWAN SEMICONDUCTOR MFG LTD (TSM) | 0.3% | 2.7% | Entered the top 10 |
| 3 | CITIGROUP INC (C) | 0.6% | 2.4% | Entered the top 10 |
| 4 | NVIDIA CORPORATION (NVDA) | 0.0% | 2.4% | Entered the top 10 |
| 5 | ADVANCED MICRO DEVICES INC (AMD) | 0.1% | 2.1% | Entered the top 10 |
| 6 | FEDEX CORP (FDX) | 0.4% | 1.8% | Entered the top 10 |
| 7 | BOEING CO (BA) | 0.2% | 1.7% | Entered the top 10 |
| 8 | ALTC ACQUISITION CORP (ALCC) | 0.2% | 1.2% | Entered the top 10 |
| 9 | TYSON FOODS INC (TSN) | 0.1% | 1.2% | Entered the top 10 |
| 10 | ROBINHOOD MKTS INC (HOOD) | 0.1% | 1.1% | Entered the top 10 |
| — | META PLATFORMS INC (META) | 3.8% | 0.6% | Left the top 10 |
| — | CHURCHILL CAPITAL CORP VII (CVII) | 1.1% | 1.1% | Left the top 10 |
| — | ALPHABET INC (GOOGL) | 1.0% | 0.3% | Left the top 10 |
| — | INSIGHT ACQUISITION CORP (INAQ) | 0.9% | 0.9% | Left the top 10 |
| — | AMERICAN AIRLS GROUP INC (AAL) | 0.9% | 0.6% | Left the top 10 |
| — | SUSTAINABLE DEVELP ACQU I CO (SDAC) | 0.9% | 0.8% | Left the top 10 |
| — | AHREN ACQUISITION CORP (AHRN) | 0.8% | 0.8% | Left the top 10 |
| — | MONGODB INC (MDB) | 0.8% | 0.1% | Left the top 10 |
| — | SUNCOR ENERGY INC NEW (SU) | 0.8% | 0.2% | Left the top 10 |
| — | ALIBABA GROUP HLDG LTD (BABA) | 0.8% | 0.9% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Reduced | APPLE INC (AAPL) | Call | 4.51M | 1.58M | $219M |
| Increased | SPDR S&P 500 ETF TR (SPY) | Put | 1.3M | 3.26M | $1.16B |
| Reduced | INVESCO QQQ TR (QQQ) | Call | 2.28M | 1.08M | $287M |
| Reduced | TESLA INC (TSLA) | Put | 4.32M | 3.4M | $902M |
| Reduced | NVIDIA CORPORATION (NVDA) | Call | 1.15M | 455K | $55.3M |
| Increased | INVESCO QQQ TR (QQQ) | Put | 660K | 2.3M | $615M |
| Reduced | TESLA INC (TSLA) | Call | 10.53M | 2.55M | $675M |
| Reduced | SPDR S&P 500 ETF TR (SPY) | Call | 1.29M | 948K | $339M |
| Reduced | ADOBE SYSTEMS INCORPORATED (ADBE) | Call | 551K | 142K | $39.2M |
| Reduced | NETFLIX INC (NFLX) | Call | 807K | 570K | $134M |
| Reduced | AMAZON COM INC (AMZN) | Call | 1.79M | 318K | $35.9M |
| Reduced | META PLATFORMS INC (META) | Call | 1.09M | 962K | $131M |
| Reduced | SALESFORCE INC (CRM) | Call | 733K | 25,800 | $3.71M |
| Reduced | VANECK ETF TRUST (SMH) | Call | 1.17M | 242K | $44.8M |
| Reduced | PALO ALTO NETWORKS INC (PANW) | Call | 2.12M | 302K | $49.4M |
| Reduced | CATERPILLAR INC (CAT) | Call | 570K | 80,800 | $13.3M |
| Reduced | BROADCOM INC (AVGO) | Call | 174K | 55,200 | $24.5M |
| Reduced | ORACLE CORP (ORCL) | Call | 1.13M | 223K | $13.6M |
| Reduced | ALPHABET INC (GOOGL) | Call | 24.92M | 520K | $49.7M |
| Reduced | SERVICENOW INC (NOW) | Call | 192K | 24,000 | $9.06M |
| Increased | TAIWAN SEMICONDUCTOR MFG LTD (TSM) | Put | 310K | 1.89M | $129M |
| Reduced | MICROSOFT CORP (MSFT) | Call | 341K | 93,600 | $21.8M |
| Increased | CHIPOTLE MEXICAN GRILL INC (CMG) | Call | 14,700 | 80,500 | $121M |
| Increased | FEDEX CORP (FDX) | Put | 87,800 | 732K | $109M |
| Reduced | SUPER MICRO COMPUTER INC (SMCI) | Call | 343K | 100 | $6K |