PEAK6 Investments LLC's Q1 2022 13F: 513 new positions, 586 exits
Form 13F-HR for the quarter ended Mar 31, 2022 · filed May 13, 2022 · 1536 reported positions · accession 0001756111-22-000014
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| New | SPDR S&P 500 ETF TR (SPY) | — | 4.9% | +4.9 pts | +368K sh | new |
| New | ALPHABET INC (GOOGL) | — | 2.0% | +2.0 pts | +24,514 sh | new |
| Reduced | TESLA INC (TSLA) | 2.0% | 0.0% | −2.0 pts | −67,082 sh | −100% |
| New | INVESCO QQQ TR (QQQ) | — | 1.9% | +1.9 pts | +177K sh | new |
| Exited | MASTERCARD INCORPORATED (MA) | 1.7% | — | −1.7 pts | −171K sh | −100% |
| New | AMAZON COM INC (AMZN) | — | 1.7% | +1.7 pts | +17,539 sh | new |
| Increased | JPMORGAN CHASE & CO (JPM) | 0.0% | 1.6% | +1.6 pts | +389K sh | +3879% |
| Reduced | EXPEDIA GROUP INC (EXPE) | 2.3% | 1.0% | −1.2 pts | −266K sh | −60% |
| New | BOEING CO (BA) | — | 1.2% | +1.2 pts | +217K sh | new |
| Increased | SHOPIFY INC (SHOP) | 0.4% | 1.3% | +0.9 pts | +55,486 sh | +568% |
| Exited | CATERPILLAR INC (CAT) | 1.0% | — | −1.0 pts | −177K sh | −100% |
| Increased | PAYPAL HLDGS INC (PYPL) | 0.5% | 1.3% | +0.8 pts | +289K sh | +338% |
| Exited | LAUDER ESTEE COS INC (EL) | 0.9% | — | −0.9 pts | −83,302 sh | −100% |
| New | SPDR SER TR (XBI) | — | 0.8% | +0.8 pts | +307K sh | new |
| Increased | SEA LTD (SE) | 0.2% | 0.9% | +0.7 pts | +224K sh | +565% |
| Reduced | PARAMOUNT GLOBAL (PARA) | 0.8% | 0.2% | −0.5 pts | −682K sh | −76% |
| New | META PLATFORMS INC (META) | — | 0.8% | +0.8 pts | +115K sh | new |
| Increased | CITIGROUP INC (C) | 1.8% | 2.4% | +0.6 pts | +478K sh | +46% |
| New | ADVANCED MICRO DEVICES INC (AMD) | — | 0.7% | +0.7 pts | +228K sh | new |
| Reduced | ORACLE CORP (ORCL) | 0.8% | 0.1% | −0.7 pts | −294K sh | −86% |
| Exited | ATLASSIAN CORP PLC (TEAM) | 0.7% | — | −0.7 pts | −65,913 sh | −100% |
| New | ISHARES TR (TLT) | — | 0.7% | +0.7 pts | +177K sh | new |
| Exited | QUALCOMM INC (QCOM) | 0.7% | — | −0.7 pts | −134K sh | −100% |
| Exited | SNOWFLAKE INC (SNOW) | 0.7% | — | −0.7 pts | −70,721 sh | −100% |
| Exited | TELADOC HEALTH INC (TDOC) | 0.6% | — | −0.6 pts | −236K sh | −100% |
| Increased | KRANESHARES TR (KWEB) | 0.1% | 0.7% | +0.6 pts | +706K sh | +494% |
| Reduced | INSIGHT ACQUISITION CORP (AMODW) | 0.7% | 0.1% | −0.6 pts | −2M sh | −84% |
| New | INSIGHT ACQUISITION CORP (INAQ) | — | 0.6% | +0.6 pts | +2M sh | new |
| Increased | NIO INC (NIO) | 0.1% | 0.6% | +0.6 pts | +930K sh | +1060% |
| Increased | DISNEY WALT CO (DIS) | 0.0% | 0.6% | +0.6 pts | +140K sh | +6708% |
| Exited | INTUITIVE SURGICAL INC (ISRG) | 0.6% | — | −0.6 pts | −55,597 sh | −100% |
| Reduced | ABBOTT LABS (ABT) | 0.9% | 0.2% | −0.7 pts | −159K sh | −74% |
| Reduced | AHREN ACQUISITION CORP (AHRNU) | 0.6% | 0.1% | −0.5 pts | −1.8M sh | −87% |
| New | AHREN ACQUISITION CORP (AHRN) | — | 0.5% | +0.5 pts | +1.8M sh | new |
| Increased | TOYOTA MOTOR CORP (TM) | 0.0% | 0.5% | +0.5 pts | +98,451 sh | +6743% |
| Reduced | LIVE NATION ENTERTAINMENT IN (LYV) | 0.9% | 0.4% | −0.5 pts | −146K sh | −54% |
| New | ROKU INC (ROKU) | — | 0.5% | +0.5 pts | +133K sh | new |
| Exited | FORD MTR CO DEL (F) | 0.5% | — | −0.5 pts | −806K sh | −100% |
| Reduced | COSTCO WHSL CORP NEW (COST) | 0.5% | 0.1% | −0.4 pts | −27,080 sh | −86% |
| Exited | BILL COM HLDGS INC (BILL) | 0.5% | — | −0.5 pts | −65,776 sh | −100% |
| Increased | WELLS FARGO CO NEW (WFC) | 0.1% | 0.6% | +0.5 pts | +309K sh | +336% |
| Exited | DOMINOS PIZZA INC (DPZ) | 0.4% | — | −0.4 pts | −27,919 sh | −100% |
| Exited | CROWDSTRIKE HLDGS INC (CRWD) | 0.4% | — | −0.4 pts | −74,625 sh | −100% |
| New | MICRON TECHNOLOGY INC (MU) | — | 0.4% | +0.4 pts | +181K sh | new |
| Increased | PINTEREST INC (PINS) | 0.6% | 0.8% | +0.3 pts | +574K sh | +106% |
| Increased | SPOTIFY TECHNOLOGY S A (SPOT) | 0.1% | 0.5% | +0.4 pts | +93,148 sh | +662% |
| Exited | AMBARELLA INC (AMBA) | 0.4% | — | −0.4 pts | −72,490 sh | −100% |
| Reduced | BLOCK INC (XYZ) | 0.8% | 0.3% | −0.5 pts | −99,249 sh | −58% |
| Increased | ADOBE SYSTEMS INCORPORATED (ADBE) | 0.2% | 0.6% | +0.4 pts | +29,526 sh | +250% |
| Reduced | NIKE INC (NKE) | 0.6% | 0.2% | −0.5 pts | −99,087 sh | −72% |
The 50 largest of 1,823 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- NCINO INC (NCNO): 63947U107 → 63947X101, 3,023 → 21,918 shares (share count changed with the identifier; not shown as a trade)
- SL GREEN RLTY CORP (SLG): 78440X804 → 78440X887, 31,120 → 31,760 shares (share count changed with the identifier; not shown as a trade)
- APOLLO GLOBAL MGMT INC (APO): 03768E105 → 03769M106, 65,740 → 18,859 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 20.1% of the equity book
Changes in the top 10 this quarter: SPY entered · GOOGL entered · QQQ entered · AMZN entered · JPM entered · SHOP entered · PYPL entered · EXPE left · TSLA left · MA left · UBER left · CAT left · LYV left · ALCC left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF TR (SPY) | 0.0% | 4.9% | Entered the top 10 |
| 2 | CITIGROUP INC (C) | 1.8% | 2.4% | |
| 3 | ALPHABET INC (GOOGL) | 0.0% | 2.0% | Entered the top 10 |
| 4 | INVESCO QQQ TR (QQQ) | 0.0% | 1.9% | Entered the top 10 |
| 5 | AMAZON COM INC (AMZN) | 0.0% | 1.7% | Entered the top 10 |
| 6 | JPMORGAN CHASE & CO (JPM) | 0.0% | 1.6% | Entered the top 10 |
| 7 | MODERNA INC (MRNA) | 1.9% | 1.5% | |
| 8 | TAIWAN SEMICONDUCTOR MFG LTD (TSM) | 1.3% | 1.4% | |
| 9 | SHOPIFY INC (SHOP) | 0.4% | 1.3% | Entered the top 10 |
| 10 | PAYPAL HLDGS INC (PYPL) | 0.5% | 1.3% | Entered the top 10 |
| — | EXPEDIA GROUP INC (EXPE) | 2.3% | 1.0% | Left the top 10 |
| — | TESLA INC (TSLA) | 2.0% | 0.0% | Left the top 10 |
| — | MASTERCARD INCORPORATED (MA) | 1.7% | 0.0% | Left the top 10 |
| — | UBER TECHNOLOGIES INC (UBER) | 1.0% | 0.6% | Left the top 10 |
| — | CATERPILLAR INC (CAT) | 1.0% | 0.0% | Left the top 10 |
| — | LIVE NATION ENTERTAINMENT IN (LYV) | 0.9% | 0.4% | Left the top 10 |
| — | ALTC ACQUISITION CORP (ALCC) | 0.9% | 1.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Increased | TESLA INC (TSLA) | Call | 934K | 2.31M | $2.49B |
| Reduced | INVESCO QQQ TR (QQQ) | Call | 4.38M | 2.21M | $801M |
| Increased | APPLE INC (AAPL) | Call | 3.38M | 6.42M | $1.12B |
| Increased | NVIDIA CORPORATION (NVDA) | Call | 665K | 2.62M | $714M |
| Reduced | ISHARES TR (IWM) | Call | 3.65M | 1.82M | $374M |
| Increased | TESLA INC (TSLA) | Put | 1.65M | 2.03M | $2.18B |
| Reduced | MODERNA INC (MRNA) | Put | 2.51M | 1.27M | $218M |
| Increased | ALPHABET INC (GOOGL) | Put | 48,400 | 194K | $538M |
| Increased | CHEVRON CORP NEW (CVX) | Call | 1.05M | 2.66M | $433M |
| Increased | UNION PAC CORP (UNP) | Call | 104K | 1.11M | $304M |
| Reduced | BROADCOM INC (AVGO) | Call | 422K | 104K | $65.2M |
| Increased | BOEING CO (BA) | Put | 384K | 1.5M | $288M |
| Reduced | SPDR S&P 500 ETF TR (SPY) | Call | 1.03M | 631K | $285M |
| Reduced | SELECT SECTOR SPDR TR (XLP) | Call | 2.72M | 143K | $10.8M |
| Increased | SPDR SER TR (XOP) | Call | 107K | 1.52M | $204M |
| Increased | PALO ALTO NETWORKS INC (PANW) | Call | 111K | 410K | $255M |
| Reduced | SELECT SECTOR SPDR TR (XLK) | Call | 1.1M | 21,600 | $3.43M |
| Reduced | ZSCALER INC (ZS) | Put | 800K | 312K | $75.3M |
| Reduced | BLOCK INC (XYZ) | Put | 2.04M | 1.11M | $150M |
| Increased | NVIDIA CORPORATION (NVDA) | Put | 1.33M | 2.07M | $566M |
| Reduced | ALPHABET INC (GOOGL) | Call | 100K | 43,400 | $121M |
| Reduced | META PLATFORMS INC (META) | Call | 990K | 744K | $165M |
| Increased | SPDR S&P 500 ETF TR (SPY) | Put | 1.78M | 2.24M | $1.01B |
| Increased | AIRBNB INC (ABNB) | Call | 275K | 1.22M | $209M |
| Reduced | VANECK ETF TRUST (SMH) | Call | 849K | 369K | $99.6M |