PEAK6 Investments LLC's Q4 2020 13F: 537 new positions, 386 exits
Form 13F-HR for the quarter ended Dec 31, 2020 · filed Feb 12, 2021 · 1371 reported positions · accession 0001756111-21-000007
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | APPLE INC (AAPL) | 0.9% | 3.2% | +2.2 pts | +965K sh | +324% |
| Increased | MASTERCARD INCORPORATED (MA) | 0.2% | 1.6% | +1.5 pts | +224K sh | +1171% |
| Increased | MICROSOFT CORP (MSFT) | 0.4% | 1.6% | +1.2 pts | +307K sh | +432% |
| Exited | SQUARE INC (XYZ) | 1.3% | — | −1.3 pts | −284K sh | −100% |
| New | NVIDIA CORPORATION (NVDA) | — | 1.1% | +1.1 pts | +108K sh | new |
| Reduced | SALESFORCE COM INC (CRM) | 2.9% | 0.7% | −2.1 pts | −244K sh | −59% |
| Increased | MARVELL TECHNOLOGY GROUP LTD (MRVL) | 0.1% | 1.0% | +1.0 pts | +1.1M sh | +1856% |
| Increased | PAYPAL HLDGS INC (PYPL) | 0.9% | 1.7% | +0.8 pts | +220K sh | +128% |
| Reduced | ADOBE SYSTEMS INCORPORATED (ADBE) | 2.5% | 0.8% | −1.7 pts | −101K sh | −55% |
| Increased | PELOTON INTERACTIVE INC (PTON) | 0.6% | 1.5% | +0.9 pts | +300K sh | +143% |
| Reduced | NETFLIX INC (NFLX) | 1.6% | 0.4% | −1.2 pts | −79,957 sh | −68% |
| Exited | BAIDU INC (BIDU) | 0.8% | — | −0.8 pts | −230K sh | −100% |
| Reduced | AMAZON COM INC (AMZN) | 2.9% | 1.3% | −1.6 pts | −12,371 sh | −36% |
| Increased | BOEING CO (BA) | 0.0% | 0.8% | +0.7 pts | +186K sh | +7565% |
| Exited | CITIGROUP INC (C) | 0.7% | — | −0.7 pts | −616K sh | −100% |
| New | TWITTER INC (TWTR) | — | 0.7% | +0.7 pts | +705K sh | new |
| Reduced | FEDEX CORP (FDX) | 1.7% | 0.5% | −1.2 pts | −144K sh | −58% |
| Increased | JD.COM INC (JD) | 0.7% | 1.2% | +0.5 pts | +394K sh | +123% |
| Reduced | THE TRADE DESK INC (TTD) | 0.8% | 0.2% | −0.6 pts | −42,266 sh | −75% |
| Increased | BIOGEN INC (BIIB) | 0.6% | 0.9% | +0.4 pts | +130K sh | +181% |
| Reduced | GOLDMAN SACHS GROUP INC (GS) | 1.0% | 0.3% | −0.7 pts | −119K sh | −67% |
| Exited | ROKU INC (ROKU) | 0.5% | — | −0.5 pts | −105K sh | −100% |
| Increased | TWILIO INC (TWLO) | 0.0% | 0.5% | +0.5 pts | +83,273 sh | +9572% |
| Increased | BERKSHIRE HATHAWAY INC DEL (BRK-B) | 0.1% | 0.6% | +0.5 pts | +120K sh | +926% |
| Increased | FIRST SOLAR INC (FSLR) | 0.1% | 0.6% | +0.5 pts | +280K sh | +703% |
| Increased | DOCUSIGN INC (DOCU) | 0.1% | 0.6% | +0.5 pts | +121K sh | +490% |
| New | CHURCHILL CAPITAL CORP V (CCVU) | — | 0.5% | +0.5 pts | +2.5M sh | new |
| New | WALMART INC (WMT) | — | 0.5% | +0.5 pts | +181K sh | new |
| Reduced | ISHARES TR (FXI) | 0.6% | 0.0% | −0.6 pts | −530K sh | −96% |
| Reduced | LAM RESEARCH CORP (LRCX) | 0.6% | 0.2% | −0.5 pts | −51,785 sh | −72% |
| Increased | STARBUCKS CORP (SBUX) | 0.3% | 0.7% | +0.4 pts | +228K sh | +190% |
| New | ORACLE CORP (ORCL) | — | 0.4% | +0.4 pts | +364K sh | new |
| Reduced | ISHARES SILVER TR (SLV) | 0.9% | 0.2% | −0.6 pts | −942K sh | −65% |
| Increased | ADVANCED MICRO DEVICES INC (AMD) | 0.3% | 0.7% | +0.4 pts | +252K sh | +172% |
| Increased | FASTLY INC (FSLY) | 0.6% | 0.8% | +0.2 pts | +260K sh | +118% |
| New | ALPHABET INC (GOOGL) | — | 0.4% | +0.4 pts | +12,477 sh | new |
| New | NEXTERA ENERGY INC (NEE) | — | 0.4% | +0.4 pts | +276K sh | new |
| Exited | MERCADOLIBRE INC (MELI) | 0.4% | — | −0.4 pts | −13,205 sh | −100% |
| Increased | DROPBOX INC (DBX) | 0.1% | 0.4% | +0.4 pts | +900K sh | +817% |
| Increased | TELADOC HEALTH INC (TDOC) | 0.2% | 0.5% | +0.3 pts | +95,053 sh | +283% |
| Increased | CIENA CORP (CIEN) | 0.0% | 0.4% | +0.3 pts | +354K sh | +1010% |
| Increased | NIKE INC (NKE) | 0.5% | 0.7% | +0.2 pts | +131K sh | +93% |
| Increased | ETSY INC (ETSY) | 0.3% | 0.6% | +0.3 pts | +103K sh | +123% |
| Increased | FISERV INC (FISV) | 1.1% | 1.1% | +0.1 pts | +160K sh | +43% |
| Reduced | CROWDSTRIKE HLDGS INC (CRWD) | 0.5% | 0.2% | −0.3 pts | −84,884 sh | −65% |
| Increased | ALIBABA GROUP HLDG LTD (BABA) | 0.4% | 0.6% | +0.1 pts | +76,481 sh | +140% |
| Reduced | MCDONALDS CORP (MCD) | 0.6% | 0.1% | −0.5 pts | −80,697 sh | −87% |
| Increased | DANAHER CORPORATION (DHR) | 0.1% | 0.4% | +0.3 pts | +76,846 sh | +467% |
| Reduced | COSTAR GROUP INC (CSGP) | 0.6% | 0.1% | −0.5 pts | −18,092 sh | −71% |
| Increased | CADENCE DESIGN SYSTEM INC (CDNS) | 0.1% | 0.4% | +0.3 pts | +122K sh | +505% |
The 50 largest of 1,765 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- THE AARONS COMPANY INC (AAN): 002535300 → 00258W108, 5,364 → 3,760 shares (share count changed with the identifier; not shown as a trade)
- CMC MATERIALS INC (CCMP): 12709P103 → 12571T100, 11,088 → 10,454 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 16.2% of the equity book
Changes in the top 10 this quarter: AAPL entered · PYPL entered · MA entered · MSFT entered · PTON entered · JD entered · CRM left · ADBE left · FDX left · NFLX left · XYZ left · META left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | APPLE INC (AAPL) | 0.9% | 3.2% | Entered the top 10 |
| 2 | PAYPAL HLDGS INC (PYPL) | 0.9% | 1.7% | Entered the top 10 |
| 3 | MASTERCARD INCORPORATED (MA) | 0.2% | 1.6% | Entered the top 10 |
| 4 | MICROSOFT CORP (MSFT) | 0.4% | 1.6% | Entered the top 10 |
| 5 | TAIWAN SEMICONDUCTOR MFG LTD (TSM) | 1.4% | 1.6% | |
| 6 | PELOTON INTERACTIVE INC (PTON) | 0.6% | 1.5% | Entered the top 10 |
| 7 | SPOTIFY TECHNOLOGY S A (SPOT) | 1.9% | 1.4% | |
| 8 | AMAZON COM INC (AMZN) | 2.9% | 1.3% | |
| 9 | JD.COM INC (JD) | 0.7% | 1.2% | Entered the top 10 |
| 10 | FISERV INC (FISV) | 1.1% | 1.1% | |
| — | SALESFORCE COM INC (CRM) | 2.9% | 0.7% | Left the top 10 |
| — | ADOBE SYSTEMS INCORPORATED (ADBE) | 2.5% | 0.8% | Left the top 10 |
| — | FEDEX CORP (FDX) | 1.7% | 0.5% | Left the top 10 |
| — | NETFLIX INC (NFLX) | 1.6% | 0.4% | Left the top 10 |
| — | SQUARE INC (XYZ) | 1.3% | 0.0% | Left the top 10 |
| — | FACEBOOK INC (META) | 1.2% | 1.1% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Increased | INVESCO QQQ TR (QQQ) | Call | 6.74M | 8.47M | $2.66B |
| Increased | TESLA INC (TSLA) | Put | 1.33M | 2.68M | $1.89B |
| Reduced | TESLA INC (TSLA) | Call | 2.72M | 2.54M | $1.79B |
| Increased | SPDR S&P 500 ETF TR (SPY) | Call | 2.19M | 3.28M | $1.23B |
| Increased | AMAZON COM INC (AMZN) | Put | 233K | 278K | $905M |
| Increased | AMAZON COM INC (AMZN) | Call | 201K | 236K | $769M |
| Reduced | SHOPIFY INC (SHOP) | Put | 513K | 505K | $572M |
| Increased | SPDR S&P 500 ETF TR (SPY) | Put | 524K | 1.37M | $510M |
| Increased | ISHARES TR (IWM) | Call | 1.1M | 2.56M | $502M |
| Reduced | CROWDSTRIKE HLDGS INC (CRWD) | Put | 2.55M | 2.18M | $461M |
| Reduced | ALIBABA GROUP HLDG LTD (BABA) | Call | 2.67M | 1.95M | $453M |
| Increased | ADVANCED MICRO DEVICES INC (AMD) | Put | 3.29M | 4.33M | $397M |
| Increased | SQUARE INC (XYZ) | Put | 1.42M | 1.77M | $386M |
| Reduced | ROKU INC (ROKU) | Put | 1.16M | 1.15M | $381M |
| Reduced | APPLE INC (AAPL) | Call | 5.24M | 2.66M | $352M |
| Increased | DOCUSIGN INC (DOCU) | Put | 1.07M | 1.56M | $347M |
| Increased | NETFLIX INC (NFLX) | Put | 586K | 622K | $336M |
| Reduced | ALPHABET INC (GOOG) | Call | 234K | 177K | $310M |
| Increased | PELOTON INTERACTIVE INC (PTON) | Put | 1.46M | 2.04M | $310M |
| Reduced | FACEBOOK INC (META) | Call | 1.16M | 1.09M | $298M |
| Reduced | APPLE INC (AAPL) | Put | 3.81M | 2.19M | $291M |
| Increased | MERCADOLIBRE INC (MELI) | Call | 99,800 | 168K | $282M |
| Reduced | ALPHABET INC (GOOGL) | Call | 297K | 144K | $252M |
| Reduced | OKTA INC (OKTA) | Put | 945K | 907K | $231M |
| Increased | NETFLIX INC (NFLX) | Call | 301K | 426K | $230M |