PEAK6 Investments LLC's Q2 2020 13F: 442 new positions, 402 exits
Form 13F-HR for the quarter ended Jun 30, 2020 · filed Aug 14, 2020 · 1152 reported positions · accession 0001756111-20-000026
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | ALPHABET INC (GOOG) | 4.2% | 0.0% | −4.2 pts | −73,467 sh | −100% |
| Increased | CIGNA CORP NEW (CI) | 0.2% | 2.4% | +2.2 pts | +285K sh | +1119% |
| Reduced | ALIBABA GROUP HLDG LTD (BABA) | 2.4% | 0.0% | −2.4 pts | −245K sh | −98% |
| Increased | JD.COM INC (JD) | 0.0% | 2.0% | +2.0 pts | +785K sh | +5595% |
| Reduced | AMAZON COM INC (AMZN) | 1.8% | 0.5% | −1.3 pts | −14,733 sh | −78% |
| New | ALPHABET INC (GOOGL) | — | 1.5% | +1.5 pts | +25,394 sh | new |
| Exited | TWILIO INC (TWLO) | 1.4% | — | −1.4 pts | −311K sh | −100% |
| Reduced | XILINX INC (XLNX) | 1.7% | 0.5% | −1.2 pts | −317K sh | −74% |
| Increased | FACEBOOK INC (META) | 1.0% | 2.4% | +1.4 pts | +132K sh | +113% |
| Reduced | QUALCOMM INC (QCOM) | 1.6% | 0.6% | −1.0 pts | −326K sh | −68% |
| Increased | ADVANCED MICRO DEVICES INC (AMD) | 0.7% | 2.0% | +1.2 pts | +558K sh | +168% |
| Increased | GOLDMAN SACHS GROUP INC (GS) | 0.4% | 1.6% | +1.2 pts | +142K sh | +265% |
| Increased | LAM RESEARCH CORP (LRCX) | 0.4% | 1.5% | +1.1 pts | +79,435 sh | +240% |
| Exited | BRISTOL-MYERS SQUIBB CO (BMY) | 1.1% | — | −1.1 pts | −384K sh | −100% |
| Increased | FISERV INC (FISV) | 0.1% | 1.1% | +1.0 pts | +243K sh | +1403% |
| New | INTERNATIONAL BUSINESS MACHS (IBM) | — | 0.9% | +0.9 pts | +179K sh | new |
| Exited | SPLUNK INC (SPLK) | 0.8% | — | −0.8 pts | −124K sh | −100% |
| Reduced | BAIDU INC (BIDU) | 1.2% | 0.4% | −0.7 pts | −150K sh | −63% |
| Reduced | NEXTERA ENERGY INC (NEE) | 1.1% | 0.2% | −0.9 pts | −73,657 sh | −80% |
| Reduced | BOEING CO (BA) | 1.8% | 1.1% | −0.7 pts | −96,462 sh | −40% |
| Reduced | BLACKSTONE GROUP INC (BX) | 0.8% | 0.1% | −0.7 pts | −299K sh | −83% |
| New | PELOTON INTERACTIVE INC (PTON) | — | 0.7% | +0.7 pts | +280K sh | new |
| Exited | OKTA INC (OKTA) | 0.7% | — | −0.7 pts | −111K sh | −100% |
| New | COSTCO WHSL CORP NEW (COST) | — | 0.7% | +0.7 pts | +52,711 sh | new |
| Exited | PAYPAL HLDGS INC (PYPL) | 0.7% | — | −0.7 pts | −141K sh | −100% |
| New | ISHARES SILVER TR (SLV) | — | 0.7% | +0.7 pts | +914K sh | new |
| New | BK OF AMERICA CORP (BAC) | — | 0.6% | +0.6 pts | +640K sh | new |
| Exited | APPLE INC (AAPL) | 0.6% | — | −0.6 pts | −50,075 sh | −100% |
| Exited | MERCADOLIBRE INC (MELI) | 0.6% | — | −0.6 pts | −24,674 sh | −100% |
| New | BROADCOM INC (AVGO) | — | 0.6% | +0.6 pts | +44,882 sh | new |
| New | BOOKING HOLDINGS INC (BKNG) | — | 0.6% | +0.6 pts | +8,443 sh | new |
| Reduced | ATLASSIAN CORP PLC (TEAM) | 1.0% | 0.6% | −0.4 pts | −71,876 sh | −48% |
| New | SPDR SER TR (KBE) | — | 0.5% | +0.5 pts | +409K sh | new |
| Increased | NEWMONT CORP (NEM) | 0.2% | 0.8% | +0.6 pts | +206K sh | +229% |
| Exited | SPDR SER TR (XBI) | 0.5% | — | −0.5 pts | −381K sh | −100% |
| Increased | AMERICAN EXPRESS CO (AXP) | 0.1% | 0.6% | +0.5 pts | +127K sh | +410% |
| New | CATERPILLAR INC DEL (CAT) | — | 0.5% | +0.5 pts | +95,235 sh | new |
| Reduced | INCYTE CORP (INCY) | 0.4% | 0.1% | −0.4 pts | −111K sh | −90% |
| Reduced | PETROLEO BRASILEIRO SA PETRO (PBR) | 0.6% | 0.3% | −0.3 pts | −1.36M sh | −63% |
| Exited | UNITED PARCEL SERVICE INC (UPS) | 0.5% | — | −0.5 pts | −102K sh | −100% |
| New | ADC Therapeutics SA (ADCT) | — | 0.5% | +0.5 pts | +233K sh | new |
| New | TEXAS INSTRS INC (TXN) | — | 0.5% | +0.5 pts | +85,206 sh | new |
| Reduced | WYNN RESORTS LTD (WYNN) | 0.5% | 0.1% | −0.4 pts | −145K sh | −84% |
| Exited | SPDR GOLD TRUST (GLD) | 0.4% | — | −0.4 pts | −61,033 sh | −100% |
| New | WALMART INC (WMT) | — | 0.4% | +0.4 pts | +88,730 sh | new |
| Increased | GENERAL MTRS CO (GM) | 0.0% | 0.5% | +0.4 pts | +411K sh | +1631% |
| Reduced | ANALOG DEVICES INC (ADI) | 0.4% | 0.0% | −0.4 pts | −84,145 sh | −93% |
| Reduced | GILEAD SCIENCES INC (GILD) | 0.8% | 0.3% | −0.5 pts | −127K sh | −62% |
| Reduced | EXACT SCIENCES CORP (EXAS) | 0.5% | 0.2% | −0.3 pts | −110K sh | −70% |
| Reduced | SERVICENOW INC (NOW) | 0.9% | 0.7% | −0.2 pts | −23,562 sh | −37% |
The 50 largest of 1,548 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
* Prior share counts adjusted or corrected for a stock split — changes are measured from the adjusted count:
- BROOKFIELD ASSET MGMT INC (BAMXXXX): 14,667 shares as filed last quarter, 22,001 after adjustment → 25,167 now (prior share count adjusted for a stock split)
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- ARCH RESOURCES INC (ARCH): 039380407 → 03940R107, 49,325 → 31,006 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 18.0% of the equity book
Changes in the top 10 this quarter: CI entered · META entered · JD entered · AMD entered · GS entered · LRCX entered · GOOGL entered · CRM entered · GOOG left · BABA left · AMZN left · BIIB left · XLNX left · QCOM left · TWLO left · BIDU left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | CIGNA CORP NEW (CI) | 0.2% | 2.4% | Entered the top 10 |
| 2 | FACEBOOK INC (META) | 1.0% | 2.4% | Entered the top 10 |
| 3 | DISNEY WALT CO (DIS) | 2.5% | 2.1% | |
| 4 | JD.COM INC (JD) | 0.0% | 2.0% | Entered the top 10 |
| 5 | ADVANCED MICRO DEVICES INC (AMD) | 0.7% | 2.0% | Entered the top 10 |
| 6 | GOLDMAN SACHS GROUP INC (GS) | 0.4% | 1.6% | Entered the top 10 |
| 7 | LAM RESEARCH CORP (LRCX) | 0.4% | 1.5% | Entered the top 10 |
| 8 | ALPHABET INC (GOOGL) | 0.0% | 1.5% | Entered the top 10 |
| 9 | SALESFORCE COM INC (CRM) | 1.1% | 1.4% | Entered the top 10 |
| 10 | BOEING CO (BA) | 1.8% | 1.1% | |
| — | ALPHABET INC (GOOG) | 4.2% | 0.0% | Left the top 10 |
| — | ALIBABA GROUP HLDG LTD (BABA) | 2.4% | 0.0% | Left the top 10 |
| — | AMAZON COM INC (AMZN) | 1.8% | 0.5% | Left the top 10 |
| — | BIOGEN INC (BIIB) | 1.7% | 1.0% | Left the top 10 |
| — | XILINX INC (XLNX) | 1.7% | 0.5% | Left the top 10 |
| — | QUALCOMM INC (QCOM) | 1.6% | 0.6% | Left the top 10 |
| — | TWILIO INC (TWLO) | 1.4% | 0.0% | Left the top 10 |
| — | BAIDU INC (BIDU) | 1.2% | 0.4% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Increased | AMAZON COM INC (AMZN) | Call | 212K | 349K | $964M |
| Increased | TESLA INC (TSLA) | Call | 407K | 503K | $543M |
| Increased | INVESCO QQQ TR (QQQ) | Call | 342K | 1.43M | $353M |
| Increased | FACEBOOK INC (META) | Call | 249K | 1.32M | $300M |
| Increased | SPDR S&P 500 ETF TR (SPY) | Call | 1.22M | 1.8M | $554M |
| Increased | APPLE INC (AAPL) | Call | 445K | 938K | $342M |
| Increased | SHOPIFY INC (SHOP) | Put | 316K | 377K | $358M |
| Increased | ALPHABET INC (GOOGL) | Put | 5,000 | 138K | $195M |
| Reduced | SPDR S&P 500 ETF TR (SPY) | Put | 1.73M | 847K | $261M |
| Increased | MERCADOLIBRE INC (MELI) | Call | 94,900 | 233K | $230M |
| Reduced | TESLA INC (TSLA) | Put | 460K | 391K | $422M |
| Increased | ALIBABA GROUP HLDG LTD (BABA) | Call | 908K | 1.63M | $352M |
| New | ISHARES TR (IBB) | Call | 0 | 1.26M | $173M |
| New | ISHARES TR (IWM) | Call | 0 | 1.19M | $171M |
| Exited | ALPHABET INC (GOOG) | Put | 141K | 0 | $0 |
| Increased | NVIDIA CORPORATION (NVDA) | Call | 468K | 755K | $287M |
| Increased | BOOKING HOLDINGS INC (BKNG) | Put | 4,500 | 103K | $165M |
| Increased | ZOOM VIDEO COMMUNICATIONS IN (ZM) | Put | 44,700 | 603K | $153M |
| Reduced | ALIBABA GROUP HLDG LTD (BABA) | Put | 1.55M | 765K | $165M |
| Increased | MICROSOFT CORP (MSFT) | Call | 897K | 1.35M | $275M |
| Increased | SHOPIFY INC (SHOP) | Call | 40,400 | 138K | $131M |
| Increased | VEEVA SYS INC (VEEV) | Call | 26,000 | 494K | $116M |
| Increased | THE TRADE DESK INC (TTD) | Call | 44,500 | 249K | $101M |
| Increased | CROWDSTRIKE HLDGS INC (CRWD) | Put | 753K | 1.31M | $131M |
| Increased | BERKSHIRE HATHAWAY INC DEL (BRK-B) | Put | 78,200 | 577K | $103M |