PEAK6 Investments LLC's Q1 2020 13F: 545 new positions, 405 exits
Form 13F-HR for the quarter ended Mar 31, 2020 · filed May 14, 2020 · 1108 reported positions · accession 0001756111-20-000017
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | AMAZON COM INC (AMZN) | 7.2% | 1.8% | −5.4 pts | −78,818 sh | −81% |
| Increased | ALPHABET INC (GOOG) | 0.0% | 4.2% | +4.2 pts | +73,515 sh | +46236% |
| Reduced | CIGNA CORP NEW (CI) | 2.7% | 0.2% | −2.5 pts | −307K sh | −92% |
| Increased | ALIBABA GROUP HLDG LTD (BABA) | 0.0% | 2.4% | +2.4 pts | +247K sh | +6203% |
| Increased | DISNEY WALT CO (DIS) | 0.9% | 2.5% | +1.6 pts | +368K sh | +244% |
| Increased | XILINX INC (XLNX) | 0.3% | 1.7% | +1.3 pts | +345K sh | +417% |
| Increased | BOEING CO (BA) | 0.9% | 1.8% | +0.9 pts | +175K sh | +259% |
| Reduced | GOLDMAN SACHS GROUP INC (GS) | 1.8% | 0.4% | −1.4 pts | −144K sh | −73% |
| Exited | NETFLIX INC (NFLX) | 1.1% | — | −1.1 pts | −84,085 sh | −100% |
| Increased | NEXTERA ENERGY INC (NEE) | 0.1% | 1.1% | +1.0 pts | +84,731 sh | +1249% |
| Exited | BANK AMER CORP (BAC) | 1.0% | — | −1.0 pts | −697K sh | −100% |
| Increased | ISHARES TR (FXI) | 0.1% | 1.1% | +1.0 pts | +354K sh | +558% |
| Reduced | MERCADOLIBRE INC (MELI) | 1.4% | 0.6% | −0.8 pts | −37,620 sh | −60% |
| New | SERVICENOW INC (NOW) | — | 0.9% | +0.9 pts | +64,025 sh | new |
| Increased | BRISTOL-MYERS SQUIBB CO (BMY) | 0.2% | 1.1% | +0.9 pts | +323K sh | +530% |
| Increased | HSBC HLDGS PLC (HSBC) | 0.1% | 1.0% | +0.9 pts | +640K sh | +1317% |
| Increased | QUALCOMM INC (QCOM) | 0.8% | 1.6% | +0.8 pts | +260K sh | +118% |
| Exited | LOWES COS INC (LOW) | 0.8% | — | −0.8 pts | −177K sh | −100% |
| Reduced | SHOPIFY INC (SHOP) | 0.7% | 0.1% | −0.6 pts | −40,121 sh | −93% |
| New | SPLUNK INC (SPLK) | — | 0.8% | +0.8 pts | +124K sh | new |
| Exited | UNION PACIFIC CORP (UNP) | 0.8% | — | −0.8 pts | −107K sh | −100% |
| New | ADVANCED MICRO DEVICES INC (AMD) | — | 0.7% | +0.7 pts | +332K sh | new |
| Exited | INTUITIVE SURGICAL INC (ISRG) | 0.7% | — | −0.7 pts | −31,575 sh | −100% |
| Exited | CHIPOTLE MEXICAN GRILL INC (CMG) | 0.7% | — | −0.7 pts | −20,188 sh | −100% |
| Exited | BERKSHIRE HATHAWAY INC DEL (BRK-B) | 0.7% | — | −0.7 pts | −33,412 sh | −100% |
| Increased | AMERICAN INTL GROUP INC (AIG) | 0.1% | 0.7% | +0.6 pts | +513K sh | +1189% |
| Increased | BLACKSTONE GROUP INC (BX) | 0.2% | 0.8% | +0.6 pts | +267K sh | +283% |
| Increased | BIOGEN INC (BIIB) | 0.8% | 1.7% | +0.8 pts | +36,684 sh | +52% |
| Exited | MICROSOFT CORP (MSFT) | 0.6% | — | −0.6 pts | −90,339 sh | −100% |
| Exited | RAYTHEON CO (RTN) | 0.6% | — | −0.6 pts | −63,271 sh | −100% |
| Exited | SQUARE INC (XYZ) | 0.5% | — | −0.5 pts | −216K sh | −100% |
| New | SPDR SER TR (XBI) | — | 0.5% | +0.5 pts | +381K sh | new |
| Increased | PETROLEO BRASILEIRO SA PETRO (PBR) | 0.2% | 0.6% | +0.4 pts | +1.87M sh | +602% |
| Reduced | MICROCHIP TECHNOLOGY INC (MCHP) | 0.7% | 0.1% | −0.6 pts | −150K sh | −87% |
| Exited | EXPEDIA GROUP INC (EXPE) | 0.5% | — | −0.5 pts | −115K sh | −100% |
| Increased | TIFFANY & CO NEW (TIF) | 0.0% | 0.5% | +0.5 pts | +77,037 sh | +2746% |
| Reduced | NIKE INC (NKE) | 0.8% | 0.4% | −0.5 pts | −120K sh | −58% |
| Increased | TWILIO INC (TWLO) | 0.8% | 1.4% | +0.6 pts | +108K sh | +53% |
| New | UNITED PARCEL SERVICE INC (UPS) | — | 0.5% | +0.5 pts | +102K sh | new |
| Exited | VIACOMCBS INC (PARA) | 0.5% | — | −0.5 pts | −280K sh | −100% |
| Increased | HDFC BANK LTD (HDB) | 0.0% | 0.5% | +0.5 pts | +245K sh | +3683% |
| Increased | CREDIT SUISSE GROUP (CS) | 0.1% | 0.5% | +0.4 pts | +1.16M sh | +563% |
| Reduced | WYNN RESORTS LTD (WYNN) | 1.8% | 0.5% | −1.3 pts | −153K sh | −47% |
| Reduced | MASTERCARD INC (MA) | 0.8% | 0.4% | −0.4 pts | −37,983 sh | −55% |
| New | SPDR GOLD TRUST (GLD) | — | 0.4% | +0.4 pts | +61,033 sh | new |
| Increased | ATLASSIAN CORP PLC (TEAM) | 0.4% | 1.0% | +0.6 pts | +65,683 sh | +79% |
| Reduced | FERRARI N V (RACE) | 0.7% | 0.4% | −0.3 pts | −58,436 sh | −56% |
| Reduced | AT&T INC (T) | 0.5% | 0.1% | −0.5 pts | −304K sh | −86% |
| Reduced | ALLERGAN PLC (AGN) | 0.7% | 0.4% | −0.3 pts | −49,339 sh | −53% |
| Exited | ROSS STORES INC (ROST) | 0.4% | — | −0.4 pts | −93,165 sh | −100% |
The 50 largest of 1,512 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- CARLYLE GROUP INC (CG): 14309L102 → 14316J108, 24,857 → 123K shares (share count changed with the identifier; not shown as a trade)
- SPDR SER TR (XOP): 78464A730 → 78468R556, 136K → 55,509 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 20.3% of the equity book
Changes in the top 10 this quarter: GOOG entered · DIS entered · BABA entered · BA entered · BIIB entered · XLNX entered · QCOM entered · TWLO entered · CI left · GS left · WYNN left · MELI left · META left · SBUX left · NFLX left · BAC left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | ALPHABET INC (GOOG) | 0.0% | 4.2% | Entered the top 10 |
| 2 | DISNEY WALT CO (DIS) | 0.9% | 2.5% | Entered the top 10 |
| 3 | ALIBABA GROUP HLDG LTD (BABA) | 0.0% | 2.4% | Entered the top 10 |
| 4 | AMAZON COM INC (AMZN) | 7.2% | 1.8% | |
| 5 | BOEING CO (BA) | 0.9% | 1.8% | Entered the top 10 |
| 6 | BIOGEN INC (BIIB) | 0.8% | 1.7% | Entered the top 10 |
| 7 | XILINX INC (XLNX) | 0.3% | 1.7% | Entered the top 10 |
| 8 | QUALCOMM INC (QCOM) | 0.8% | 1.6% | Entered the top 10 |
| 9 | TWILIO INC (TWLO) | 0.8% | 1.4% | Entered the top 10 |
| 10 | BAIDU INC (BIDU) | 1.6% | 1.2% | |
| — | CIGNA CORP NEW (CI) | 2.7% | 0.2% | Left the top 10 |
| — | GOLDMAN SACHS GROUP INC (GS) | 1.8% | 0.4% | Left the top 10 |
| — | WYNN RESORTS LTD (WYNN) | 1.8% | 0.5% | Left the top 10 |
| — | MERCADOLIBRE INC (MELI) | 1.4% | 0.6% | Left the top 10 |
| — | FACEBOOK INC (META) | 1.3% | 1.0% | Left the top 10 |
| — | STARBUCKS CORP (SBUX) | 1.1% | 0.7% | Left the top 10 |
| — | NETFLIX INC (NFLX) | 1.1% | 0.0% | Left the top 10 |
| — | BANK AMER CORP (BAC) | 1.0% | 0.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Reduced | SPDR S&P 500 ETF TR (SPY) | Put | 2.11M | 1.73M | $446M |
| Reduced | ALIBABA GROUP HLDG LTD (BABA) | Call | 1.85M | 908K | $177M |
| Increased | SPDR S&P 500 ETF TR (SPY) | Call | 450K | 1.22M | $314M |
| Increased | ALPHABET INC (GOOG) | Put | 500 | 141K | $164M |
| Reduced | AMAZON COM INC (AMZN) | Put | 479K | 377K | $735M |
| Increased | MICROSOFT CORP (MSFT) | Call | 82,200 | 897K | $141M |
| Reduced | BOEING CO (BA) | Call | 461K | 242K | $36M |
| Reduced | BOEING CO (BA) | Put | 571K | 519K | $77.4M |
| Reduced | SQUARE INC (XYZ) | Put | 2.33M | 728K | $38.2M |
| Increased | TESLA INC (TSLA) | Put | 329K | 460K | $241M |
| Reduced | UNITEDHEALTH GROUP INC (UNH) | Call | 338K | 10,900 | $2.72M |
| Reduced | SHOPIFY INC (SHOP) | Call | 269K | 40,400 | $16.8M |
| Reduced | AMAZON COM INC (AMZN) | Call | 272K | 212K | $413M |
| Increased | JPMORGAN CHASE & CO (JPM) | Put | 12,200 | 1.01M | $91.1M |
| Reduced | WYNN RESORTS LTD (WYNN) | Put | 812K | 406K | $24.4M |
| Reduced | BOOKING HLDGS INC (BKNG) | Put | 43,000 | 4,500 | $6.05M |
| Reduced | CITIGROUP INC (C) | Put | 1.56M | 1.05M | $44.2M |
| Increased | REGENERON PHARMACEUTICALS (REGN) | Call | 35,200 | 182K | $88.7M |
| Reduced | GOLDMAN SACHS GROUP INC (GS) | Put | 470K | 222K | $34.4M |
| Increased | DISNEY WALT CO (DIS) | Put | 331K | 1.25M | $121M |
| Increased | ALIBABA GROUP HLDG LTD (BABA) | Put | 1.09M | 1.55M | $302M |
| Reduced | MERCADOLIBRE INC (MELI) | Put | 239K | 135K | $66.1M |
| Reduced | TIFFANY & CO NEW (TIF) | Put | 695K | 184K | $23.8M |
| Increased | GILEAD SCIENCES INC (GILD) | Call | 85,400 | 971K | $72.6M |
| Reduced | ADVANCED MICRO DEVICES INC (AMD) | Call | 1.79M | 380K | $17.3M |