PEAK6 Investments LLC's Q4 2019 13F: 368 new positions, 403 exits
Form 13F-HR for the quarter ended Dec 31, 2019 · filed Feb 13, 2020 · 970 reported positions · accession 0001756111-20-000007
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | AMAZON COM INC (AMZN) | 0.1% | 7.2% | +7.1 pts | +96,649 sh | +8653% |
| Reduced | BOEING CO (BA) | 5.2% | 0.9% | −4.3 pts | −272K sh | −80% |
| Reduced | ALIBABA GROUP HLDG LTD (BABA) | 1.7% | 0.0% | −1.7 pts | −253K sh | −98% |
| Reduced | MARATHON PETE CORP (MPC) | 1.8% | 0.2% | −1.6 pts | −667K sh | −88% |
| Reduced | LINDE PLC (LIN) | 1.2% | 0.1% | −1.1 pts | −145K sh | −94% |
| Reduced | BERKSHIRE HATHAWAY INC DEL (BRK-B) | 0.8% | 0.7% | −0.1 pts | −60,548 sh | −64% |
| New | STARBUCKS CORP (SBUX) | — | 1.1% | +1.1 pts | +325K sh | new |
| Increased | WYNN RESORTS LTD (WYNN) | 0.6% | 1.8% | +1.2 pts | +194K sh | +149% |
| Reduced | SHOPIFY INC (SHOP) | 1.3% | 0.7% | −0.7 pts | −64,281 sh | −60% |
| Increased | BAIDU INC (BIDU) | 0.5% | 1.6% | +1.1 pts | +195K sh | +151% |
| Increased | MERCADOLIBRE INC (MELI) | 0.6% | 1.4% | +0.8 pts | +35,323 sh | +131% |
| New | METLIFE INC (MET) | — | 0.8% | +0.8 pts | +381K sh | new |
| Reduced | DISNEY WALT CO (DIS) | 1.5% | 0.9% | −0.6 pts | −129K sh | −46% |
| New | MICROCHIP TECHNOLOGY INC (MCHP) | — | 0.7% | +0.7 pts | +172K sh | new |
| Exited | UNITEDHEALTH GROUP INC (UNH) | 0.7% | — | −0.7 pts | −80,537 sh | −100% |
| Reduced | WESTERN DIGITAL CORP (WDC) | 0.9% | 0.3% | −0.6 pts | −271K sh | −70% |
| Increased | UNION PACIFIC CORP (UNP) | 0.1% | 0.8% | +0.6 pts | +88,500 sh | +475% |
| Reduced | PAYCOM SOFTWARE INC (PAYC) | 0.5% | 0.1% | −0.5 pts | −58,378 sh | −90% |
| Exited | DEERE & CO (DE) | 0.6% | — | −0.6 pts | −89,582 sh | −100% |
| Increased | QUALCOMM INC (QCOM) | 0.2% | 0.8% | +0.6 pts | +162K sh | +277% |
| Increased | COSTAR GROUP INC (CSGP) | 0.0% | 0.6% | +0.6 pts | +23,567 sh | +2529% |
| Reduced | CIGNA CORP NEW (CI) | 2.4% | 2.7% | +0.3 pts | −68,827 sh | −17% |
| Increased | FACEBOOK INC (META) | 0.6% | 1.3% | +0.6 pts | +67,571 sh | +77% |
| New | AT&T INC (T) | — | 0.5% | +0.5 pts | +353K sh | new |
| Reduced | ROKU INC (ROKU) | 0.5% | 0.2% | −0.4 pts | −99,641 sh | −75% |
| Reduced | FEDEX CORP (FDX) | 0.7% | 0.2% | −0.5 pts | −86,729 sh | −77% |
| Reduced | AUTODESK INC (ADSK) | 0.5% | 0.1% | −0.4 pts | −69,522 sh | −86% |
| Reduced | SALESFORCE COM INC (CRM) | 1.0% | 0.6% | −0.4 pts | −73,962 sh | −43% |
| Increased | MASTERCARD INC (MA) | 0.3% | 0.8% | +0.5 pts | +40,194 sh | +139% |
| New |
VIACOMCBS INC (PARA)
new — newly listed security (e.g. spin-off)
|
— | 0.5% | +0.5 pts | +280K sh | new |
| Increased | MICROSOFT CORP (MSFT) | 0.1% | 0.6% | +0.5 pts | +74,534 sh | +472% |
| Exited | TARGET CORP (TGT) | 0.5% | — | −0.5 pts | −108K sh | −100% |
| Increased | AUTOZONE INC (AZO) | 0.4% | 0.8% | +0.5 pts | +9,647 sh | +120% |
| Increased | ANTHEM INC (ELV) | 0.1% | 0.6% | +0.5 pts | +37,971 sh | +400% |
| Exited | NETEASE INC (NTES) | 0.4% | — | −0.4 pts | −40,773 sh | −100% |
| Reduced | INTUIT (INTU) | 0.9% | 0.4% | −0.4 pts | −41,239 sh | −51% |
| New | HOME DEPOT INC (HD) | — | 0.4% | +0.4 pts | +48,735 sh | new |
| New | MICRON TECHNOLOGY INC (MU) | — | 0.4% | +0.4 pts | +192K sh | new |
| Reduced | WAYFAIR INC (W) | 0.6% | 0.1% | −0.5 pts | −113K sh | −83% |
| Reduced | LAS VEGAS SANDS CORP (LVS) | 0.4% | 0.0% | −0.3 pts | −147K sh | −96% |
| Reduced | INTUITIVE SURGICAL INC (ISRG) | 1.1% | 0.7% | −0.3 pts | −17,039 sh | −35% |
| New | VEEVA SYS INC (VEEV) | — | 0.4% | +0.4 pts | +69,457 sh | new |
| Reduced | TJX COS INC NEW (TJX) | 0.6% | 0.2% | −0.3 pts | −159K sh | −62% |
| Exited | ADOBE INC (ADBE) | 0.4% | — | −0.4 pts | −34,526 sh | −100% |
| Reduced | SYNOPSYS INC (SNPS) | 0.4% | 0.0% | −0.4 pts | −68,460 sh | −94% |
| Reduced | OLD DOMINION FREIGHT LINE IN (ODFL) | 0.5% | 0.2% | −0.3 pts | −50,025 sh | −66% |
| Increased | TWILIO INC (TWLO) | 0.5% | 0.8% | +0.3 pts | +96,044 sh | +90% |
| Increased | ROSS STORES INC (ROST) | 0.1% | 0.4% | +0.4 pts | +80,365 sh | +628% |
| Increased | GILEAD SCIENCES INC (GILD) | 0.2% | 0.6% | +0.4 pts | +143K sh | +194% |
| Increased | SPARK NETWORKS SE (LOVLQ) | 0.1% | 0.5% | +0.3 pts | +1.97M sh | +387% |
The 50 largest of 1,369 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- TRIP COM GROUP LTD (TCOM): 22943F100 → 89677Q107, 214K → 17,085 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 21.0% of the equity book
Changes in the top 10 this quarter: AMZN entered · WYNN entered · BIDU entered · MELI entered · META entered · SBUX entered · NFLX entered · BAC entered · BA left · MPC left · BABA left · DIS left · SHOP left · LIN left · ISRG left · CRM left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | AMAZON COM INC (AMZN) | 0.1% | 7.2% | Entered the top 10 |
| 2 | CIGNA CORP NEW (CI) | 2.4% | 2.7% | |
| 3 | GOLDMAN SACHS GROUP INC (GS) | 1.4% | 1.8% | |
| 4 | WYNN RESORTS LTD (WYNN) | 0.6% | 1.8% | Entered the top 10 |
| 5 | BAIDU INC (BIDU) | 0.5% | 1.6% | Entered the top 10 |
| 6 | MERCADOLIBRE INC (MELI) | 0.6% | 1.4% | Entered the top 10 |
| 7 | FACEBOOK INC (META) | 0.6% | 1.3% | Entered the top 10 |
| 8 | STARBUCKS CORP (SBUX) | 0.0% | 1.1% | Entered the top 10 |
| 9 | NETFLIX INC (NFLX) | 1.0% | 1.1% | Entered the top 10 |
| 10 | BANK AMER CORP (BAC) | 0.8% | 1.0% | Entered the top 10 |
| — | BOEING CO (BA) | 5.2% | 0.9% | Left the top 10 |
| — | MARATHON PETE CORP (MPC) | 1.8% | 0.2% | Left the top 10 |
| — | ALIBABA GROUP HLDG LTD (BABA) | 1.7% | 0.0% | Left the top 10 |
| — | DISNEY WALT CO (DIS) | 1.5% | 0.9% | Left the top 10 |
| — | SHOPIFY INC (SHOP) | 1.3% | 0.7% | Left the top 10 |
| — | LINDE PLC (LIN) | 1.2% | 0.1% | Left the top 10 |
| — | INTUITIVE SURGICAL INC (ISRG) | 1.1% | 0.7% | Left the top 10 |
| — | SALESFORCE COM INC (CRM) | 1.0% | 0.6% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Increased | SPDR S&P 500 ETF TR (SPY) | Put | 105K | 2.11M | $680M |
| Increased | AMAZON COM INC (AMZN) | Put | 169K | 479K | $885M |
| Increased | AMAZON COM INC (AMZN) | Call | 58,100 | 272K | $502M |
| Increased | ALIBABA GROUP HLDG LTD (BABA) | Call | 109K | 1.85M | $393M |
| Increased | TESLA INC (TSLA) | Call | 288K | 535K | $224M |
| Increased | TESLA INC (TSLA) | Put | 114K | 329K | $138M |
| Increased | SPDR S&P 500 ETF TR (SPY) | Call | 160K | 450K | $145M |
| Increased | SHOPIFY INC (SHOP) | Call | 58,400 | 269K | $107M |
| Increased | UNITEDHEALTH GROUP INC (UNH) | Call | 78,800 | 338K | $99.5M |
| Increased | NETFLIX INC (NFLX) | Call | 48,000 | 287K | $93M |
| Increased | ALPHABET INC (GOOGL) | Call | 18,300 | 75,200 | $101M |
| Reduced | MICROSOFT CORP (MSFT) | Call | 655K | 82,200 | $13M |
| Increased | BOOKING HLDGS INC (BKNG) | Put | 6,600 | 43,000 | $88.3M |
| Increased | ADVANCED MICRO DEVICES INC (AMD) | Call | 461K | 1.79M | $82.3M |
| Increased | BOOKING HLDGS INC (BKNG) | Call | 400 | 31,600 | $64.9M |
| Reduced | BOEING CO (BA) | Put | 651K | 571K | $186M |
| Increased | MERCADOLIBRE INC (MELI) | Put | 137K | 239K | $136M |
| Increased | BRISTOL MYERS SQUIBB CO (BMY) | Put | 469K | 1.31M | $84.3M |
| Reduced | CHIPOTLE MEXICAN GRILL INC (CMG) | Put | 232K | 163K | $136M |
| Increased | BIOGEN INC (BIIB) | Put | 146K | 312K | $92.5M |
| Increased | NVIDIA CORP (NVDA) | Call | 232K | 402K | $94.5M |
| Increased | DISNEY WALT CO (DIS) | Call | 119K | 480K | $69.5M |
| Increased | INVESCO QQQ TR (QQQ) | Call | 405K | 570K | $121M |
| Reduced | LOCKHEED MARTIN CORP (LMT) | Call | 116K | 3,000 | $1.17M |
| Increased | WYNN RESORTS LTD (WYNN) | Put | 637K | 812K | $113M |