PEAK FINANCIAL MANAGEMENT INC
Q3 2022 Form 13-F
WELLESLEY, MASSACHUSETTS
CIK 0001669662
· CRD 110559
· SEC-registered investment adviser
Holdings reported by
MCCARTER PRIVATE WEALTH SERVICES LLC since Q3 2024
$239.8M Reported Value Total
PEAK FINANCIAL MANAGEMENT INC reports 1,300 total accounts under management (AUM). There are 1,300 discretionary accounts valued at $395,961,220, and 0 non-discretionary accounts.
Source: Form ADV filed * Note that certain holdings are exempt from Form 13-F reporting, so the AUM totals may be greater than the Form 13-F total.
Source: Form ADV filed 2026-09-23
Reported value
$239.8M
Quarter over quarter
-5.5%
Holdings
66
Top-10 concentration
48.9%
Filing Structure
Holdings reported by
- MCCARTER PRIVATE WEALTH SERVICES LLC · since Q3 2024 · declared by one filing
Key People
Form ADV owners & control persons
Pran Nath Tiku
PRESIDENT
Nicholas James Wolverton
CHIEF COMPLIANCE OFFICER AND PRESIDENT
Neel K. Tiku
MANAGING DIRECTOR & SENIOR RELATIONSHIP ADVISOR
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Q3 2022 13F record
Q3 2022 13F filing summary
| Period of report | September 30, 2022 |
|---|---|
| Filed | October 28, 2022 |
| Form | 13F-HR |
| Reported value | $239.8M |
| Positions | 66 |
| Change in reported value | -7.8% |
| New positions | 5 |
| Exited positions | 5 |
| Position turnover | 14.1% |
| Top-10 concentration | 48.9% |
13F filings by quarter
| Quarter | Positions | Value |
|---|---|---|
|
Q3 2026 13F
Filed Oct 16, 2026
|
116 | $441.2M |
|
Q2 2026 13F
Filed Jul 20, 2026
|
114 | $435.5M |
|
Q1 2026 13F
Filed Apr 28, 2026
|
100 | $393.9M |
|
Q4 2025 13F
Filed Jan 23, 2026
|
98 | $387.7M |
|
Q3 2025 13F
Filed Oct 9, 2025
|
101 | $378.3M |
|
Q2 2025 13F
Filed Jul 23, 2025
|
95 | $351.6M |
|
Q1 2025 13F
Filed May 13, 2025
|
97 | $333.9M |
|
Q4 2024 13F
Filed Jan 22, 2025
|
96 | $333.9M |
|
Q3 2024 13F
Filed Oct 15, 2024
|
98 | $340.6M |
|
Q2 2024 13F
Filed Jul 23, 2024
|
94 | $319.5M |
|
Q1 2024 13F
Filed Apr 23, 2024
|
96 | $315.5M |
|
Q4 2023 13F
Filed Jan 18, 2024
|
85 | $297.7M |
|
Q3 2023 13F
Filed Oct 25, 2023
|
72 | $274.9M |
|
Q2 2023 13F
Filed Jul 27, 2023
|
78 | $280.8M |
|
Q1 2023 13F
Filed Apr 25, 2023
|
69 | $268.9M |
|
Q4 2022 13F
Filed Jan 30, 2023
|
71 | $254.3M |
|
Q3 2022 13F
Filed Oct 28, 2022
|
66 | $239.8M |
|
Q2 2022 13F
Filed Jul 29, 2022
|
66 | $260.0M |
|
Q1 2022 13F
Filed Apr 20, 2022
|
75 | $298.5M |
|
Q4 2021 13F
Filed Jan 27, 2022
|
77 | $308.8M |
23 earlier quarters on file — choose one from the quarter menu above.
Top 20 holdings · Q3 2022
| # | Holding | Reported value | % of portfolio |
|---|---|---|---|
| 1 | VTI VANGUARD INDEX FDS | $20.2M | 8.43% |
| 2 | SPGM SPDR INDEX SHS FDS | $16.0M | 6.66% |
| 3 | VOO VANGUARD INDEX FDS | $13.4M | 5.58% |
| 4 | SCHF SCHWAB STRATEGIC TR | $12.9M | 5.39% |
| 5 | SCHP SCHWAB STRATEGIC TR | $11.4M | 4.76% |
| 6 | AGG ISHARES TR | $10.8M | 4.49% |
| 7 | RSPH INVESCO EXCHANGE TRADED FD T | $9.0M | 3.75% |
| 8 | VCIT VANGUARD SCOTTSDALE FDS | $8.0M | 3.34% |
| 9 | IGSB ISHARES TR | $8.0M | 3.32% |
| 10 | SHYG ISHARES TR | $7.7M | 3.2% |
| 11 | SCHM SCHWAB STRATEGIC TR | $7.4M | 3.1% |
| 12 | AAPL APPLE INC | $7.2M | 3.0% |
| 13 | EFAV ISHARES TR | $6.8M | 2.82% |
| 14 | RPV INVESCO EXCHANGE TRADED FD T | $6.8M | 2.82% |
| 15 | IHY VANECK ETF TRUST | $6.4M | 2.68% |
| 16 | COMT ISHARES U S ETF TR | $6.2M | 2.59% |
| 17 | GLTR ABRDN PRECIOUS METALS BASKET | $6.1M | 2.54% |
| 18 | FMAT FIDELITY COVINGTON TRUST | $6.0M | 2.49% |
| 19 | SCHC SCHWAB STRATEGIC TR | $5.9M | 2.44% |
| 20 | VWO VANGUARD INTL EQUITY INDEX F | $5.5M | 2.28% |
Values as reported on the Q3 2022 Form 13F. Every position is in the holdings table below.