Peak Financial Management Inc's Q3 2024 13F: 6 new positions, 2 exits
Form 13F-HR for the quarter ended Sep 30, 2024 · filed Oct 15, 2024 · 98 reported positions · accession 0001085146-24-004909
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| New | INVESCO EXCHANGE TRADED FD T (RSP) | — | 3.8% | +3.8 pts | +72,378 sh | new |
| Reduced | INVESCO EXCHANGE TRADED FD T (RSPH) | 3.1% | 0.8% | −2.3 pts | −240K sh | −73% |
| Reduced | FIDELITY COVINGTON TRUST (FMAT) | 2.3% | 0.8% | −1.5 pts | −97,936 sh | −66% |
| Reduced | APPLE INC (AAPL) | 2.9% | 2.7% | −0.2 pts | −4,585 sh | −10% |
| Reduced | VANGUARD INDEX FDS (VOO) | 5.5% | 5.3% | −0.2 pts | −872 sh | −2% |
| Exited | BOEING CO (BA) | 0.1% | — | −0.1 pts | −2,265 sh | −100% |
| Increased | SCHWAB STRATEGIC TR (SCHZ) | 1.7% | 1.7% | +0.1 pts | +7,029 sh | +6% |
| Increased | VANGUARD SCOTTSDALE FDS (VCIT) | 3.0% | 3.0% | 0.0 pts | +3,835 sh | +3% |
| Increased | ISHARES TR (AGG) | 3.1% | 3.2% | 0.0 pts | +3,097 sh | +3% |
| Increased | ISHARES TR (ILTB) | 2.5% | 2.6% | +0.1 pts | +5,720 sh | +4% |
| Increased | SCHWAB STRATEGIC TR (SCHP) | 3.7% | 3.7% | 0.0 pts | +5,527 sh | +2% |
| New | NOVO-NORDISK A S (NVO) | — | 0.1% | +0.1 pts | +2,374 sh | new |
| Increased | SCHWAB STRATEGIC TR (SCHB) | 2.7% | 2.7% | +0.1 pts | +3,908 sh | +3% |
| New | DOW INC (DOW) | — | 0.1% | +0.1 pts | +4,543 sh | new |
| New | JOHNSON & JOHNSON (JNJ) | — | 0.1% | +0.1 pts | +1,425 sh | new |
| New | SPDR GOLD TR (GLD) | — | 0.1% | +0.1 pts | +942 sh | new |
| New | DUPONT DE NEMOURS INC (DD) | — | 0.1% | +0.1 pts | +2,465 sh | new |
| Exited | BLACKSTONE INC (BX) | 0.1% | — | −0.1 pts | −1,654 sh | −100% |
| Increased | ISHARES U S ETF TR (COMT) | 1.9% | 1.8% | −0.2 pts | +8,111 sh | +4% |
| Increased | ISHARES TR (SHYG) | 2.7% | 2.7% | 0.0 pts | +4,771 sh | +2% |
| Increased | VANGUARD STAR FDS (VXUS) | 10.9% | 11.0% | +0.1 pts | +2,966 sh | +1% |
| Reduced | VANGUARD INDEX FDS (VTI) | 8.6% | 8.5% | −0.1 pts | −678 sh | −1% |
| Reduced | ISHARES TR (IVV) | 0.6% | 0.6% | −0.1 pts | −302 sh | −8% |
| Reduced | ELI LILLY & CO (LLY) | 0.1% | 0.1% | −0.1 pts | −189 sh | −45% |
| Increased | SPDR INDEX SHS FDS (SPEM) | 2.7% | 2.9% | +0.1 pts | +3,780 sh | +2% |
| Increased | INVESCO EXCH TRADED FD TR II (PICB) | 2.4% | 2.4% | 0.0 pts | +6,139 sh | +2% |
| Increased | ISHARES TR (IJR) | 2.2% | 2.3% | +0.1 pts | +923 sh | +1% |
| Increased | BERKSHIRE HATHAWAY INC DEL (BRK-B) | 0.1% | 0.2% | 0.0 pts | +200 sh | +18% |
| Increased | NVIDIA CORPORATION (NVDA) | 1.2% | 1.1% | −0.1 pts | +744 sh | +2% |
| Increased | SCHWAB STRATEGIC TR (SCHM) | 3.0% | 3.0% | 0.0 pts | +1,076 sh | +1% |
| Reduced | TAIWAN SEMICONDUCTOR MFG LTD (TSM) | 0.1% | 0.1% | 0.0 pts | −500 sh | −23% |
| Increased | VERTEX PHARMACEUTICALS INC (VRTX) | 0.1% | 0.1% | 0.0 pts | +150 sh | +28% |
| Reduced | ISHARES TR (ESGD) | 0.2% | 0.2% | 0.0 pts | −790 sh | −8% |
| Reduced | AMAZON COM INC (AMZN) | 0.3% | 0.3% | 0.0 pts | −345 sh | −7% |
| Increased | SPDR INDEX SHS FDS (SPGM) | 7.1% | 7.2% | 0.0 pts | +869 sh | 0% |
| Reduced | INVESCO EXCHANGE TRADED FD T (RSPM) | 0.4% | 0.4% | 0.0 pts | −1,438 sh | −4% |
| Reduced | ISHARES TR (ACWI) | 1.6% | 1.6% | 0.0 pts | −435 sh | −1% |
| Reduced | SELECT SECTOR SPDR TR (XLV) | 0.2% | 0.2% | 0.0 pts | −315 sh | −8% |
| Increased | SPDR SER TR (BWX) | 1.7% | 1.7% | +0.1 pts | +1,983 sh | +1% |
| Increased | MERCK & CO INC (MRK) | 0.1% | 0.1% | 0.0 pts | +396 sh | +22% |
| Increased | VANGUARD INDEX FDS (VNQ) | 0.1% | 0.1% | 0.0 pts | +410 sh | +10% |
| Increased | EXXON MOBIL CORP (XOM) | 0.1% | 0.1% | 0.0 pts | +319 sh | +8% |
| Reduced | BARCLAYS BANK PLC (DJP) | 0.4% | 0.4% | 0.0 pts | −1,084 sh | −2% |
| Reduced | ABRDN PRECIOUS METALS BASKET (GLTR) | 2.5% | 2.6% | +0.1 pts | −289 sh | 0% |
| Reduced | VANGUARD INTL EQUITY INDEX F (VWO) | 0.3% | 0.3% | 0.0 pts | −656 sh | −3% |
| Reduced | SCHWAB STRATEGIC TR (SCHC) | 0.2% | 0.2% | 0.0 pts | −814 sh | −4% |
| Reduced | SCHWAB STRATEGIC TR (SCHF) | 1.0% | 1.0% | 0.0 pts | −680 sh | −1% |
| Reduced | ISHARES TR (SUSA) | 0.2% | 0.2% | 0.0 pts | −210 sh | −4% |
| Increased | ISHARES TR (TIP) | 1.1% | 1.1% | 0.0 pts | +227 sh | +1% |
| Reduced | TJX COS INC NEW (TJX) | 0.1% | 0.1% | 0.0 pts | −191 sh | −7% |
The 50 largest of 79 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 51.5% of the equity book
Changes in the top 10 this quarter: RSP entered · SPEM entered · RSPH left · AAPL left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD STAR FDS (VXUS) | 10.9% | 11.0% | |
| 2 | VANGUARD INDEX FDS (VTI) | 8.6% | 8.5% | |
| 3 | SPDR INDEX SHS FDS (SPGM) | 7.1% | 7.2% | |
| 4 | VANGUARD INDEX FDS (VOO) | 5.5% | 5.3% | |
| 5 | INVESCO EXCHANGE TRADED FD T (RSP) | 0.0% | 3.8% | Entered the top 10 |
| 6 | SCHWAB STRATEGIC TR (SCHP) | 3.7% | 3.7% | |
| 7 | ISHARES TR (AGG) | 3.1% | 3.2% | |
| 8 | VANGUARD SCOTTSDALE FDS (VCIT) | 3.0% | 3.0% | |
| 9 | SCHWAB STRATEGIC TR (SCHM) | 3.0% | 3.0% | |
| 10 | SPDR INDEX SHS FDS (SPEM) | 2.7% | 2.9% | Entered the top 10 |
| — | INVESCO EXCHANGE TRADED FD T (RSPH) | 3.1% | 0.8% | Left the top 10 |
| — | APPLE INC (AAPL) | 2.9% | 2.7% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).