Pasadena Private Wealth LLC's Q3 2026 13F: 39 new positions, 34 exits
Form 13F-HR for the quarter ended Sep 30, 2026 · filed Nov 10, 2026 · 274 reported positions · accession 0001760578-26-000004
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | BONDBLOXX ETF TRUST (XHLF) | 3.9% | 1.5% | −2.4 pts | −358K sh | −58% |
| New | VANGUARD MUN BD FDS (VCRM) | — | 1.8% | +1.8 pts | +211K sh | new |
| New | ISHARES TR (CMF) | — | 1.8% | +1.8 pts | +270K sh | new |
| Reduced | BLUEROCK PVT REAL ESTATE FD (BPRE) | 3.2% | 1.2% | −2.0 pts | −1.14M sh | −59% |
| Reduced | SIMPLIFY EXCHANGE TRADED FUN (CTA) | 1.7% | 0.1% | −1.6 pts | −491K sh | −96% |
| New | HARBOR ETF TRUST (HGER) | — | 1.6% | +1.6 pts | +387K sh | new |
| New | TIDAL TRUST I (GRNY) | — | 1.5% | +1.5 pts | +459K sh | new |
| New | ISHARES TR (IGF) | — | 1.5% | +1.5 pts | +202K sh | new |
| Reduced | TCW ETF TRUST (FLXR) | 1.7% | 0.1% | −1.6 pts | −308K sh | −93% |
| Reduced | VANGUARD CALIF TAX FREE FDS (VTEC) | 1.8% | 0.2% | −1.6 pts | −121K sh | −86% |
| New | DIMENSIONAL ETF TRUST (DFCF) | — | 1.3% | +1.3 pts | +267K sh | new |
| Reduced | VANGUARD MALVERN FDS (VPLS) | 1.4% | 0.1% | −1.3 pts | −133K sh | −94% |
| Reduced | PIMCO ETF TR (PYLD) | 1.5% | 0.2% | −1.3 pts | −365K sh | −82% |
| New | INVESCO EXCH TRADED FD TR II (PWZ) | — | 1.1% | +1.1 pts | +402K sh | new |
| Reduced | DIREXION SHARES ETF TRUST (COM) | 1.1% | 0.0% | −1.1 pts | −256K sh | −97% |
| New | IM GLOBAL PARTNER FUNDS (DBMF) | — | 1.1% | +1.1 pts | +273K sh | new |
| New | FIDELITY GREENWOOD STREET TR (FFUT) | — | 1.0% | +1.0 pts | +132K sh | new |
| New | TIDAL TRUST III (GRNJ) | — | 0.8% | +0.8 pts | +239K sh | new |
| New | ISHARES TR (USRT) | — | 0.8% | +0.8 pts | +102K sh | new |
| Increased | BLACKROCK ETF TRUST II (CLOA) | 0.2% | 1.0% | +0.7 pts | +118K sh | +324% |
| New | VANGUARD SCOTTSDALE FDS (VGIT) | — | 0.5% | +0.5 pts | +76,550 sh | new |
| Reduced | FIDELITY COVINGTON TRUST (FREL) | 1.1% | 0.5% | −0.6 pts | −145K sh | −50% |
| Increased | SPROTT ASSET MANAGEMENT LP (PHYS) | 0.7% | 1.1% | +0.4 pts | +122K sh | +67% |
| New | SPDR SERIES TRUST (SPTS) | — | 0.3% | +0.3 pts | +101K sh | new |
| Increased | INVESCO EXCH TRADED FD TR II (KBWY) | 0.2% | 0.5% | +0.3 pts | +172K sh | +242% |
| Increased | BLACKROCK ETF TRUST II (CALI) | 0.3% | 0.6% | +0.3 pts | +53,683 sh | +126% |
| Increased | VANGUARD INDEX FDS (VBK) | 2.5% | 2.4% | −0.1 pts | +6,755 sh | +13% |
| Reduced | VANGUARD INDEX FDS (VUG) | 11.4% | 11.0% | −0.4 pts | −22,906 sh | −2% |
| Exited | J P MORGAN EXCHANGE TRADED F (JPST) | 0.2% | — | −0.2 pts | −36,806 sh | −100% |
| Reduced | VANGUARD INDEX FDS (VTV) | 11.5% | 10.5% | −1.0 pts | −8,866 sh | −2% |
| Increased | VANGUARD MALVERN FDS (VCRB) | 0.1% | 0.3% | +0.2 pts | +21,668 sh | +288% |
| Increased | VANGUARD MALVERN FDS (VTIP) | 0.3% | 0.5% | +0.2 pts | +30,734 sh | +57% |
| New | J P MORGAN EXCHANGE TRADED F (JMUB) | — | 0.2% | +0.2 pts | +29,275 sh | new |
| Increased | JANUS DETROIT STR TR (JAAA) | 0.2% | 0.3% | +0.2 pts | +27,078 sh | +91% |
| Reduced | FLEXSHARES TR (GUNR) | 1.5% | 1.3% | −0.2 pts | −25,351 sh | −11% |
| Reduced | GRAYSCALE COINDESK CRYPTO (GDLC) | 0.2% | 0.1% | −0.1 pts | −34,764 sh | −56% |
| Reduced | STATE STR SPDR S&P 500 ETF T (SPY) | 1.4% | 1.2% | −0.2 pts | −1,634 sh | −11% |
| Exited | SCHWAB STRATEGIC TR (SCMB) | 0.1% | — | −0.1 pts | −44,784 sh | −100% |
| Increased | NEXPOINT RESIDENTIAL TR INC (NXRT) | 0.1% | 0.2% | +0.1 pts | +56,863 sh | +299% |
| Increased | FIDELITY COVINGTON TRUST (FENI) | 3.0% | 2.9% | −0.1 pts | +24,949 sh | +4% |
| New | DOUBLELINE ETF TRUST (DSCO) | — | 0.1% | +0.1 pts | +35,570 sh | new |
| Exited | PIMCO DYNAMIC INCOME FD (PDI) | 0.1% | — | −0.1 pts | −48,212 sh | −100% |
| New | ISHARES TR (LMUB) | — | 0.1% | +0.1 pts | +18,066 sh | new |
| Reduced | SCHWAB STRATEGIC TR (FNDX) | 3.5% | 3.2% | −0.3 pts | −26,545 sh | −3% |
| New | PIMCO DYNAMIC INCOME OPRNTS (PDO) | — | 0.1% | +0.1 pts | +61,805 sh | new |
| Increased | TESLA INC (TSLA) | 0.5% | 0.5% | 0.0 pts | +2,014 sh | +22% |
| Exited | REAVES UTIL INCOME FD (UTG) | 0.1% | — | −0.1 pts | −16,394 sh | −100% |
| New | VANGUARD WORLD FD (EDV) | — | 0.1% | +0.1 pts | +11,808 sh | new |
| Reduced | GRAYSCALE ETHEREUM STAKING (ETH) | 0.3% | 0.5% | +0.1 pts | −24,788 sh | −14% |
| Reduced | VANECK ETF TRUST (NLR) | 0.1% | 0.0% | −0.1 pts | −6,048 sh | −67% |
The 50 largest of 241 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- ONEOK INC NEW (OKE): 682680103 → 30609A109, 4,317 → 4,317 shares
Top 10 positions — 46.2% of the equity book
Changes in the top 10 this quarter: VBK entered · VCRM entered · XHLF left · BPRE left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS (VUG) | 11.4% | 11.0% | |
| 2 | VANGUARD INDEX FDS (VTV) | 11.5% | 10.5% | |
| 3 | VANGUARD INTL EQUITY INDEX F (VEU) | 6.9% | 6.4% | |
| 4 | SCHWAB STRATEGIC TR (FNDX) | 3.5% | 3.2% | |
| 5 | FIDELITY COVINGTON TRUST (FENI) | 3.0% | 2.9% | |
| 6 | VANGUARD INDEX FDS (VBR) | 3.2% | 2.8% | |
| 7 | APPLE INC (AAPL) | 2.6% | 2.8% | |
| 8 | AMERICAN CENTY ETF TR (AVEM) | 2.7% | 2.5% | |
| 9 | VANGUARD INDEX FDS (VBK) | 2.5% | 2.4% | Entered the top 10 |
| 10 | VANGUARD MUN BD FDS (VCRM) | 0.0% | 1.8% | Entered the top 10 |
| — | BONDBLOXX ETF TRUST (XHLF) | 3.9% | 1.5% | Left the top 10 |
| — | BLUEROCK PVT REAL ESTATE FD (BPRE) | 3.2% | 1.2% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Exited | MICRON TECHNOLOGY INC (MU) | Call | 1,100 | 0 | $0 |
| New | MICRON TECHNOLOGY INC (MU) | Call | 0 | 1,100 | $1.03M |
| Exited | TESLA INC (TSLA) | Call | 3,100 | 0 | $0 |
| New | TESLA INC (TSLA) | Call | 0 | 3,100 | $754K |
| Exited | ADVANCED MICRO DEVICES INC (AMD) | Call | 1,500 | 0 | $0 |
| New | ADVANCED MICRO DEVICES INC (AMD) | Call | 0 | 1,000 | $317K |
| Exited | ALPHABET INC (GOOG) | Call | 1,900 | 0 | $0 |
| New | ALPHABET INC (GOOG) | Call | 0 | 1,900 | $293K |
| Exited | ZSCALER INC (ZS) | Call | 3,600 | 0 | $0 |
| Exited | AMAZON COM INC (AMZN) | Call | 1,500 | 0 | $0 |
| Exited | INTEL CORP (INTC) | Call | 800 | 0 | $0 |
| New | REALTY INCOME CORP (O) | Call | 0 | 13,500 | $89.2K |
| Exited | REALTY INCOME CORP (O) | Call | 13,500 | 0 | $0 |
| Exited | ALEXANDRIA REAL ESTATE EQ IN (ARE) | Call | 8,200 | 0 | $0 |
| Exited | CROWDSTRIKE HLDGS INC (CRWD) | Call | 300 | 0 | $0 |
| Exited | MERCK & CO INC (MRK) | Call | 2,500 | 0 | $0 |
| Exited | ALPHABET INC (GOOGL) | Call | 300 | 0 | $0 |
| Exited | ONEOK INC NEW (OKE) | Call | 2,200 | 0 | $0 |
| Exited | TAIWAN SEMICONDUCTOR MANUFAC (TSM) | Call | 400 | 0 | $0 |
| Exited | UNITEDHEALTH GROUP INC (UNH) | Call | 200 | 0 | $0 |
| Exited | REXFORD INDL RLTY INC (REXR) | Call | 6,500 | 0 | $0 |
| Exited | AMERICAN TOWER CORP (AMT) | Call | 1,200 | 0 | $0 |
| Exited | MEDICAL PROPERTIES TRUST INC (MPW) | Call | 12,400 | 0 | $0 |
| New | MEDICAL PROPERTIES TRUST INC (MPW) | Call | 0 | 12,400 | $15.7K |
| Exited | CAMECO CORP (CCJ) | Call | 500 | 0 | $0 |