Pasadena Private Wealth LLC's Q1 2024 13F: 11 new positions, 13 exits
Form 13F-HR for the quarter ended Mar 31, 2024 · filed Apr 16, 2024 · 147 reported positions · accession 0001085146-24-001821
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| New | PIMCO ETF TR (STPZ) | — | 2.0% | +2.0 pts | +169K sh | new |
| Exited | ABRDN ETFS (BCI) | 1.9% | — | −1.9 pts | −405K sh | −100% |
| Increased | PACER FDS TR (CALF) | 2.8% | 4.4% | +1.6 pts | +149K sh | +61% |
| Exited | INVESCO EXCHANGE TRADED FD T (XLG) | 1.7% | — | −1.7 pts | −180K sh | −100% |
| New | BONDBLOXX ETF TRUST (XHLF) | — | 1.1% | +1.1 pts | +98,527 sh | new |
| Reduced | ISHARES TR (TLTW) | 1.2% | 0.1% | −1.1 pts | −168K sh | −94% |
| Exited | INVESCO ACTIVELY MANAGED ETF (GSY) | 0.9% | — | −0.9 pts | −74,394 sh | −100% |
| Increased | SCHWAB STRATEGIC TR (FNDF) | 0.4% | 1.3% | +0.8 pts | +104K sh | +194% |
| Exited | THE BEAUTY HEALTH COMPANY (SKIN) | 0.5% | — | −0.5 pts | −597K sh | −100% |
| Increased | PIMCO EQUITY SER (MFEM) | 0.2% | 0.6% | +0.4 pts | +93,090 sh | +195% |
| Increased | AMPLIFY ETF TR (DIVO) | 1.9% | 2.3% | +0.4 pts | +44,391 sh | +21% |
| Reduced | SCHWAB STRATEGIC TR (SCHO) | 0.9% | 0.4% | −0.4 pts | −35,141 sh | −48% |
| Increased | VANGUARD INDEX FDS (VTV) | 14.4% | 15.2% | +0.7 pts | +9,144 sh | +2% |
| Exited | UNITY SOFTWARE INC (U) | 0.3% | — | −0.3 pts | −31,026 sh | −100% |
| Reduced | SPDR SER TR (EBND) | 1.0% | 0.6% | −0.4 pts | −61,380 sh | −32% |
| Increased | DOCGO INC (DCGO) | 0.1% | 0.4% | +0.3 pts | +310K sh | +364% |
| Reduced | SCHWAB STRATEGIC TR (FNDX) | 3.3% | 3.2% | −0.2 pts | −17,230 sh | −8% |
| Increased | DIREXION SHS ETF TR (COM) | 2.0% | 2.1% | +0.1 pts | +28,914 sh | +10% |
| Increased | FLEXSHARES TR (GUNR) | 2.2% | 2.2% | 0.0 pts | +17,797 sh | +8% |
| Reduced | VANGUARD INTL EQUITY INDEX F (VEU) | 8.7% | 8.5% | −0.3 pts | −11,198 sh | −2% |
| Exited | VANGUARD WHITEHALL FDS (VWOB) | 0.1% | — | −0.1 pts | −7,957 sh | −100% |
| Exited | WISDOMTREE TR (DXJ) | 0.1% | — | −0.1 pts | −5,008 sh | −100% |
| Increased | PACER FDS TR (COWZ) | 2.0% | 2.2% | +0.2 pts | +7,169 sh | +5% |
| Reduced | WISDOMTREE TR (USFR) | 1.7% | 1.5% | −0.2 pts | −7,849 sh | −6% |
| Increased | VANGUARD MALVERN FDS (VTIP) | 2.0% | 2.0% | 0.0 pts | +7,468 sh | +4% |
| Increased | TESLA INC (TSLA) | 0.2% | 0.2% | 0.0 pts | +2,023 sh | +77% |
| Exited | VANGUARD WORLD FD (EDV) | 0.1% | — | −0.1 pts | −4,072 sh | −100% |
| Increased | NEXPOINT RESIDENTIAL TR INC (NXRT) | 0.3% | 0.4% | 0.0 pts | +10,837 sh | +26% |
| Increased | FIDELITY MERRIMACK STR TR (FBND) | 2.5% | 2.4% | −0.1 pts | +7,625 sh | +3% |
| Increased | ISHARES INC (EWJ) | 1.3% | 1.4% | +0.1 pts | +4,685 sh | +6% |
| Exited | VENTAS INC (VTR) | 0.1% | — | −0.1 pts | −6,155 sh | −100% |
| Increased | VANGUARD INDEX FDS (VUG) | 12.6% | 13.2% | +0.6 pts | +836 sh | +1% |
| Reduced | GLOBAL X FDS (XYLD) | 0.3% | 0.2% | −0.1 pts | −7,035 sh | −22% |
| Exited | ONCTERNAL THERAPEUTICS INC (ONCT) | 0.1% | — | −0.1 pts | −500K sh | −100% |
| New | UNITED PARCEL SERVICE INC (UPS) | — | 0.1% | +0.1 pts | +1,790 sh | new |
| Increased | VANGUARD INDEX FDS (VBK) | 3.0% | 3.1% | +0.1 pts | +988 sh | +2% |
| Increased | MDB CAP HLDGS LLC (MDBH) | 0.1% | 0.2% | 0.0 pts | +25,000 sh | +50% |
| New | PEPSICO INC (PEP) | — | 0.1% | +0.1 pts | +1,378 sh | new |
| Increased | SCHWAB STRATEGIC TR (FNDA) | 3.5% | 3.4% | 0.0 pts | +4,213 sh | +2% |
| Exited | ZOETIS INC (ZTS) | 0.1% | — | −0.1 pts | −1,122 sh | −100% |
| New | VALERO ENERGY CORP (VLO) | — | 0.1% | +0.1 pts | +1,344 sh | new |
| New | PAYPAL HLDGS INC (PYPL) | — | 0.1% | +0.1 pts | +3,407 sh | new |
| New | WASTE MGMT INC DEL (WM) | — | 0.1% | +0.1 pts | +1,068 sh | new |
| Reduced | ETFIS SER TR I (PFFR) | 0.4% | 0.3% | −0.1 pts | −12,152 sh | −13% |
| Exited | VANGUARD BD INDEX FDS (BND) | 0.1% | — | −0.1 pts | −2,852 sh | −100% |
| New | CLEARBRIDGE ENERGY MIDSTRM O (EMO) | — | 0.1% | +0.1 pts | +5,480 sh | new |
| New | VANGUARD MALVERN FDS (VCRB) | — | 0.0% | 0.0 pts | +2,796 sh | new |
| Increased | VANGUARD INDEX FDS (VBR) | 5.1% | 5.1% | +0.1 pts | +1,103 sh | +1% |
| New | M & T BK CORP (MTB) | — | 0.0% | 0.0 pts | +1,416 sh | new |
| Increased | AMGEN INC (AMGN) | 0.2% | 0.2% | 0.0 pts | +635 sh | +29% |
The 50 largest of 122 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 60.8% of the equity book
Changes in the top 10 this quarter: DIVO entered · GUNR left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS (VTV) | 14.4% | 15.2% | |
| 2 | VANGUARD INDEX FDS (VUG) | 12.6% | 13.2% | |
| 3 | VANGUARD INTL EQUITY INDEX F (VEU) | 8.7% | 8.5% | |
| 4 | VANGUARD INDEX FDS (VBR) | 5.1% | 5.1% | |
| 5 | PACER FDS TR (CALF) | 2.8% | 4.4% | |
| 6 | SCHWAB STRATEGIC TR (FNDA) | 3.5% | 3.4% | |
| 7 | SCHWAB STRATEGIC TR (FNDX) | 3.3% | 3.2% | |
| 8 | VANGUARD INDEX FDS (VBK) | 3.0% | 3.1% | |
| 9 | FIDELITY MERRIMACK STR TR (FBND) | 2.5% | 2.4% | |
| 10 | AMPLIFY ETF TR (DIVO) | 1.9% | 2.3% | Entered the top 10 |
| — | FLEXSHARES TR (GUNR) | 2.2% | 2.2% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Reduced | UBER TECHNOLOGIES INC (UBER) | Call | 3,500 | 200 | $10.6K |
| Reduced | SNAP INC (SNAP) | Call | 10,500 | 5,000 | $13.5K |
| Increased | FORD MTR CO DEL (F) | Call | 10,000 | 11,500 | $12.3K |
| New | APPLE INC (AAPL) | Call | 0 | 1,800 | $2.3K |
| Reduced | ADVANCED MICRO DEVICES INC (AMD) | Put | 2,500 | 500 | $390 |