Pasadena Private Wealth LLC's Q4 2023 13F: 58 new positions, 7 exits
Form 13F-HR for the quarter ended Dec 31, 2023 · filed Jan 10, 2024 · 149 reported positions · accession 0001085146-24-000162
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Reduced | GLOBAL X FDS (XYLD) | 5.9% | 0.3% | −5.6 pts | −474K sh | −94% |
| New | SCHWAB STRATEGIC TR (FNDA) | — | 3.5% | +3.5 pts | +258K sh | new |
| New | SCHWAB STRATEGIC TR (FNDX) | — | 3.3% | +3.3 pts | +221K sh | new |
| Reduced | PACER FDS TR (COWZ) | 4.4% | 2.0% | −2.4 pts | −141K sh | −47% |
| New | WISDOMTREE TR (USFR) | — | 1.7% | +1.7 pts | +139K sh | new |
| New | INVESCO EXCHANGE TRADED FD T (XLG) | — | 1.7% | +1.7 pts | +180K sh | new |
| Increased | AMPLIFY ETF TR (DIVO) | 0.3% | 1.9% | +1.6 pts | +182K sh | +693% |
| Reduced | PACER FDS TR (CALF) | 4.4% | 2.8% | −1.6 pts | −113K sh | −32% |
| Reduced | VANGUARD WHITEHALL FDS (VWOB) | 1.6% | 0.1% | −1.4 pts | −80,654 sh | −91% |
| New | ISHARES INC (EWJ) | — | 1.3% | +1.3 pts | +80,042 sh | new |
| New | ISHARES TR (TLTW) | — | 1.2% | +1.2 pts | +178K sh | new |
| Reduced | VANGUARD WORLD FD (EDV) | 1.3% | 0.1% | −1.3 pts | −60,157 sh | −94% |
| Reduced | WISDOMTREE TR (DXJ) | 1.6% | 0.1% | −1.5 pts | −54,229 sh | −92% |
| New | SPDR SER TR (EBND) | — | 1.0% | +1.0 pts | +194K sh | new |
| New | SCHWAB STRATEGIC TR (SCHO) | — | 0.9% | +0.9 pts | +73,391 sh | new |
| Exited | FRANKLIN TEMPLETON ETF TR (FLIN) | 0.8% | — | −0.8 pts | −82,354 sh | −100% |
| New | ISHARES TR (INDY) | — | 0.7% | +0.7 pts | +56,037 sh | new |
| Reduced | INVESCO ACTIVELY MANAGED ETF (GSY) | 1.7% | 0.9% | −0.8 pts | −39,312 sh | −35% |
| New | THE BEAUTY HEALTH COMPANY (SKIN) | — | 0.5% | +0.5 pts | +597K sh | new |
| New | SCHWAB STRATEGIC TR (FNDF) | — | 0.4% | +0.4 pts | +53,707 sh | new |
| New | ETFIS SER TR I (PFFR) | — | 0.4% | +0.4 pts | +90,801 sh | new |
| Increased | VANGUARD SCOTTSDALE FDS (VGSH) | 0.9% | 1.1% | +0.2 pts | +25,707 sh | +49% |
| New | NEXPOINT RESIDENTIAL TR INC (NXRT) | — | 0.3% | +0.3 pts | +41,489 sh | new |
| New | ETFIS SER TR I (PFFA) | — | 0.3% | +0.3 pts | +66,671 sh | new |
| New | UNITY SOFTWARE INC (U) | — | 0.3% | +0.3 pts | +31,026 sh | new |
| New | NATIONAL STORAGE AFFILIATES (NSA) | — | 0.3% | +0.3 pts | +29,152 sh | new |
| New | ALEXANDRIA REAL ESTATE EQ IN (ARE) | — | 0.3% | +0.3 pts | +8,945 sh | new |
| New | AVALONBAY CMNTYS INC (AVB) | — | 0.3% | +0.3 pts | +5,478 sh | new |
| Increased | VANGUARD INDEX FDS (VTV) | 16.1% | 14.4% | −1.6 pts | +6,331 sh | +2% |
| New | PIMCO EQUITY SER (MFEM) | — | 0.2% | +0.2 pts | +47,709 sh | new |
| Increased | APPLE INC (AAPL) | 1.7% | 1.8% | +0.1 pts | +4,650 sh | +14% |
| New | REALTY INCOME CORP (O) | — | 0.2% | +0.2 pts | +14,428 sh | new |
| New | STAG INDL INC (STAG) | — | 0.2% | +0.2 pts | +19,445 sh | new |
| New | DIGITAL RLTY TR INC (DLR) | — | 0.2% | +0.2 pts | +5,310 sh | new |
| New | MPLX LP (MPLX) | — | 0.2% | +0.2 pts | +19,179 sh | new |
| Increased | DIREXION SHS ETF TR (COM) | 2.4% | 2.0% | −0.4 pts | +24,686 sh | +9% |
| New | ENTERPRISE PRODS PARTNERS L (EPD) | — | 0.2% | +0.2 pts | +25,547 sh | new |
| New | SUN CMNTYS INC (SUI) | — | 0.1% | +0.1 pts | +4,425 sh | new |
| New | MDB CAP HLDGS LLC (MDBH) | — | 0.1% | +0.1 pts | +50,000 sh | new |
| Exited | ROYCE VALUE TR INC (RVT) | 0.1% | — | −0.1 pts | −35,900 sh | −100% |
| New | PUBLIC STORAGE (PSA) | — | 0.1% | +0.1 pts | +1,841 sh | new |
| New | HIGHWOODS PPTYS INC (HIW) | — | 0.1% | +0.1 pts | +23,922 sh | new |
| Reduced | VANGUARD INTL EQUITY INDEX F (VEU) | 10.0% | 8.7% | −1.3 pts | −9,078 sh | −1% |
| New | DOCGO INC (DCGO) | — | 0.1% | +0.1 pts | +85,307 sh | new |
| New | PROLOGIS INC. (PLD) | — | 0.1% | +0.1 pts | +3,345 sh | new |
| New | HEALTHPEAK PROPERTIES INC (PEAK) | — | 0.1% | +0.1 pts | +21,801 sh | new |
| New | OMEGA HEALTHCARE INVS INC (OHI) | — | 0.1% | +0.1 pts | +14,002 sh | new |
| New | TIDAL ETF TR (GSPY) | — | 0.1% | +0.1 pts | +15,714 sh | new |
| Increased | FLEXSHARES TR (GUNR) | 2.5% | 2.2% | −0.3 pts | +9,904 sh | +5% |
| New | RCI HOSPITALITY HLDGS INC (RICK) | — | 0.1% | +0.1 pts | +5,855 sh | new |
The 50 largest of 136 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 58.3% of the equity book
Changes in the top 10 this quarter: FNDA entered · FNDX entered · XYLD left · COWZ left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS (VTV) | 16.1% | 14.4% | |
| 2 | VANGUARD INDEX FDS (VUG) | 13.5% | 12.6% | |
| 3 | VANGUARD INTL EQUITY INDEX F (VEU) | 10.0% | 8.7% | |
| 4 | VANGUARD INDEX FDS (VBR) | 5.5% | 5.1% | |
| 5 | SCHWAB STRATEGIC TR (FNDA) | 0.0% | 3.5% | Entered the top 10 |
| 6 | SCHWAB STRATEGIC TR (FNDX) | 0.0% | 3.3% | Entered the top 10 |
| 7 | VANGUARD INDEX FDS (VBK) | 3.2% | 3.0% | |
| 8 | PACER FDS TR (CALF) | 4.4% | 2.8% | |
| 9 | FIDELITY MERRIMACK STR TR (FBND) | 3.0% | 2.5% | |
| 10 | FLEXSHARES TR (GUNR) | 2.5% | 2.2% | |
| — | GLOBAL X FDS (XYLD) | 5.9% | 0.3% | Left the top 10 |
| — | PACER FDS TR (COWZ) | 4.4% | 2.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| New | UBER TECHNOLOGIES INC (UBER) | Call | 0 | 3,500 | $68.5K |
| Exited | META PLATFORMS INC (META) | Call | 200 | 0 | $0 |
| Exited | NETFLIX INC (NFLX) | Call | 300 | 0 | $0 |
| Increased | ADVANCED MICRO DEVICES INC (AMD) | Put | 500 | 2,500 | $1.36K |