Pasadena Private Wealth LLC's Q3 2023 13F: 10 new positions, 20 exits
Form 13F-HR for the quarter ended Sep 30, 2023 · filed Oct 11, 2023 · 98 reported positions · accession 0001085146-23-003691
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| New | PACER FDS TR (CALF) | — | 4.4% | +4.4 pts | +356K sh | new |
| Increased | PACER FDS TR (COWZ) | 0.2% | 4.4% | +4.2 pts | +284K sh | +2079% |
| Exited | SPDR SER TR (BIL) | 3.2% | — | −3.2 pts | −122K sh | −100% |
| Reduced | INVESCO ACTIVELY MANAGED ETF (GSY) | 4.2% | 1.7% | −2.5 pts | −189K sh | −62% |
| Reduced | VANGUARD MALVERN FDS (VTIP) | 5.0% | 2.5% | −2.5 pts | −195K sh | −53% |
| Reduced | GLOBAL X FDS (XYLD) | 8.0% | 5.9% | −2.1 pts | −185K sh | −27% |
| Reduced | FLEXSHARES TR (GUNR) | 4.4% | 2.5% | −1.8 pts | −176K sh | −46% |
| New | WISDOMTREE TR (DXJ) | — | 1.6% | +1.6 pts | +59,237 sh | new |
| Exited | SSGA ACTIVE ETF TR (TOTL) | 1.5% | — | −1.5 pts | −134K sh | −100% |
| New | VANGUARD WORLD FD (EDV) | — | 1.3% | +1.3 pts | +64,229 sh | new |
| Exited | J P MORGAN EXCHANGE TRADED F (JPST) | 1.1% | — | −1.1 pts | −76,312 sh | −100% |
| Increased | VANGUARD INDEX FDS (VUG) | 12.4% | 13.5% | +1.2 pts | +10,826 sh | +7% |
| New | FRANKLIN TEMPLETON ETF TR (FLIN) | — | 0.8% | +0.8 pts | +82,354 sh | new |
| Reduced | ABRDN ETFS (BCI) | 2.9% | 2.5% | −0.4 pts | −118K sh | −23% |
| Reduced | DIREXION SHS ETF TR (COM) | 2.8% | 2.4% | −0.4 pts | −67,021 sh | −20% |
| Increased | VANGUARD SCOTTSDALE FDS (VGSH) | 0.3% | 0.9% | +0.6 pts | +33,267 sh | +176% |
| New | VANGUARD SCOTTSDALE FDS (VGIT) | — | 0.5% | +0.5 pts | +26,431 sh | new |
| Exited | PIMCO ETF TR (MINT) | 0.4% | — | −0.4 pts | −15,505 sh | −100% |
| Increased | FIDELITY MERRIMACK STR TR (FBND) | 2.6% | 3.0% | +0.5 pts | +31,514 sh | +16% |
| Exited | ISHARES TR (TLTW) | 0.4% | — | −0.4 pts | −43,294 sh | −100% |
| Increased | VANGUARD INDEX FDS (VTV) | 15.3% | 16.1% | +0.8 pts | +7,634 sh | +2% |
| Exited | VANECK ETF TRUST (MLN) | 0.3% | — | −0.3 pts | −61,479 sh | −100% |
| Increased | VANGUARD INDEX FDS (VBR) | 5.1% | 5.5% | +0.4 pts | +6,455 sh | +6% |
| Increased | VANGUARD INDEX FDS (VBK) | 3.0% | 3.2% | +0.2 pts | +3,699 sh | +8% |
| New | INVESCO EXCH TRADED FD TR II (PCEF) | — | 0.2% | +0.2 pts | +42,181 sh | new |
| Exited | VANGUARD BD INDEX FDS (BIV) | 0.2% | — | −0.2 pts | −9,748 sh | −100% |
| Increased | VANGUARD WHITEHALL FDS (VWOB) | 1.4% | 1.6% | +0.2 pts | +10,064 sh | +13% |
| Increased | SPROTT PHYSICAL SILVER TR (PSLV) | 0.5% | 0.7% | +0.2 pts | +63,775 sh | +27% |
| New | ROYCE VALUE TR INC (RVT) | — | 0.1% | +0.1 pts | +35,900 sh | new |
| Exited | MAGELLAN MIDSTREAM PRTNRS LP (MMP) | 0.1% | — | −0.1 pts | −7,400 sh | −100% |
| Increased | VANGUARD INTL EQUITY INDEX F (VEU) | 9.8% | 10.0% | +0.3 pts | +7,698 sh | +1% |
| New | BOEING CO (BA) | — | 0.1% | +0.1 pts | +2,058 sh | new |
| Exited | UNITY SOFTWARE INC (U) | 0.1% | — | −0.1 pts | −9,582 sh | −100% |
| Exited | INVESCO EXCH TRADED FD TR II (PGX) | 0.1% | — | −0.1 pts | −33,171 sh | −100% |
| Exited | WASTE MGMT INC DEL (WM) | 0.1% | — | −0.1 pts | −2,068 sh | −100% |
| Exited | SPROTT FDS TR (URNM) | 0.1% | — | −0.1 pts | −9,924 sh | −100% |
| New | ONEOK INC NEW (OKE) | — | 0.1% | +0.1 pts | +4,934 sh | new |
| Exited | VALERO ENERGY CORP (VLO) | 0.1% | — | −0.1 pts | −2,696 sh | −100% |
| Exited | SELECT SECTOR SPDR TR (XLE) | 0.1% | — | −0.1 pts | −3,781 sh | −100% |
| Exited | AZUL S A (AZULQ) | 0.1% | — | −0.1 pts | −22,000 sh | −100% |
| Exited | DUKE ENERGY CORP NEW (DUK) | 0.1% | — | −0.1 pts | −2,662 sh | −100% |
| Exited | SSGA ACTIVE ETF TR (RLY) | 0.1% | — | −0.1 pts | −8,647 sh | −100% |
| Increased | AMPLIFY ETF TR (DIVO) | 0.2% | 0.3% | +0.1 pts | +6,081 sh | +30% |
| Exited | AMERICAN TOWER CORP NEW (AMT) | 0.1% | — | −0.1 pts | −1,115 sh | −100% |
| Exited | LEGALZOOM COM INC (LZ) | 0.0% | — | 0.0 pts | −13,037 sh | −100% |
| Reduced | ABBVIE INC (ABBV) | 0.1% | 0.1% | 0.0 pts | −989 sh | −39% |
| Reduced | EXXON MOBIL CORP (XOM) | 0.1% | 0.1% | 0.0 pts | −1,245 sh | −31% |
| Reduced | CORNERSTONE STRATEGIC VALUE (CLM) | 0.1% | 0.0% | 0.0 pts | −16,263 sh | −46% |
| Increased | AMPLIFY ETF TR (IDVO) | 0.1% | 0.2% | 0.0 pts | +4,837 sh | +27% |
| Increased | ISHARES TR (ITOT) | 0.2% | 0.2% | 0.0 pts | +1,263 sh | +18% |
The 50 largest of 91 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 68.7% of the equity book
Changes in the top 10 this quarter: CALF entered · COWZ entered · FBND entered · VTIP left · GSY left · BIL left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS (VTV) | 15.3% | 16.1% | |
| 2 | VANGUARD INDEX FDS (VUG) | 12.4% | 13.5% | |
| 3 | VANGUARD INTL EQUITY INDEX F (VEU) | 9.8% | 10.0% | |
| 4 | GLOBAL X FDS (XYLD) | 8.0% | 5.9% | |
| 5 | VANGUARD INDEX FDS (VBR) | 5.1% | 5.5% | |
| 6 | PACER FDS TR (CALF) | 0.0% | 4.4% | Entered the top 10 |
| 7 | PACER FDS TR (COWZ) | 0.2% | 4.4% | Entered the top 10 |
| 8 | VANGUARD INDEX FDS (VBK) | 3.0% | 3.2% | |
| 9 | FIDELITY MERRIMACK STR TR (FBND) | 2.6% | 3.0% | Entered the top 10 |
| 10 | FLEXSHARES TR (GUNR) | 4.4% | 2.5% | |
| — | VANGUARD MALVERN FDS (VTIP) | 5.0% | 2.5% | Left the top 10 |
| — | INVESCO ACTIVELY MANAGED ETF (GSY) | 4.2% | 1.7% | Left the top 10 |
| — | SPDR SER TR (BIL) | 3.2% | 0.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Increased | SNAP INC (SNAP) | Call | 8,500 | 10,500 | $6.86K |
| Increased | FORD MTR CO DEL (F) | Call | 8,000 | 10,000 | $6.99K |