Pasadena Private Wealth LLC's Q2 2023 13F: 15 new positions, 13 exits
Form 13F-HR for the quarter ended Jun 30, 2023 · filed Jul 12, 2023 · 108 reported positions · accession 0001085146-23-002656
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Exited | SCHWAB STRATEGIC TR (FNDX) | 5.4% | — | −5.4 pts | −342K sh | −100% |
| New | SPDR SER TR (BIL) | — | 3.2% | +3.2 pts | +122K sh | new |
| New | ABRDN ETFS (BCI) | — | 2.9% | +2.9 pts | +514K sh | new |
| Exited | SCHWAB STRATEGIC TR (FNDA) | 2.5% | — | −2.5 pts | −175K sh | −100% |
| New | VANGUARD WHITEHALL FDS (VWOB) | — | 1.4% | +1.4 pts | +78,547 sh | new |
| Exited | VANGUARD INTL EQUITY INDEX F (VWO) | 1.3% | — | −1.3 pts | −109K sh | −100% |
| Exited | KRANESHARES TR (KRBN) | 1.2% | — | −1.2 pts | −103K sh | −100% |
| Increased | VANGUARD MALVERN FDS (VTIP) | 4.2% | 5.0% | +0.7 pts | +65,790 sh | +22% |
| Reduced | VANGUARD INDEX FDS (VUG) | 11.9% | 12.4% | +0.5 pts | −9,457 sh | −6% |
| Increased | FIDELITY MERRIMACK STR TR (FBND) | 2.1% | 2.6% | +0.4 pts | +40,582 sh | +26% |
| Increased | FLEXSHARES TR (GUNR) | 4.3% | 4.4% | +0.1 pts | +34,535 sh | +10% |
| Increased | VANGUARD INDEX FDS (VBR) | 4.6% | 5.1% | +0.4 pts | +8,004 sh | +8% |
| Exited | SPDR SER TR (SPTS) | 0.3% | — | −0.3 pts | −36,624 sh | −100% |
| Increased | ISHARES TR (TLTW) | 0.1% | 0.4% | +0.3 pts | +29,387 sh | +211% |
| Exited | PACER FDS TR (CALF) | 0.2% | — | −0.2 pts | −20,250 sh | −100% |
| New | VANGUARD BD INDEX FDS (BIV) | — | 0.2% | +0.2 pts | +9,748 sh | new |
| New | AMGEN INC (AMGN) | — | 0.2% | +0.2 pts | +2,625 sh | new |
| Reduced | VANGUARD INTL EQUITY INDEX F (VEU) | 10.0% | 9.8% | −0.2 pts | −10,137 sh | −2% |
| Reduced | VANGUARD SCOTTSDALE FDS (VGSH) | 0.5% | 0.3% | −0.2 pts | −9,049 sh | −32% |
| Increased | GLOBAL X FDS (XYLD) | 7.9% | 8.0% | 0.0 pts | +12,427 sh | +2% |
| New | BLACKSTONE SECD LENDING FD (BXSL) | — | 0.1% | +0.1 pts | +15,891 sh | new |
| Reduced | UNITY SOFTWARE INC (U) | 0.2% | 0.1% | −0.1 pts | −10,000 sh | −51% |
| New | WASTE MGMT INC DEL (WM) | — | 0.1% | +0.1 pts | +2,068 sh | new |
| New | META PLATFORMS INC (META) | — | 0.1% | +0.1 pts | +1,208 sh | new |
| Increased | VANECK ETF TRUST (MLN) | 0.2% | 0.3% | +0.1 pts | +19,312 sh | +46% |
| Exited | WISDOMTREE TR (DEM) | 0.1% | — | −0.1 pts | −8,821 sh | −100% |
| Increased | DIREXION SHS ETF TR (COM) | 2.9% | 2.8% | −0.1 pts | +11,047 sh | +3% |
| New | COSTCO WHSL CORP NEW (COST) | — | 0.1% | +0.1 pts | +570 sh | new |
| New | SELECT SECTOR SPDR TR (XLE) | — | 0.1% | +0.1 pts | +3,781 sh | new |
| Reduced | SPDR S&P 500 ETF TR (SPY) | 0.9% | 0.9% | 0.0 pts | −625 sh | −8% |
| New | NETFLIX INC (NFLX) | — | 0.1% | +0.1 pts | +569 sh | new |
| Exited | AT&T INC (T) | 0.1% | — | −0.1 pts | −12,650 sh | −100% |
| Increased | HARVARD BIOSCIENCE INC (HBIO) | 0.2% | 0.3% | +0.1 pts | +38,259 sh | +29% |
| Exited | NUTRIEN LTD (NTR) | 0.1% | — | −0.1 pts | −2,723 sh | −100% |
| Reduced | VANGUARD INDEX FDS (VTV) | 15.3% | 15.3% | 0.0 pts | −1,426 sh | 0% |
| New | OWL ROCK CAPITAL CORPORATION (OBDC) | — | 0.1% | +0.1 pts | +14,662 sh | new |
| New | ARMOUR RESIDENTIAL REIT INC (ARR) | — | 0.1% | +0.1 pts | +35,335 sh | new |
| New | NEW YORK CMNTY BANCORP INC (NYCBXXXX) | — | 0.0% | 0.0 pts | +14,691 sh | new |
| Increased | VANGUARD INDEX FDS (VBK) | 2.9% | 3.0% | +0.1 pts | +710 sh | +2% |
| Reduced | VANGUARD TAX-MANAGED FDS (VEA) | 0.1% | 0.1% | 0.0 pts | −2,050 sh | −22% |
| Reduced | AMPLIFY ETF TR (DIVO) | 0.2% | 0.2% | 0.0 pts | −2,323 sh | −10% |
| Increased | J P MORGAN EXCHANGE TRADED F (JPST) | 1.1% | 1.1% | 0.0 pts | +1,406 sh | +2% |
| Reduced | SSGA ACTIVE ETF TR (TOTL) | 1.6% | 1.5% | −0.1 pts | −1,651 sh | −1% |
| Reduced | SCHWAB STRATEGIC TR (SCHD) | 0.5% | 0.4% | 0.0 pts | −767 sh | −4% |
| Increased | VALERO ENERGY CORP (VLO) | 0.1% | 0.1% | 0.0 pts | +466 sh | +21% |
| Increased | SNAP INC (SNAP) | 0.0% | 0.0% | 0.0 pts | +4,500 sh | +129% |
| Reduced | APPLE INC (AAPL) | 1.6% | 1.8% | +0.2 pts | −228 sh | −1% |
| Increased | TESLA INC (TSLA) | 0.1% | 0.2% | 0.0 pts | +162 sh | +8% |
| Reduced | NVIDIA CORPORATION (NVDA) | 0.1% | 0.1% | 0.0 pts | −100 sh | −12% |
| New | KANDI TECHNOLOGIES GROUP INC (KNDI) | — | 0.0% | 0.0 pts | +10,350 sh | new |
The 50 largest of 91 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:
- VERB TECHNOLOGY CO INC (VERB): 92337U104 → 92337U203, 556K → 13,890 shares (share count changed with the identifier; not shown as a trade)
Top 10 positions — 70.2% of the equity book
Changes in the top 10 this quarter: BIL entered · VBK entered · FNDX left · COM left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS (VTV) | 15.3% | 15.3% | |
| 2 | VANGUARD INDEX FDS (VUG) | 11.9% | 12.4% | |
| 3 | VANGUARD INTL EQUITY INDEX F (VEU) | 10.0% | 9.8% | |
| 4 | GLOBAL X FDS (XYLD) | 7.9% | 8.0% | |
| 5 | VANGUARD INDEX FDS (VBR) | 4.6% | 5.1% | |
| 6 | VANGUARD MALVERN FDS (VTIP) | 4.2% | 5.0% | |
| 7 | FLEXSHARES TR (GUNR) | 4.3% | 4.4% | |
| 8 | INVESCO ACTIVELY MANAGED ETF (GSY) | 4.4% | 4.2% | |
| 9 | SPDR SER TR (BIL) | 0.0% | 3.2% | Entered the top 10 |
| 10 | VANGUARD INDEX FDS (VBK) | 2.9% | 3.0% | Entered the top 10 |
| — | SCHWAB STRATEGIC TR (FNDX) | 5.4% | 0.0% | Left the top 10 |
| — | DIREXION SHS ETF TR (COM) | 2.9% | 2.8% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| New | NETFLIX INC (NFLX) | Call | 0 | 300 | $17.6K |
| Exited | FEDEX CORP (FDX) | Call | 800 | 0 | $0 |
| New | META PLATFORMS INC (META) | Call | 0 | 200 | $6.86K |