Pasadena Private Wealth LLC's Q1 2023 13F: 13 new positions, 13 exits
Form 13F-HR for the quarter ended Mar 31, 2023 · filed Apr 20, 2023 · 106 reported positions · accession 0001085146-23-001760
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Increased | GLOBAL X FDS (XYLD) | 0.3% | 7.9% | +7.7 pts | +657K sh | +3023% |
| Exited | SCHWAB STRATEGIC TR (SCHB) | 6.6% | — | −6.6 pts | −476K sh | −100% |
| New | SCHWAB STRATEGIC TR (FNDX) | — | 5.4% | +5.4 pts | +342K sh | new |
| Reduced | VANGUARD SCOTTSDALE FDS (VGSH) | 5.8% | 0.5% | −5.3 pts | −298K sh | −91% |
| Increased | VANGUARD MALVERN FDS (VTIP) | 0.1% | 4.2% | +4.1 pts | +299K sh | +4480% |
| Exited | SCHWAB STRATEGIC TR (SCHP) | 2.8% | — | −2.8 pts | −176K sh | −100% |
| New | VANGUARD INTL EQUITY INDEX F (VWO) | — | 1.3% | +1.3 pts | +109K sh | new |
| Reduced | VANGUARD INDEX FDS (VUG) | 11.8% | 11.9% | +0.1 pts | −14,486 sh | −8% |
| Increased | FIDELITY MERRIMACK STR TR (FBND) | 1.1% | 2.1% | +1.0 pts | +77,718 sh | +96% |
| Reduced | J P MORGAN EXCHANGE TRADED F (JPST) | 2.2% | 1.1% | −1.1 pts | −64,439 sh | −46% |
| Reduced | FLEXSHARES TR (GUNR) | 5.2% | 4.3% | −0.9 pts | −36,586 sh | −9% |
| Reduced | INVESCO ACTIVELY MANAGED ETF (GSY) | 5.1% | 4.4% | −0.7 pts | −30,555 sh | −9% |
| Reduced | SCHWAB STRATEGIC TR (FNDA) | 2.9% | 2.5% | −0.5 pts | −28,418 sh | −14% |
| Reduced | SPROTT PHYSICAL SILVER TR (PSLV) | 1.0% | 0.6% | −0.4 pts | −155K sh | −39% |
| New | SPDR SER TR (SPTS) | — | 0.3% | +0.3 pts | +36,624 sh | new |
| Increased | SSGA ACTIVE ETF TR (TOTL) | 1.4% | 1.6% | +0.2 pts | +23,321 sh | +21% |
| Reduced | VANGUARD INDEX FDS (VBK) | 3.1% | 2.9% | −0.2 pts | −4,225 sh | −8% |
| Increased | VANGUARD INTL EQUITY INDEX F (VEU) | 9.8% | 10.0% | +0.2 pts | +15,536 sh | +2% |
| Exited | GLOBAL X FDS (RYLD) | 0.2% | — | −0.2 pts | −39,875 sh | −100% |
| Reduced | VANGUARD INDEX FDS (VBR) | 5.2% | 4.6% | −0.5 pts | −4,882 sh | −5% |
| New | PACER FDS TR (CALF) | — | 0.2% | +0.2 pts | +20,250 sh | new |
| Increased | PIMCO ETF TR (MINT) | 0.2% | 0.4% | +0.2 pts | +7,566 sh | +95% |
| Reduced | AMPLIFY ETF TR (DIVO) | 0.5% | 0.2% | −0.2 pts | −18,830 sh | −46% |
| Increased | APPLE INC (AAPL) | 1.2% | 1.6% | +0.4 pts | +3,640 sh | +12% |
| Exited | INVESCO ACTVELY MNGD ETC FD (PDBC) | 0.2% | — | −0.2 pts | −37,295 sh | −100% |
| Exited | BLACKSTONE SECD LENDING FD (BXSL) | 0.2% | — | −0.2 pts | −22,696 sh | −100% |
| Increased | VANGUARD INDEX FDS (VTV) | 16.4% | 15.3% | −1.1 pts | +3,626 sh | +1% |
| New | AMPLIFY ETF TR (IDVO) | — | 0.1% | +0.1 pts | +17,968 sh | new |
| New | ISHARES TR (TLTW) | — | 0.1% | +0.1 pts | +13,907 sh | new |
| New | INVESCO EXCH TRADED FD TR II (PGX) | — | 0.1% | +0.1 pts | +32,251 sh | new |
| Exited | RIO TINTO PLC (RIO) | 0.1% | — | −0.1 pts | −4,714 sh | −100% |
| New | WISDOMTREE TR (DEM) | — | 0.1% | +0.1 pts | +8,821 sh | new |
| Reduced | DIREXION SHS ETF TR (COM) | 3.1% | 2.9% | −0.2 pts | −10,661 sh | −3% |
| Reduced | UNITY SOFTWARE INC (U) | 0.3% | 0.2% | −0.1 pts | −9,932 sh | −34% |
| New | SPROTT FDS TR (URNM) | — | 0.1% | +0.1 pts | +9,842 sh | new |
| Exited | GLOBAL X FDS (MLPA) | 0.1% | — | −0.1 pts | −7,002 sh | −100% |
| Exited | VALE S A (VALE) | 0.1% | — | −0.1 pts | −15,854 sh | −100% |
| Exited | CONYERS PARK III ACQSITN COR (CPAA) | 0.1% | — | −0.1 pts | −127K sh | −100% |
| Reduced | VANECK ETF TRUST (MLN) | 0.3% | 0.2% | −0.1 pts | −15,295 sh | −27% |
| Increased | KRANESHARES TR (KRBN) | 1.1% | 1.2% | +0.1 pts | +6,581 sh | +7% |
| New | NVIDIA CORPORATION (NVDA) | — | 0.1% | +0.1 pts | +815 sh | new |
| Exited | PNC FINL SVCS GROUP INC (PNC) | 0.1% | — | −0.1 pts | −1,337 sh | −100% |
| Exited | M & T BK CORP (MTB) | 0.1% | — | −0.1 pts | −1,416 sh | −100% |
| Reduced | SCHWAB STRATEGIC TR (SCHD) | 0.6% | 0.5% | −0.1 pts | −2,894 sh | −12% |
| New | NUTRIEN LTD (NTR) | — | 0.1% | +0.1 pts | +2,723 sh | new |
| Increased | PACER FDS TR (COWZ) | 0.2% | 0.2% | 0.0 pts | +3,471 sh | +33% |
| Reduced | TESLA INC (TSLA) | 0.1% | 0.1% | 0.0 pts | −701 sh | −26% |
| Increased | CORNERSTONE STRATEGIC VALUE (CLM) | 0.0% | 0.1% | 0.0 pts | +15,565 sh | +79% |
| New | AGNC INVT CORP (AGNC) | — | 0.0% | 0.0 pts | +11,760 sh | new |
| Increased | ALPHABET INC (GOOG) | 0.2% | 0.2% | +0.1 pts | +1,111 sh | +17% |
The 50 largest of 89 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 71.0% of the equity book
Changes in the top 10 this quarter: XYLD entered · FNDX entered · VTIP entered · SCHB left · VGSH left · VBK left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS (VTV) | 16.4% | 15.3% | |
| 2 | VANGUARD INDEX FDS (VUG) | 11.8% | 11.9% | |
| 3 | VANGUARD INTL EQUITY INDEX F (VEU) | 9.8% | 10.0% | |
| 4 | GLOBAL X FDS (XYLD) | 0.3% | 7.9% | Entered the top 10 |
| 5 | SCHWAB STRATEGIC TR (FNDX) | 0.0% | 5.4% | Entered the top 10 |
| 6 | VANGUARD INDEX FDS (VBR) | 5.2% | 4.6% | |
| 7 | INVESCO ACTIVELY MANAGED ETF (GSY) | 5.1% | 4.4% | |
| 8 | FLEXSHARES TR (GUNR) | 5.2% | 4.3% | |
| 9 | VANGUARD MALVERN FDS (VTIP) | 0.1% | 4.2% | Entered the top 10 |
| 10 | DIREXION SHS ETF TR (COM) | 3.1% | 2.9% | |
| — | SCHWAB STRATEGIC TR (SCHB) | 6.6% | 0.0% | Left the top 10 |
| — | VANGUARD SCOTTSDALE FDS (VGSH) | 5.8% | 0.5% | Left the top 10 |
| — | VANGUARD INDEX FDS (VBK) | 3.1% | 2.9% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Exited | UBER TECHNOLOGIES INC (UBER) | Call | 12,900 | 0 | $0 |
| New | FEDEX CORP (FDX) | Call | 0 | 800 | $7.44K |
| New | ADVANCED MICRO DEVICES INC (AMD) | Put | 0 | 500 | $5.18K |
| Increased | SNAP INC (SNAP) | Call | 7,500 | 8,500 | $11.2K |
| Exited | AMERICAN AIRLS GROUP INC (AAL) | Call | 25,000 | 0 | $0 |
| Exited | UNITY SOFTWARE INC (U) | Call | 100 | 0 | $0 |