Pasadena Private Wealth LLC's Q4 2022 13F: 22 new positions, 13 exits
Form 13F-HR for the quarter ended Dec 31, 2022 · filed Feb 2, 2023 · 106 reported positions · accession 0001085146-23-000570
What changed this quarter
| Activity | Security | Weight before | Weight now | Change | Shares | Shares % |
|---|---|---|---|---|---|---|
| Exited | SCHWAB STRATEGIC TR (SCHO) | 7.6% | — | −7.6 pts | −448K sh | −100% |
| New | SCHWAB STRATEGIC TR (SCHB) | — | 6.6% | +6.6 pts | +476K sh | new |
| Exited | SCHWAB STRATEGIC TR (FNDX) | 4.3% | — | −4.3 pts | −257K sh | −100% |
| Increased | VANGUARD SCOTTSDALE FDS (VGSH) | 3.2% | 5.8% | +2.6 pts | +168K sh | +106% |
| New | SCHWAB STRATEGIC TR (FNDA) | — | 2.9% | +2.9 pts | +203K sh | new |
| Increased | SCHWAB STRATEGIC TR (SCHP) | 0.1% | 2.8% | +2.7 pts | +168K sh | +2116% |
| Reduced | VANGUARD MALVERN FDS (VTIP) | 2.8% | 0.1% | −2.7 pts | −156K sh | −96% |
| Increased | VANGUARD INDEX FDS (VTV) | 14.6% | 16.4% | +1.8 pts | +42,764 sh | +13% |
| New | SSGA ACTIVE ETF TR (TOTL) | — | 1.4% | +1.4 pts | +113K sh | new |
| Increased | VANGUARD INDEX FDS (VUG) | 12.2% | 11.8% | −0.4 pts | +16,974 sh | +10% |
| Exited | ISHARES TR (STIP) | 1.1% | — | −1.1 pts | −32,742 sh | −100% |
| Increased | FIDELITY MERRIMACK STR TR (FBND) | 0.1% | 1.1% | +1.0 pts | +75,363 sh | +1303% |
| Reduced | INVESCO ACTIVELY MANAGED ETF (GSY) | 6.7% | 5.1% | −1.6 pts | −49,629 sh | −13% |
| Exited | VANGUARD BD INDEX FDS (BIV) | 0.6% | — | −0.6 pts | −24,634 sh | −100% |
| Reduced | VANGUARD INTL EQUITY INDEX F (VEU) | 10.4% | 9.8% | −0.6 pts | −33,547 sh | −5% |
| Exited | VANGUARD SCOTTSDALE FDS (VGLT) | 0.5% | — | −0.5 pts | −21,972 sh | −100% |
| Increased | VANGUARD INDEX FDS (VBR) | 4.8% | 5.2% | +0.3 pts | +9,563 sh | +10% |
| Reduced | SPROTT PHYSICAL SILVER TR (PSLV) | 1.2% | 1.0% | −0.2 pts | −134K sh | −25% |
| New | VANECK ETF TRUST (MLN) | — | 0.3% | +0.3 pts | +57,462 sh | new |
| Increased | DIREXION SHS ETF TR (COM) | 3.2% | 3.1% | −0.1 pts | +33,300 sh | +11% |
| New | UNITY SOFTWARE INC (U) | — | 0.3% | +0.3 pts | +29,514 sh | new |
| Reduced | J P MORGAN EXCHANGE TRADED F (JPST) | 2.8% | 2.2% | −0.6 pts | −16,792 sh | −11% |
| Exited | INVESCO EXCH TRADED FD TR II (PCEF) | 0.2% | — | −0.2 pts | −40,712 sh | −100% |
| Exited | INVESCO EXCH TRADED FD TR II (VRP) | 0.2% | — | −0.2 pts | −32,205 sh | −100% |
| New | PIMCO ETF TR (MINT) | — | 0.2% | +0.2 pts | +7,943 sh | new |
| New | GLOBAL X FDS (RYLD) | — | 0.2% | +0.2 pts | +39,875 sh | new |
| New | GLOBAL X FDS (DJIA) | — | 0.2% | +0.2 pts | +32,247 sh | new |
| Increased | FLEXSHARES TR (GUNR) | 4.9% | 5.2% | +0.3 pts | +13,988 sh | +4% |
| New | VANGUARD STAR FDS (VXUS) | — | 0.2% | +0.2 pts | +10,771 sh | new |
| Increased | KRANESHARES TR (KRBN) | 1.1% | 1.1% | 0.0 pts | +14,074 sh | +17% |
| New | BLACKSTONE SECD LENDING FD (BXSL) | — | 0.2% | +0.2 pts | +22,696 sh | new |
| Increased | VANGUARD INDEX FDS (VBK) | 3.3% | 3.1% | −0.2 pts | +2,511 sh | +5% |
| Increased | SCHWAB STRATEGIC TR (SCHD) | 0.4% | 0.6% | +0.1 pts | +6,407 sh | +35% |
| New | VANECK ETF TRUST (PFXF) | — | 0.1% | +0.1 pts | +21,479 sh | new |
| Increased | APPLE INC (AAPL) | 1.3% | 1.2% | −0.1 pts | +2,548 sh | +9% |
| New | SIERRA BANCORP (BSRR) | — | 0.1% | +0.1 pts | +13,200 sh | new |
| Increased | SIGA TECHNOLOGIES INC (SIGA) | 0.2% | 0.2% | 0.0 pts | +36,224 sh | +87% |
| New | ADVANTAGE SOLUTIONS INC (ADV) | — | 0.1% | +0.1 pts | +127K sh | new |
| New | CONYERS PARK III ACQSITN COR (CPAA) | — | 0.1% | +0.1 pts | +127K sh | new |
| Reduced | GLOBAL X FDS (XYLD) | 0.4% | 0.3% | −0.1 pts | −6,354 sh | −23% |
| New | VANGUARD WHITEHALL FDS (VYMI) | — | 0.1% | +0.1 pts | +3,784 sh | new |
| New | HOME DEPOT INC (HD) | — | 0.1% | +0.1 pts | +702 sh | new |
| New | S&P GLOBAL INC (SPGI) | — | 0.1% | +0.1 pts | +653 sh | new |
| New | SSGA ACTIVE ETF TR (RLY) | — | 0.1% | +0.1 pts | +7,570 sh | new |
| New | UNION PAC CORP (UNP) | — | 0.1% | +0.1 pts | +1,000 sh | new |
| Exited | CONTROLADORA VUELA COMP DE A (VLRS) | 0.1% | — | −0.1 pts | −22,500 sh | −100% |
| Exited | BROADMARK RLTY CAP INC (BRMK) | 0.0% | — | 0.0 pts | −27,258 sh | −100% |
| Exited | PIMCO HIGH INCOME FD (PHK) | 0.0% | — | 0.0 pts | −18,997 sh | −100% |
| New | VERB TECHNOLOGY CO INC (VERB) | — | 0.0% | 0.0 pts | +556K sh | new |
| New | AZUL S A (AZULQ) | — | 0.0% | 0.0 pts | +12,000 sh | new |
The 50 largest of 97 changes, by size of the trade. Full holdings for this quarter.
Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled
Top 10 positions — 72.1% of the equity book
Changes in the top 10 this quarter: SCHB entered · COM entered · SCHO left · FNDX left
| # | Security | Weight before | Weight now | |
|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS (VTV) | 14.6% | 16.4% | |
| 2 | VANGUARD INDEX FDS (VUG) | 12.2% | 11.8% | |
| 3 | VANGUARD INTL EQUITY INDEX F (VEU) | 10.4% | 9.8% | |
| 4 | SCHWAB STRATEGIC TR (SCHB) | 0.0% | 6.6% | Entered the top 10 |
| 5 | VANGUARD SCOTTSDALE FDS (VGSH) | 3.2% | 5.8% | |
| 6 | FLEXSHARES TR (GUNR) | 4.9% | 5.2% | |
| 7 | VANGUARD INDEX FDS (VBR) | 4.8% | 5.2% | |
| 8 | INVESCO ACTIVELY MANAGED ETF (GSY) | 6.7% | 5.1% | |
| 9 | VANGUARD INDEX FDS (VBK) | 3.3% | 3.1% | |
| 10 | DIREXION SHS ETF TR (COM) | 3.2% | 3.1% | Entered the top 10 |
| — | SCHWAB STRATEGIC TR (SCHO) | 7.6% | 0.0% | Left the top 10 |
| — | SCHWAB STRATEGIC TR (FNDX) | 4.3% | 0.0% | Left the top 10 |
Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).
Option positions (puts and calls)
Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.
| Activity | Security | Type | Shares before | Shares now | Reported value |
|---|---|---|---|---|---|
| Reduced | SNAP INC (SNAP) | Call | 10,300 | 7,500 | $6.38K |
| Reduced | FORD MTR CO DEL (F) | Call | 16,000 | 8,000 | $4.46K |
| New | UNITY SOFTWARE INC (U) | Call | 0 | 100 | $3 |
| Exited | ALPHABET INC (GOOG) | Call | 800 | 0 | $0 |