Pasadena Private Wealth LLC's Q3 2022 13F: 18 new positions, 13 exits

Form 13F-HR for the quarter ended Sep 30, 2022 · filed Nov 18, 2022 · 97 reported positions · accession 0001085146-22-004194

View the filing on SEC.gov

What changed this quarter

Activity Security Weight before Weight now Change Shares Shares %
Exited WISDOMTREE TR (USFR) 10.5% — −10.5 pts −610K sh −100%
New SCHWAB STRATEGIC TR (SCHO) — 7.6% +7.6 pts +448K sh new
New SCHWAB STRATEGIC TR (FNDX) — 4.3% +4.3 pts +257K sh new
New VANGUARD SCOTTSDALE FDS (VGSH) — 3.2% +3.2 pts +158K sh new
New J P MORGAN EXCHANGE TRADED F (JPST) — 2.8% +2.8 pts +156K sh new
Exited ISHARES TR (LRGF) 2.2% — −2.2 pts −169K sh −100%
Exited ISHARES TR (ICSH) 2.1% — −2.1 pts −124K sh −100%
Exited ISHARES TR (SMLF) 2.1% — −2.1 pts −131K sh −100%
Exited INVESCO EXCHANGE TRADED FD T (PGJ) 1.1% — −1.1 pts −95,173 sh −100%
Increased VANGUARD INDEX FDS (VTV) 14.5% 14.6% +0.1 pts +14,890 sh +5%
Exited VANGUARD WORLD FD (EDV) 0.5% — −0.5 pts −15,134 sh −100%
Increased VANGUARD INTL EQUITY INDEX F (VEU) 10.9% 10.4% −0.4 pts +32,137 sh +5%
New VANGUARD SCOTTSDALE FDS (VGLT) — 0.5% +0.5 pts +21,972 sh new
Reduced ISHARES TR (STIP) 1.6% 1.1% −0.5 pts −13,664 sh −29%
New GLOBAL X FDS (XYLD) — 0.4% +0.4 pts +28,076 sh new
Increased VANGUARD INDEX FDS (VUG) 12.1% 12.2% +0.1 pts +4,002 sh +3%
Exited GLOBAL X FDS (QYLD) 0.3% — −0.3 pts −50,268 sh −100%
Increased INVESCO ACTIVELY MANAGED ETF (GSY) 6.3% 6.7% +0.4 pts +15,035 sh +4%
Increased FLEXSHARES TR (GUNR) 4.9% 4.9% +0.1 pts +16,326 sh +5%
Increased VANGUARD INDEX FDS (VBR) 4.7% 4.8% +0.1 pts +3,873 sh +4%
Increased DIREXION SHS ETF TR (COM) 3.1% 3.2% +0.1 pts +15,888 sh +5%
New PACER FDS TR (COWZ) — 0.2% +0.2 pts +10,560 sh new
New SIGA TECHNOLOGIES INC (SIGA) — 0.2% +0.2 pts +41,594 sh new
New SCHWAB STRATEGIC TR (SCHP) — 0.1% +0.1 pts +7,925 sh new
New ABBVIE INC (ABBV) — 0.1% +0.1 pts +2,587 sh new
Increased VANGUARD INDEX FDS (VBK) 3.1% 3.3% +0.1 pts +1,340 sh +3%
New FIDELITY MERRIMACK STR TR (FBND) — 0.1% +0.1 pts +5,784 sh new
Exited VANGUARD WHITEHALL FDS (VIGI) 0.1% — −0.1 pts −3,628 sh −100%
Increased AMPLIFY ETF TR (DIVO) 0.4% 0.5% +0.1 pts +7,281 sh +21%
Exited S&P GLOBAL INC (SPGI) 0.1% — −0.1 pts −653 sh −100%
Exited UNION PAC CORP (UNP) 0.1% — −0.1 pts −1,000 sh −100%
Increased ALPHABET INC (GOOGL) 0.3% 0.3% 0.0 pts +1,963 sh +28%
Exited MITSUBISHI UFJ FINL GROUP IN (MUFG) 0.1% — −0.1 pts −29,908 sh −100%
Increased KRANESHARES TR (KRBN) 1.3% 1.1% −0.3 pts +3,563 sh +5%
Exited AZUL S A (AZULQ) 0.0% — 0.0 pts −19,000 sh −100%
Reduced VANGUARD MALVERN FDS (VTIP) 2.8% 2.8% −0.1 pts −2,326 sh −1%
Increased EXXON MOBIL CORP (XOM) 0.1% 0.1% 0.0 pts +1,235 sh +37%
Increased SPROTT PHYSICAL SILVER TR (PSLV) 1.2% 1.2% 0.0 pts +15,573 sh +3%
Increased VANGUARD BD INDEX FDS (BIV) 0.6% 0.6% 0.0 pts +1,385 sh +6%
Increased CONTROLADORA VUELA COMP DE A (VLRS) 0.0% 0.1% 0.0 pts +12,500 sh +125%
Increased VALERO ENERGY CORP (VLO) 0.1% 0.1% 0.0 pts +792 sh +41%
Increased INVESCO EXCHANGE TRADED FD T (PEY) 0.1% 0.2% 0.0 pts +3,970 sh +20%
Increased RIO TINTO PLC (RIO) 0.1% 0.1% 0.0 pts +1,273 sh +37%
Increased SCHWAB STRATEGIC TR (SCHD) 0.4% 0.4% 0.0 pts +887 sh +5%
Increased TESLA INC (TSLA) 0.2% 0.2% +0.1 pts +220 sh +11%
Increased VALE S A (VALE) 0.1% 0.1% 0.0 pts +4,153 sh +35%
Increased INVESCO QQQ TR (QQQ) 0.4% 0.4% 0.0 pts +200 sh +5%
Reduced ISHARES TR (IQLT) 0.2% 0.1% 0.0 pts −1,836 sh −11%
Increased ISHARES TR (DGRO) 0.2% 0.2% 0.0 pts +1,071 sh +8%
Increased ISHARES TR (QUAL) 0.2% 0.2% 0.0 pts +450 sh +9%

The 50 largest of 90 changes, by size of the trade. Full holdings for this quarter.

Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled

† Security identifier (CUSIP) changed — read as one continuing position, not an exit and a new position:

  • JACOBS SOLUTIONS INC (J): 469814107 → 46982L108, 5,647 → 5,647 shares

Top 10 positions — 72.1% of the equity book

Changes in the top 10 this quarter: SCHO entered · FNDX entered · VGSH entered · USFR left · COM left · VTIP left

# Security Weight before Weight now
1 VANGUARD INDEX FDS (VTV) 14.5% 14.6%
2 VANGUARD INDEX FDS (VUG) 12.1% 12.2%
3 VANGUARD INTL EQUITY INDEX F (VEU) 10.9% 10.4%
4 SCHWAB STRATEGIC TR (SCHO) 0.0% 7.6% Entered the top 10
5 INVESCO ACTIVELY MANAGED ETF (GSY) 6.3% 6.7%
6 FLEXSHARES TR (GUNR) 4.9% 4.9%
7 VANGUARD INDEX FDS (VBR) 4.7% 4.8%
8 SCHWAB STRATEGIC TR (FNDX) 0.0% 4.3% Entered the top 10
9 VANGUARD INDEX FDS (VBK) 3.1% 3.3%
10 VANGUARD SCOTTSDALE FDS (VGSH) 0.0% 3.2% Entered the top 10
— WISDOMTREE TR (USFR) 10.5% 0.0% Left the top 10
— DIREXION SHS ETF TR (COM) 3.1% 3.2% Left the top 10
— VANGUARD MALVERN FDS (VTIP) 2.8% 2.8% Left the top 10

Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).

Option positions (puts and calls)

Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.

Activity Security Type Shares before Shares now Reported value
New SNAP INC (SNAP) Call 0 10,300 $12K
Increased UBER TECHNOLOGIES INC (UBER) Call 11,200 12,900 $15K
New FORD MTR CO DEL (F) Call 0 16,000 $7K
Exited NORWEGIAN CRUISE LINE HLDG L (NCLH) Call 15,000 0 $0
New ALPHABET INC (GOOG) Call 0 800 $0
Increased AMERICAN AIRLS GROUP INC (AAL) Call 19,500 25,000 $5K
Exited APPLE INC (AAPL) Call 1,000 0 $0
Exited AT&T INC (T) Put 8,000 0 $0
Exited BK OF AMERICA CORP (BAC) Call 3,000 0 $0