Pasadena Private Wealth LLC's Q2 2022 13F: 15 new positions, 22 exits

Form 13F-HR for the quarter ended Jun 30, 2022 · filed Aug 8, 2022 · 92 reported positions · accession 0001085146-22-002859

View the filing on SEC.gov

What changed this quarter

Activity Security Weight before Weight now Change Shares Shares %
Exited PIMCO ETF TR (MINT) 10.9% — −10.9 pts −335K sh −100%
New WISDOMTREE TR (USFR) — 10.5% +10.5 pts +610K sh new
Increased VANGUARD INDEX FDS (VUG) 11.5% 12.1% +0.6 pts +35,526 sh +29%
Reduced INVESCO ACTIVELY MANAGED ETF (GSY) 8.1% 6.3% −1.9 pts −133K sh −26%
New ISHARES TR (LRGF) — 2.2% +2.2 pts +169K sh new
New ISHARES TR (SMLF) — 2.1% +2.1 pts +131K sh new
Exited PROSHARES TR (PSQ) 1.8% — −1.8 pts −486K sh −100%
Increased VANGUARD INTL EQUITY INDEX F (VEU) 10.0% 10.9% +0.9 pts +102K sh +19%
Increased VANGUARD INDEX FDS (VTV) 13.8% 14.5% +0.7 pts +35,298 sh +12%
Reduced ISHARES TR (STIP) 3.0% 1.6% −1.4 pts −42,826 sh −48%
Increased FLEXSHARES TR (GUNR) 4.1% 4.9% +0.7 pts +87,653 sh +32%
New INVESCO EXCHANGE TRADED FD T (PGJ) — 1.1% +1.1 pts +95,173 sh new
Reduced ISHARES TR (ICSH) 2.8% 2.1% −0.6 pts −45,083 sh −27%
Increased VANGUARD INDEX FDS (VBK) 3.0% 3.1% +0.2 pts +9,471 sh +26%
Increased VANGUARD INDEX FDS (VBR) 4.6% 4.7% +0.1 pts +11,431 sh +14%
Reduced VANGUARD MALVERN FDS (VTIP) 3.3% 2.8% −0.5 pts −33,848 sh −17%
New VANGUARD WORLD FD (EDV) — 0.5% +0.5 pts +15,134 sh new
Exited ISHARES TR (IEF) 0.5% — −0.5 pts −13,914 sh −100%
Increased KRANESHARES TR (KRBN) 0.9% 1.3% +0.4 pts +19,849 sh +34%
Exited PIMCO ETF TR (STPZ) 0.3% — −0.3 pts −18,094 sh −100%
New GLOBAL X FDS (QYLD) — 0.3% +0.3 pts +50,268 sh new
Exited VANGUARD SCOTTSDALE FDS (VGSH) 0.3% — −0.3 pts −13,807 sh −100%
New INVESCO EXCH TRADED FD TR II (PCEF) — 0.3% +0.3 pts +40,360 sh new
Increased SPROTT PHYSICAL SILVER TR (PSLV) 1.2% 1.2% +0.1 pts +110K sh +27%
Exited VANGUARD BD INDEX FDS (BSV) 0.3% — −0.3 pts −10,119 sh −100%
New INVESCO EXCH TRADED FD TR II (VRP) — 0.2% +0.2 pts +32,338 sh new
Reduced DIREXION SHS ETF TR (COM) 3.4% 3.1% −0.3 pts −21,870 sh −7%
New ISHARES TR (ITOT) — 0.2% +0.2 pts +6,659 sh new
Exited ISHARES TR (IWV) 0.2% — −0.2 pts −2,081 sh −100%
Exited SPDR SER TR (SHM) 0.2% — −0.2 pts −11,384 sh −100%
Increased VANGUARD BD INDEX FDS (BIV) 0.4% 0.6% +0.2 pts +6,499 sh +39%
Exited NVIDIA CORPORATION (NVDA) 0.1% — −0.1 pts −1,256 sh −100%
Exited MOSAIC CO NEW (MOS) 0.1% — −0.1 pts −4,257 sh −100%
New GLOBAL X FDS (MLPA) — 0.1% +0.1 pts +7,209 sh new
Exited CF INDS HLDGS INC (CF) 0.1% — −0.1 pts −2,473 sh −100%
New DIMENSIONAL ETF TRUST (DFUV)
new — newly listed security (e.g. spin-off)
 — 0.1% +0.1 pts +7,548 sh new
Exited PEOPLES UNITED FINANCIAL INC (PBCT) 0.1% — −0.1 pts −12,000 sh −100%
New M & T BK CORP (MTB) — 0.1% +0.1 pts +1,416 sh new
Exited NUTRIEN LTD (NTR) 0.1% — −0.1 pts −2,206 sh −100%
Exited GOLDMAN SACHS ETF TR (GSLC) 0.1% — −0.1 pts −2,548 sh −100%
Exited ABBVIE INC (ABBV) 0.1% — −0.1 pts −1,362 sh −100%
Exited ZOETIS INC (ZTS) 0.1% — −0.1 pts −1,153 sh −100%
Exited HOME DEPOT INC (HD) 0.1% — −0.1 pts −692 sh −100%
Exited GENERAL DYNAMICS CORP (GD) 0.1% — −0.1 pts −841 sh −100%
Exited META PLATFORMS INC (META) 0.1% — −0.1 pts −914 sh −100%
Exited VANGUARD SCOTTSDALE FDS (VTWO) 0.1% — −0.1 pts −2,428 sh −100%
Exited FORD MTR CO DEL (F) 0.1% — −0.1 pts −11,534 sh −100%
New BROADMARK RLTY CAP INC (BRMK) — 0.1% +0.1 pts +26,627 sh new
Reduced VALERO ENERGY CORP (VLO) 0.1% 0.1% 0.0 pts −1,571 sh −45%
New CORNERSTONE STRATEGIC VALUE (CLM) — 0.0% 0.0 pts +16,871 sh new

The 50 largest of 98 changes, by size of the trade. Full holdings for this quarter.

Reported by the fund in its Form 13F filed with the SEC; holdings are as of the quarter-end report date and may have changed since. For informational purposes only — not investment advice or a recommendation to buy or sell any security. FilingExplorer is not affiliated with or endorsed by this fund. How this brief is compiled

Top 10 positions — 72.8% of the equity book

Changes in the top 10 this quarter: USFR entered · VBK entered · MINT left · STIP left

# Security Weight before Weight now
1 VANGUARD INDEX FDS (VTV) 13.8% 14.5%
2 VANGUARD INDEX FDS (VUG) 11.5% 12.1%
3 VANGUARD INTL EQUITY INDEX F (VEU) 10.0% 10.9%
4 WISDOMTREE TR (USFR) 0.0% 10.5% Entered the top 10
5 INVESCO ACTIVELY MANAGED ETF (GSY) 8.1% 6.3%
6 FLEXSHARES TR (GUNR) 4.1% 4.9%
7 VANGUARD INDEX FDS (VBR) 4.6% 4.7%
8 VANGUARD INDEX FDS (VBK) 3.0% 3.1% Entered the top 10
9 DIREXION SHS ETF TR (COM) 3.4% 3.1%
10 VANGUARD MALVERN FDS (VTIP) 3.3% 2.8%
— PIMCO ETF TR (MINT) 10.9% 0.0% Left the top 10
— ISHARES TR (STIP) 3.0% 1.6% Left the top 10

Weights are each position's reported value as a share of the fund's reported equity positions (options and principal-amount holdings excluded).

Option positions (puts and calls)

Reported separately from the positions above. The value a 13F reports for an option is that of the underlying shares, not the option itself.

Activity Security Type Shares before Shares now Reported value
Reduced AMERICAN AIRLS GROUP INC (AAL) Call 27,000 19,500 $5K
New UBER TECHNOLOGIES INC (UBER) Call 0 11,200 $7K
Reduced AT&T INC (T) Put 10,000 8,000 $0
New NORWEGIAN CRUISE LINE HLDG L (NCLH) Call 0 15,000 $2K
New APPLE INC (AAPL) Call 0 1,000 $0
New BK OF AMERICA CORP (BAC) Call 0 3,000 $0
Exited FEDEX CORP (FDX) Put 400 0 $0